0001085146-21-000190.txt : 20210120 0001085146-21-000190.hdr.sgml : 20210120 20210119212040 ACCESSION NUMBER: 0001085146-21-000190 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210120 DATE AS OF CHANGE: 20210119 EFFECTIVENESS DATE: 20210120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 21537221 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 12-31-2020 12-31-2020 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 01-19-2021 0 44 39498 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 241 13965 SH SOLE 0 0 13965 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 318 27027 SH SOLE 0 0 27027 BLACKROCK CORPOR HI YLD FD I COM 09255P107 350 30587 SH SOLE 0 0 30587 BLACKROCK CR ALLOCATION INCO COM 092508100 365 24818 SH SOLE 0 0 24818 BLACKROCK MULTI-SECTOR INC T COM 09258A107 209 11893 SH SOLE 0 0 11893 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 268 16993 SH SOLE 0 0 16993 CHEVRON CORP NEW COM 166764100 205 2427 SH SOLE 0 0 2427 COHEN & STEERS LTD DURATION COM 19248C105 214 8057 SH SOLE 0 0 8057 COHEN & STEERS QUALITY INCOM COM 19247L106 190 15337 SH SOLE 0 0 15337 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 8202 8356000 SH SOLE 0 0 8356000 COLONY CR REAL ESTATE INC COM CL A 19625T101 273 36450 SH SOLE 0 0 36450 COMPASS DIVERSIFIED SH BEN INT 20451Q104 796 40925 SH SOLE 0 0 40925 EATON VANCE MUN BD FD COM 27827X101 148 10916 SH SOLE 0 0 10916 EATON VANCE TAX ADVT DIV INC COM 27828G107 217 9187 SH SOLE 0 0 9187 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 15 11000 SH SOLE 0 0 11000 EZCORP INC NOTE 2.375% 5/0 302301AE6 1767 2202000 SH SOLE 0 0 2202000 FINTECH ACQUISITION CORP IV CL A 31810N104 217 19172 SH SOLE 0 0 19172 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 38 38000 SH SOLE 0 0 38000 GABELLI DIVID & INCOME TR COM 36242H104 203 9476 SH SOLE 0 0 9476 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4768 4644000 SH SOLE 0 0 4644000 HP INC COM 40434L105 294 11945 SH SOLE 0 0 11945 INTERNATIONAL BUSINESS MACHS COM 459200101 377 2996 SH SOLE 0 0 2996 IRON MTN INC NEW COM 46284V101 408 13832 SH SOLE 0 0 13832 ISHARES TR IBOXX HI YD ETF 464288513 672 7700 SH SOLE 0 0 7700 ISHARES TR MORTGE REL ETF 46435G342 542 17008 SH SOLE 0 0 17008 ISHARES TR MSCI EAFE ETF 464287465 331 4536 SH SOLE 0 0 4536 KRAFT HEINZ CO COM 500754106 269 7765 SH SOLE 0 0 7765 LENSAR INC COM 52634L108 84 11638 SH SOLE 0 0 11638 MARATHON PETE CORP COM 56585A102 435 10521 SH SOLE 0 0 10521 OAKTREE SPECIALTY LENDING CO COM 67401P108 242 43458 SH SOLE 0 0 43458 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 550 19856 SH SOLE 0 0 19856 PITNEY BOWES INC COM 724479100 581 94307 SH SOLE 0 0 94307 PROSPECT CAP CORP COM 74348T102 859 158723 SH SOLE 0 0 158723 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 5400 5275000 SH SOLE 0 0 5275000 RMR GROUP INC CL A 74967R106 377 9752 SH SOLE 0 0 9752 SCULPTOR CAP MGMT COM CL A 811246107 541 35575 SH SOLE 0 0 35575 SIMON PPTY GROUP INC NEW COM 828806109 332 3896 SH SOLE 0 0 3896 SOLAR CAP LTD COM 83413U100 326 18600 SH SOLE 0 0 18600 STORE CAP CORP COM 862121100 484 14244 SH SOLE 0 0 14244 TEMPLETON EMERGING MKTS INCO COM 880192109 153 19743 SH SOLE 0 0 19743 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 6651 6787000 SH SOLE 0 0 6787000 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 269 5366 SH SOLE 0 0 5366 VERIZON COMMUNICATIONS INC COM 92343V104 238 4051 SH SOLE 0 0 4051 WISDOMTREE INVTS INC COM 97717P104 79 14838 SH SOLE 0 0 14838