0001085146-20-002742.txt : 20201104 0001085146-20-002742.hdr.sgml : 20201104 20201103212534 ACCESSION NUMBER: 0001085146-20-002742 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201103 EFFECTIVENESS DATE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 201285049 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 09-30-2020 09-30-2020 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 10-29-2020 0 44 43003 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 229 14156 SH SOLE 0 0 14156 ALLIANCEBERNSTEIN GLOBAL HIG COM 01879R106 297 28214 SH SOLE 0 0 28214 ALLIANCEBERNSTEIN NATL MUN I COM 01864U106 148 10624 SH SOLE 0 0 10624 BLACKROCK CORPOR HI YLD FD I COM 09255P107 341 31975 SH SOLE 0 0 31975 BLACKROCK CR ALLOCATION INCO COM 092508100 369 25967 SH SOLE 0 0 25967 BLACKROCK MULTI-SECTOR INC T COM 09258A107 190 12069 SH SOLE 0 0 12069 BLACKROCK MUNI INTER DR FD I COM 09253X102 150 10711 SH SOLE 0 0 10711 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 232 17234 SH SOLE 0 0 17234 COHEN & STEERS QUALITY INCOM COM 19247L106 173 15601 SH SOLE 0 0 15601 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 8165 8416000 SH SOLE 0 0 8416000 COLONY CR REAL ESTATE INC COM CL A 19625T101 191 38951 SH SOLE 0 0 38951 COMPASS DIVERSIFIED SH BEN INT 20451Q104 780 40936 SH SOLE 0 0 40936 EATON VANCE MUN BD FD COM 27827X101 155 11804 SH SOLE 0 0 11804 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 14 11000 SH SOLE 0 0 11000 EZCORP INC NOTE 2.375% 5/0 302301AE6 7036 9027000 SH SOLE 0 0 9027000 FAT BRANDS INC COM 30258N105 207 36760 SH SOLE 0 0 36760 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 39 38000 SH SOLE 0 0 38000 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4709 4691000 SH SOLE 0 0 4691000 HP INC COM 40434L105 226 11903 SH SOLE 0 0 11903 INTERNATIONAL BUSINESS MACHS COM 459200101 362 2978 SH SOLE 0 0 2978 IRON MTN INC NEW COM 46284V101 379 14137 SH SOLE 0 0 14137 ISHARES TR MORTGE REL ETF 46435G342 438 17008 SH SOLE 0 0 17008 ISHARES TR MSCI EAFE ETF 464287465 288 4525 SH SOLE 0 0 4525 JERNIGAN CAP INC COM 476405105 331 19300 SH SOLE 0 0 19300 KRAFT HEINZ CO COM 500754106 233 7771 SH SOLE 0 0 7771 MARATHON PETE CORP COM 56585A102 310 10563 SH SOLE 0 0 10563 NUVEEN AMT FREE QLTY MUN INC COM 670657105 148 10321 SH SOLE 0 0 10321 NUVEEN QUALITY MUNCP INCOME COM 67066V101 150 10329 SH SOLE 0 0 10329 OAKTREE SPECIALTY LENDING CO COM 67401P108 216 44675 SH SOLE 0 0 44675 PDL BIOPHARMA INC COM 69329Y104 511 162336 SH SOLE 0 0 162336 PERSHING SQUARE TONTINE HLDG COM CL A 71531R109 457 20136 SH SOLE 0 0 20136 PITNEY BOWES INC COM 724479100 315 94307 SH SOLE 0 0 94307 PROSPECT CAP CORP NOTE 4.950% 7/1 74348TAR3 5370 5329000 SH SOLE 0 0 5329000 PROSPECT CAP CORP COM 74348T102 801 159341 SH SOLE 0 0 159341 RMR GROUP INC CL A 74967R106 274 9959 SH SOLE 0 0 9959 SCULPTOR CAP MGMT COM CL A 811246107 418 35575 SH SOLE 0 0 35575 SIMON PPTY GROUP INC NEW COM 828806109 256 3953 SH SOLE 0 0 3953 SOLAR CAP LTD COM 83413U100 292 18432 SH SOLE 0 0 18432 STORE CAP CORP COM 862121100 412 15031 SH SOLE 0 0 15031 TEMPLETON EMERGING MKTS INCO COM 880192109 144 19454 SH SOLE 0 0 19454 TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 6726 6815000 SH SOLE 0 0 6815000 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 235 5430 SH SOLE 0 0 5430 VERIZON COMMUNICATIONS INC COM 92343V104 241 4049 SH SOLE 0 0 4049 WISDOMTREE INVTS INC COM 97717P104 45 14086 SH SOLE 0 0 14086