0001085146-20-000386.txt : 20200204 0001085146-20-000386.hdr.sgml : 20200204 20200204143739 ACCESSION NUMBER: 0001085146-20-000386 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SMH CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001180391 IRS NUMBER: 752681494 STATE OF INCORPORATION: TX FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10258 FILM NUMBER: 20572936 BUSINESS ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 BUSINESS PHONE: 7132243100 MAIL ADDRESS: STREET 1: 4200 S. HULEN STREET 2: STE 534 CITY: FORT WORTH STATE: TX ZIP: 76109 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001180391 XXXXXXXX 12-31-2019 12-31-2019 false SMH CAPITAL ADVISORS INC

4200 S. HULEN STE 534 FORT WORTH TX 76109

13F HOLDINGS REPORT 028-10258 N Jenny Don Carlos 817-569-7005 /s/ Jenny Don Carlos Fort Worth TX 02-03-2020 0 43 50446 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ADAMS DIVERSIFIED EQUITY FD COM 006212104 214 13546 SH SOLE 0 0 13546 ALLIANCEBERNSTEIN GBL HGH IN COM 01879R106 323 26613 SH SOLE 0 0 26613 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 147 10527 SH SOLE 0 0 10527 APOLLO GLOBAL MGMT INC COM CL A 03768E105 308 6451 SH SOLE 0 0 6451 ARES CAP CORP COM 04010L103 193 10326 SH SOLE 0 0 10326 BLACKROCK CORPOR HI YLD FD I COM 09255P107 339 30289 SH SOLE 0 0 30289 BLACKROCK CR ALLCTN INC TR COM 092508100 351 25079 SH SOLE 0 0 25079 BLACKROCK MULTI-SECTOR INC T COM 09258A107 181 11189 SH SOLE 0 0 11189 BLACKROCK MUNI INTER DR FD I COM 09253X102 150 10551 SH SOLE 0 0 10551 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 223 16385 SH SOLE 0 0 16385 CHEVRON CORP NEW COM 166764100 282 2338 SH SOLE 0 0 2338 COHEN & STEERS LTD DUR PFD I COM 19248C105 202 7688 SH SOLE 0 0 7688 COLONY CAP INC NOTE 5.000% 4/1 19624RAA4 8417 8460000 SH SOLE 0 0 8460000 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 484 19453 SH SOLE 0 0 19453 EATON VANCE MUN BD FD COM 27827X101 149 11588 SH SOLE 0 0 11588 EATON VANCE TAX ADVT DIV INC COM 27828g107 224 8758 SH SOLE 0 0 8758 EXXON MOBIL CORP COM 30231G102 238 3411 SH SOLE 0 0 3411 EZCORP INC NOTE 2.375% 5/0 302301AE6 7292 9003000 SH SOLE 0 0 9003000 FAT BRANDS INC COM 30258N105 167 36760 SH SOLE 0 0 36760 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 88 93000 SH SOLE 0 0 93000 HANCOCK JOHN TAX-ADV DIV INC COM 41013v100 217 7923 SH SOLE 0 0 7923 HERCULES CAPITAL INC DBCV 4.375% 2/0 427096AF9 4860 4758000 SH SOLE 0 0 4758000 HP INC COM 40434L105 239 11637 SH SOLE 0 0 11637 INTERNATIONAL BUSINESS MACHS COM 459200101 649 4842 SH SOLE 0 0 4842 ISHARES TR CORE US AGGBD ET 464287226 1351 12027 SH SOLE 0 0 12027 ISHARES TR MSCI EAFE ETF 464287465 404 5825 SH SOLE 0 0 5825 ISHARES TR MORTGE REL ETF 46435G342 763 17126 SH SOLE 0 0 17126 KRAFT HEINZ CO COM 500754106 253 7860 SH SOLE 0 0 7860 NUVEEN AMT FREE QLTY MUN INC COM 670657105 146 10157 SH SOLE 0 0 10157 NUVEEN QUALITY MUNCP INCOME COM 67066V101 151 10344 SH SOLE 0 0 10344 OAKTREE SPECIALTY LENDING CO COM 67401p108 1332 243896 SH SOLE 0 0 243896 PDL BIOPHARMA INC COM 69329y104 260 80063 SH SOLE 0 0 80063 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 10640 9901000 SH SOLE 0 0 9901000 PITNEY BOWES INC COM 724479100 90 22307 SH SOLE 0 0 22307 PROSPECT CAPITAL CORPORATION COM 74348T102 1013 157277 SH SOLE 0 0 157277 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 5628 5490000 SH SOLE 0 0 5490000 SCULPTOR CAP MGMT COM CL A 811246107 793 35862 SH SOLE 0 0 35862 SOLAR CAP LTD COM 83413U100 365 17716 SH SOLE 0 0 17716 SPDR S&P 500 ETF TR TR UNIT 78462F103 468 1454 SH SOLE 0 0 1454 TEMPLETON EMERG MKTS INCOME COM 880192109 164 17866 SH SOLE 0 0 17866 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 388 8719 SH SOLE 0 0 8719 VERIZON COMMUNICATIONS INC COM 92343V104 243 3955 SH SOLE 0 0 3955 WISDOMTREE INVTS INC COM 97717p104 57 11851 SH SOLE 0 0 11851