-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MrXZ1Gg0v1nnd9BBuddEAyq+fARjcHCo06try4akn/H1obmskhSGEFGUuncsYoSq 66AvrGbJPdm/3sUCTRDMWA== 0001209191-10-039040.txt : 20100719 0001209191-10-039040.hdr.sgml : 20100719 20100719191457 ACCESSION NUMBER: 0001209191-10-039040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100715 FILED AS OF DATE: 20100719 DATE AS OF CHANGE: 20100719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPMAN BRETT CENTRAL INDEX KEY: 0001311177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32381 FILM NUMBER: 10959301 MAIL ADDRESS: STREET 1: C/O HERBALIFE INTERNATIONAL, INC. STREET 2: 1800 CENTURY PARK EAST CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERBALIFE LTD. CENTRAL INDEX KEY: 0001180262 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 BUSINESS PHONE: 310 410 9600 MAIL ADDRESS: STREET 1: P.O. BOX 309GT STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GEORGE TOWN STATE: E9 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: WH HOLDINGS CAYMAN ISLANDS LTD DATE OF NAME CHANGE: 20020814 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-07-15 0 0001180262 HERBALIFE LTD. HLF 0001311177 CHAPMAN BRETT 800 W. OLYMPIC BOULEVARD, #406 LOS ANGELES CA 90015 0 1 0 0 General Counsel Common Stock 2010-07-15 4 M 0 45833 15.50 A 98758 D Common Stock 2010-07-15 4 M 0 37500 15.00 A 136258 D Common Stock 2010-07-15 4 S 0 83300 50.00 D 52958 D Common Stock 2010-07-15 4 S 0 33 50.01 D 52925 D Common Stock 2010-07-15 4 M 0 28350 32.79 A 81275 D Common Stock 2010-07-15 4 D 0 22795 50.06 D 58480 D Common Stock 2010-07-15 4 M 0 26083 40.25 A 84563 D Common Stock 2010-07-15 4 D 0 23358 50.06 D 61205 D Common Stock 2010-07-15 4 M 0 8878 43.13 A 70083 D Common Stock 2010-07-15 4 D 0 8223 50.06 D 61860 D Common Stock 2010-07-15 4 M 0 4439 13.64 A 66299 D Common Stock 2010-07-15 4 D 0 2718 50.06 D 63581 D Common Stock 100 I By children Non-Qualified Stock Option (Right to Buy) 15.50 2010-07-15 4 M 0 45833 0.00 D 2014-12-01 Common Stock 45833 0 D Non-Qualified Stock Option (Right to Buy) 15.00 2010-07-15 4 M 0 37500 0.00 D 2015-04-27 Common Stock 37500 0 D Stock Appreciation Rights 32.79 2010-07-15 4 M 0 28350 0.00 D 2016-03-23 Common Stock 28350 3150 D Stock Appreciation Rights 40.25 2010-07-15 4 M 0 26083 0.00 D 2017-05-29 Common Stock 26083 0 D Stock Appreciation Rights 43.13 2010-07-15 4 M 0 8878 0.00 D 2018-02-28 Common Stock 8878 13317 D Stock Appreciation Rights 13.64 2010-07-15 4 M 0 4439 0.00 D 2019-02-27 Common Stock 4439 17756 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2010. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. These options were fully vested and exercisable as of December 1, 2007. These options were fully vested and exercisable as of April 27, 2008. This award of stock appreciation rights vests in increments of 1,575 at the end of each calendar quarter from March 31, 2006 through December 31, 2010. This award of stock appreciation rights was fully vested and exercisable as of May 29, 2010. This award of stock appreciation rights vests in increments of 20%, 20% and 60% on each of February 28, 2009, February 28, 2010, and February 28, 2011, respectively. This award of stock appreciation rights vests in increments of 20%, 20% and 60% on each of February 27, 2010, February 27, 2011, and February 27, 2012, respectively. Brett R. Chapman 2010-07-19 -----END PRIVACY-ENHANCED MESSAGE-----