-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NRSX1P9QWzHpSz61ey/l8j5/CTPrva1OGEvj4ufLyhQ+OoLM4S5lnKYlvbdSJ069 a9G2ZyXWXY50hvyvsBtrMw== 0001047469-08-008987.txt : 20080808 0001047469-08-008987.hdr.sgml : 20080808 20080808105148 ACCESSION NUMBER: 0001047469-08-008987 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080808 DATE AS OF CHANGE: 20080808 EFFECTIVENESS DATE: 20080808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTICAL GROUP LP CENTRAL INDEX KEY: 0001180179 IRS NUMBER: 223268942 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10845 FILM NUMBER: 081000924 BUSINESS ADDRESS: STREET 1: 25 DEFOREST AVE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9082773737 MAIL ADDRESS: STREET 1: 25 DEFOREST AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 a2187185z13f-hr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Vertical Group, L.P. ------------------------------- Address: 25 DeForest Avenue ------------------------------- Summit, NJ 07901 ------------------------------- Form 13F File Number: 28-10845 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John E. Runnells ------------------------------- Title: Partner ------------------------------- Phone: (908) 277-3737 ------------------------------- Signature, Place, and Date of Signing: /s/ John E. Runnells Summit, New Jersey August 8, 2008 ------------------------------- ------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 18 -------------------- Form 13F Information Table Value Total: $ 111,696 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None FORM 13F INFORMATIONAL TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Allscripts Healthcare COM 01988P108 7,508 605,000 SH SOLE N/A 605,000 Alsius Corp. COM 465707107 430 409,480 SH SOLE N/A 409,480 Am. Med. Systems COM 02744M108 15,021 1,004,754 SH SOLE N/A 1,004,754 Celgene Corporation COM 151020104 9,581 150,000 SH SOLE N/A 150,000 Conceptus COM 206016107 8,123 439,300 SH SOLE N/A 439,300 Endocare Inc. COM 29264P104 1,181 234,721 SH SOLE N/A 234,721 Endologix COM 29266S106 1,532 663,333 SH SOLE N/A 663,333 EV3 Inc. COM 26928A200 35,711 3,767,024 SH SOLE N/A 3,767,024 Health Grades COM 42218Q102 3,889 866,252 SH SOLE N/A 866,252 Johnson & Johnson COM 478160104 6,266 97,388 SH SOLE N/A 97,388 McKesson COM 58155Q103 1,927 34,474 SH SOLE N/A 34,474 Micrus Endovascular COM 59518V102 5,813 414,600 SH SOLE N/A 414,600 Nortel Networks COM 656568102 49 5,999 SH SOLE N/A 5,999 Omrix Biopharmaceuticals COM 681989109 8,084 513,600 SH SOLE N/A 513,600 Orthologic COM 68750J107 20 20,000 SH SOLE N/A 20,000 SenoRx COM 81724W104 2,817 363,500 SH SOLE N/A 363,500 Westell Technologies CLA 957541105 14 10,000 SH SOLE N/A 10,000 Zix Corp. COM 98974P100 3,730 1,341,810 SH SOLE N/A 1,341,810
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