-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQp1Ll5LmicAJkF+MTmqLtJTtpaDslKooVr+9GyZ5496fBZmP6cm6bSHDF8na19f 1z45yRBYulzm1LAGI+yxdA== 0001047469-08-006258.txt : 20080509 0001047469-08-006258.hdr.sgml : 20080509 20080509080105 ACCESSION NUMBER: 0001047469-08-006258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080509 DATE AS OF CHANGE: 20080509 EFFECTIVENESS DATE: 20080509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VERTICAL GROUP LP CENTRAL INDEX KEY: 0001180179 IRS NUMBER: 223268942 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10845 FILM NUMBER: 08816047 BUSINESS ADDRESS: STREET 1: 25 DEFOREST AVE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: 9082773737 MAIL ADDRESS: STREET 1: 25 DEFOREST AVE CITY: SUMMIT STATE: NJ ZIP: 07901 13F-HR 1 a2185432z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Vertical Group, L.P. ------------------------------- Address: 25 DeForest Avenue ------------------------------- Summit, NJ 07901 ------------------------------- Form 13F File Number: 28-10845 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John E. Runnells ------------------------------- Title: Partner ------------------------------- Phone: (908) 277-3737 ------------------------------- Signature, Place, and Date of Signing: /s/ John E. Runnells Summit, New Jersey May 9, 2008 ------------------------------- ------------------ ------------- [Signature] [City, State] [Date] Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) / / 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 17 -------------------- Form 13F Information Table Value Total: $ 114,373 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None Form 13F INFORMATIONAL TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE Allscripts Healthcare COM 01988P108 6,244 605,000 SH SOLE N/A 605,000 Alsius Corp. COM 465707107 603 409,480 SH SOLE N/A 409,480 Am. Med. Systems COM 02744M108 14,257 1,004,754 SH SOLE N/A 1,004,754 Celgene Corporation COM 151020104 23,290 380,000 SH SOLE N/A 380,000 Conceptus COM 206016107 7,225 389,300 SH SOLE N/A 389,300 Endocare Inc. COM 29264P104 1,620 234,721 SH SOLE N/A 234,721 Endologix COM 29266S106 1,041 348,300 SH SOLE N/A 348,300 EV3 Inc. COM 26928A200 28,362 3,484,224 SH SOLE N/A 3,484,224 Johnson & Johnson COM 478160104 6,318 97,388 SH SOLE N/A 97,388 Lifecell COM 531927101 8,040 191,300 SH SOLE N/A 191,300 Masimo COM 574795100 9,933 382,057 SH SOLE N/A 382,057 McKesson COM 58155Q103 1,805 34,474 SH SOLE N/A 34,474 Metabolix, Inc. COM 591018809 370 33,753 SH SOLE N/A 33,753 Nortel Networks COM 656568102 40 5,999 SH SOLE N/A 5,999 Orthologic COM 68750J107 17 20,000 SH SOLE N/A 20,000 Westell Technologies CLA 957541105 15 10,000 SH SOLE N/A 10,000 Zix Corp. COM 98974P100 5,193 1,341,810 SH SOLE N/A 1,341,810
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