0000914190-13-000340.txt : 20130522
0000914190-13-000340.hdr.sgml : 20130522
20130522161101
ACCESSION NUMBER: 0000914190-13-000340
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130520
FILED AS OF DATE: 20130522
DATE AS OF CHANGE: 20130522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cardiovascular Systems Inc
CENTRAL INDEX KEY: 0001180145
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411698056
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 651 CAMPUS DRIVE
CITY: ST. PAUL
STATE: MN
ZIP: 55112
BUSINESS PHONE: 651-259-1600
MAIL ADDRESS:
STREET 1: 651 CAMPUS DRIVE
CITY: ST. PAUL
STATE: MN
ZIP: 55112
FORMER COMPANY:
FORMER CONFORMED NAME: REPLIDYNE INC
DATE OF NAME CHANGE: 20020813
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NELSON GLEN D
CENTRAL INDEX KEY: 0001198920
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52082
FILM NUMBER: 13864911
BUSINESS ADDRESS:
STREET 1: 385 WASHINGTON ST
CITY: SAINT PAUL
STATE: MN
ZIP: 55102
BUSINESS PHONE: 651-310-6748
MAIL ADDRESS:
STREET 1: THE TRAVELERS COMPANIES, INC.
STREET 2: 385 WASHINGTON STREET
CITY: ST. PAUL
STATE: MN
ZIP: 55102
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-05-20
0001180145
Cardiovascular Systems Inc
CSII
0001198920
NELSON GLEN D
651 CAMPUS DRIVE
ST. PAUL
MN
55112
1
0
0
0
Common Stock
2013-05-20
4
P
0
10250
18.474
A
431588
D
Common Stock
28500
I
By Family Trust
Common Stock
258655
I
Held by LLC
Stock Option (right to buy)
12.37
2015-11-30
Common Stock
9705
9705
D
Stock Option (right to buy)
9.28
2014-11-30
Common Stock
6470
6470
D
Stock Option (right to buy)
8.83
2016-12-18
Common Stock
12940
12940
D
Stock Option (right to buy)
7.90
2017-10-08
Common Stock
4322
4322
D
Stock Option (right to buy)
11.38
2017-11-12
Common Stock
15087
15087
D
Warrant
9.28
2008-09-12
2013-09-12
Common Stock
53916
53916
I
Held by LLC
Warrant
8.83
2009-02-25
2014-02-24
Common Stock
56558
56558
I
Held by LLC
Warrant (right to buy)
9.28
2010-11-30
2013-09-12
Common Stock
117399
117399
I
Held by LLC
Warrant (right to buy)
8.83
2010-11-30
2014-02-24
Common Stock
452729
452729
I
Held by LLC
Restricted Stock Units
Common Stock
5714
5714
D
Restricted Stock Units
Common Stock
11628
11628
D
Restricted Stock Units
Common Stock
21739
21739
D
Restricted Stock Units
Common Stock
7192
7192
D
Restricted Stock Units
Common Stock
10917
10917
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.405 to $18.56 inclusive. The reporting person undertakes to provide Cardiovascular Systems, Inc., any security holder of Cardiovascular Systems, Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Shares are held by the Glen D. Nelson 2012 Family Trust for the benefit of Dr. Nelson's wife and descendants.
Shares are held by GDN Holdings, LLC, of which Dr. Nelson is the sole owner.
Fully exercisable.
Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and will be payable in cash or shares of the Company's Common Stock beginning six months following the termination of the reporting person's board membership.
Each restricted stock unit represents the right to receive a payment from CSI equal in value to the market price per share of CSI common stock on the date of payment, and will be payable in cash or shares of the Company's common stock beginning six months following the termination of the reporting person's board membership; provided, however, that the restricted stock units vest in quarterly amounts of 2,730 on each of 9/30/2012, and 2,729 on 12/31/2012, 3/31/2013, and 6/30/2013.
/s/ Alexander Rosenstein as Attorney-in-Fact for Glen D. Nelson pursuant to Power of Attorney previously filed.
2013-05-22