0001062993-17-004843.txt : 20171113
0001062993-17-004843.hdr.sgml : 20171113
20171113142752
ACCESSION NUMBER: 0001062993-17-004843
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
EFFECTIVENESS DATE: 20171113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 171195256
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001179791
XXXXXXXX
09-30-2017
09-30-2017
CIM INVESTMENT MANGEMENT INC
239 FOURTH AVENUE
SUITE 1302
PITTSBURGH
PA
15222
13F HOLDINGS REPORT
028-10236
N
Antoine L. Smalls
Chief Compliance Officer
412-765-2771
Antoine Smalls
Pittsburgh
PA
11-07-2017
0
315
275328
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M Co
COM
88579Y101
955
4551
SH
SOLE
4551
0
0
ACI Worldwide Inc
COM
004498101
405
17770
SH
SOLE
17770
0
0
AMC Entertainment Hlds-Cl A
COM
00165C104
302
20563
SH
SOLE
20563
0
0
AT&T Inc
COM
00206R102
1204
30732
SH
SOLE
30732
0
0
Abbott Laboratories
COM
002824100
1173
21991
SH
SOLE
21991
0
0
Acadia Realty Trust
COM
004239109
387
13506
SH
SOLE
13506
0
0
Accenture Ltd-Cl A
COM
G1151C101
745
5514
SH
SOLE
5514
0
0
Actuant Corp-CL A
COM
00508X203
343
13382
SH
SOLE
13382
0
0
Acuity Brands Inc.
COM
00508Y102
1006
5872
SH
SOLE
5872
0
0
Alexion Pharmaceuticals Inc
COM
015351109
652
4647
SH
SOLE
4647
0
0
Allegiant Travel Co.
COM
01748X102
246
1865
SH
SOLE
1865
0
0
Allergan Plc
COM
G0177J108
777
3789
SH
SOLE
3789
0
0
Allscripts Healthcare Solution
COM
01988P108
590
41432
SH
SOLE
41432
0
0
Alphabet Inc-Cl A
COM
02079K305
2343
2406
SH
SOLE
2406
0
0
Alphabet Inc-Cl C
COM
02079K107
1738
1812
SH
SOLE
1812
0
0
Altria Group Inc
COM
02209S103
647
10200
SH
SOLE
10200
0
0
Amazon.Com Inc
COM
023135106
2511
2612
SH
SOLE
2612
0
0
American Int'l Grp Inc
COM
026874784
413
6722
SH
SOLE
6722
0
0
American Outdoor Brands Corp
COM
02874P103
337
22120
SH
SOLE
22120
0
0
American Vanguard Corp
COM
030371108
757
33067
SH
SOLE
33067
0
0
Ameriprise Financial Inc
COM
03076C106
717
4826
SH
SOLE
4826
0
0
Amgen Inc
COM
031162100
1428
7659
SH
SOLE
7659
0
0
Anixter Intl Inc.
COM
035290105
399
4697
SH
SOLE
4697
0
0
Anthem Inc
COM
036752103
564
2971
SH
SOLE
2971
0
0
Apogee Enterprises Inc
COM
037598109
509
10546
SH
SOLE
10546
0
0
Apple Inc
COM
037833100
4698
30480
SH
SOLE
30480
0
0
Aspen Technology Inc
COM
045327103
432
6885
SH
SOLE
6885
0
0
BB&T Corporation
COM
054937107
513
10934
SH
SOLE
10934
0
0
BOFI Holdings Inc
COM
05566U108
310
10888
SH
SOLE
10888
0
0
Balchem Corp
COM
057665200
343
4225
SH
SOLE
4225
0
0
Bank of America Corp
COM
060505104
1468
57926
SH
SOLE
57926
0
0
Bank of Ozarks
COM
063904106
391
8127
SH
SOLE
8127
0
0
Barnes Group Inc.
COM
067806109
259
3678
SH
SOLE
3678
0
0
Becton Dickinson and Co
COM
075887109
546
2785
SH
SOLE
2785
0
0
Bel Fuse Inc-CL B
COM
077347300
301
9634
SH
SOLE
9634
0
0
Belden Inc
COM
077454106
377
4687
SH
SOLE
4687
0
0
Biogen Inc
COM
09062X103
483
1544
SH
SOLE
1544
0
0
Black Hills Corp.
COM
092113109
234
3391
SH
SOLE
3391
0
0
Blackbaud Inc
COM
09227Q100
479
5458
SH
SOLE
5458
0
0
Bluebird Bio Inc.
COM
09609G100
300
2181
SH
SOLE
2181
0
0
Boston Beer Company Inc-A
COM
100557107
323
2065
SH
SOLE
2065
0
0
Boston Private Finl Holding
COM
101119105
521
31470
SH
SOLE
31470
0
0
Boston Property
COM
101121101
551
4484
SH
SOLE
4484
0
0
Boyd Gaming Corp.
COM
103304101
410
15739
SH
SOLE
15739
0
0
Bristow Group Inc.
COM
110394103
184
19631
SH
SOLE
19631
0
0
Broadcom LTD
COM
Y09827109
1331
5488
SH
SOLE
5488
0
0
Broadsoft Inc.
COM
11133B409
225
4478
SH
SOLE
4478
0
0
Buffalo Wild Wings Inc
COM
119848109
275
2605
SH
SOLE
2605
0
0
CACI Intl Inc-A
COM
127190304
398
2858
SH
SOLE
2858
0
0
CVS Health Corp
COM
126650100
1223
15034
SH
SOLE
15034
0
0
Cal-Maine Foods Inc
COM
128030202
290
7058
SH
SOLE
7058
0
0
Calamp Corp
COM
128126109
451
19414
SH
SOLE
19414
0
0
Calgon Carbon Corp.
COM
129603106
790
36929
SH
SOLE
36929
0
0
Cambrex Corp.
COM
132011107
616
11205
SH
SOLE
11205
0
0
Capital One Financial Corp
COM
14040H105
540
6382
SH
SOLE
6382
0
0
Carrizo Oil & Gas Inc
COM
144577103
475
27707
SH
SOLE
27707
0
0
Casey's Gen. Stores
COM
147528103
373
3408
SH
SOLE
3408
0
0
Celgene Corp
COM
151020104
836
5730
SH
SOLE
5730
0
0
Century Aluminum Company
COM
156431108
276
16670
SH
SOLE
16670
0
0
Chesapeake Energy
COM
165167107
713
165730
SH
SOLE
165730
0
0
Chevron Corp
COM
166764100
1357
11545
SH
SOLE
11545
0
0
Chipotle Mexican Grill, Inc.
COM
169656105
355
1152
SH
SOLE
1152
0
0
Ciena Corp
COM
171779309
420
19120
SH
SOLE
19120
0
0
Circor International Inc
COM
17273K109
409
7517
SH
SOLE
7517
0
0
Cisco Systems Inc
COM
17275R102
847
25192
SH
SOLE
25192
0
0
Citigroup Inc
COM
172967424
1997
27458
SH
SOLE
27458
0
0
Citrix Systems
COM
177376100
375
4881
SH
SOLE
4881
0
0
Cleveland-Cliffs Inc.
COM
185899101
277
38724
SH
SOLE
38724
0
0
Coca Cola Bottling Co.
COM
191098102
296
1373
SH
SOLE
1373
0
0
Coca Cola Co/The
COM
191216100
1334
29636
SH
SOLE
29636
0
0
Cognizant Tech Solutions
COM
192446102
621
8561
SH
SOLE
8561
0
0
Columbia Banking System Inc
COM
197236102
639
15176
SH
SOLE
15176
0
0
Comcast Corp.-Cl A
COM
20030N101
1163
30218
SH
SOLE
30218
0
0
CommVault Systems Inc
COM
204166102
329
5418
SH
SOLE
5418
0
0
Commercial Metals Co
COM
201723103
361
18983
SH
SOLE
18983
0
0
ConocoPhillips
COM
20825C104
380
7588
SH
SOLE
7588
0
0
Corning Inc.
COM
219350105
791
26453
SH
SOLE
26453
0
0
Costco Wholesale Corp
COM
22160K105
1761
10716
SH
SOLE
10716
0
0
Curtiss-Wright Corp
COM
231561101
442
4232
SH
SOLE
4232
0
0
Delphi Automotive PLC
COM
G27823106
945
9601
SH
SOLE
9601
0
0
Delta Air Lines Inc
COM
247361702
1127
23368
SH
SOLE
23368
0
0
Dentsply Intl
COM
24906P109
596
9964
SH
SOLE
9964
0
0
Depomed Inc.
COM
249908104
86
14924
SH
SOLE
14924
0
0
Diebold Nixdorf Inc.
COM
253651103
472
20640
SH
SOLE
20640
0
0
Digital Realy Trust Inc
COM
253868103
659
5567
SH
SOLE
5567
0
0
Diodes Inc.
COM
254543101
331
11068
SH
SOLE
11068
0
0
Dominion Resources Inc/VA
COM
25746U109
648
8428
SH
SOLE
8428
0
0
DowDupont Inc.
COM
26078J100
2721
39304
SH
SOLE
39304
0
0
Duke Energy Corp
COM
26441C204
549
6544
SH
SOLE
6544
0
0
Dycom Industries Inc.
COM
267475101
682
7946
SH
SOLE
7946
0
0
E Trade Financial Corp
COM
269246401
600
13750
SH
SOLE
13750
0
0
EOG Resources Inc
COM
26875P101
619
6396
SH
SOLE
6396
0
0
EPAM Systems
COM
29414B104
336
3817
SH
SOLE
3817
0
0
Eastgroup Properties Inc
COM
277276101
382
4332
SH
SOLE
4332
0
0
Echo Global Logistics Inc
COM
27875T101
276
14646
SH
SOLE
14646
0
0
Editas Medicine Inc.
COM
28106W103
597
24859
SH
SOLE
24859
0
0
El Pollo Loco Holdings Inc
COM
268603107
368
30293
SH
SOLE
30293
0
0
Emcor Group Inc
COM
29084Q100
587
8454
SH
SOLE
8454
0
0
Encore Wire Corp
COM
292562105
287
6400
SH
SOLE
6400
0
0
Enersys
COM
29275Y102
324
4682
SH
SOLE
4682
0
0
Equinix Inc.
COM
29444U700
702
1573
SH
SOLE
1573
0
0
Esperion Therapeutics Inc
COM
29664W105
220
4381
SH
SOLE
4381
0
0
Esterline Technologies Corp
COM
297425100
496
5504
SH
SOLE
5504
0
0
Etsy Inc.
COM
29786A106
275
16293
SH
SOLE
16293
0
0
Evercore Inc.
COM
29977A105
381
4745
SH
SOLE
4745
0
0
Express Scripts Holdings Co.
COM
30219G108
473
7467
SH
SOLE
7467
0
0
Exxon Mobil Corp
COM
30231G102
1974
24073
SH
SOLE
24073
0
0
FNB Corp
COM
302520101
519
37021
SH
SOLE
37021
0
0
Facebook Inc-A
COM
30303M102
1122
6565
SH
SOLE
6565
0
0
Fedex Corp
COM
31428X106
1047
4642
SH
SOLE
4642
0
0
Financial Engines Inc.
COM
317485100
273
7849
SH
SOLE
7849
0
0
Finish Line/The - Cl A
COM
317923100
198
16486
SH
SOLE
16486
0
0
First Commonwealth
COM
319829107
349
24719
SH
SOLE
24719
0
0
First Industrial Realty TR
COM
32054K103
362
12026
SH
SOLE
12026
0
0
Flowserve Corp
COM
34354P105
322
7555
SH
SOLE
7555
0
0
Fluor Corporation
COM
343412102
659
15656
SH
SOLE
15656
0
0
Ford Motor Co
COM
345370860
571
47726
SH
SOLE
47726
0
0
General Dynamics Corp
COM
369550108
1144
5563
SH
SOLE
5563
0
0
General Electric Co
COM
369604103
1739
71923
SH
SOLE
71923
0
0
General Motors
COM
37045V100
690
17083
SH
SOLE
17083
0
0
Gilead Sciences Inc
COM
375558103
526
6495
SH
SOLE
6495
0
0
Glacier Bancorp Inc
COM
37637Q105
504
13349
SH
SOLE
13349
0
0
GoPro Inc-Class A
COM
38268T103
338
30703
SH
SOLE
30703
0
0
Goldman Sachs Grp Inc
COM
38141G104
1105
4657
SH
SOLE
4657
0
0
Goodyear Tires
COM
382550101
476
14301
SH
SOLE
14301
0
0
Greenbrier Companies Inc
COM
393657101
222
4603
SH
SOLE
4603
0
0
Group 1 Automotive Inc
COM
398905109
233
3222
SH
SOLE
3222
0
0
H.B. Fuller Co.
COM
359694106
496
8535
SH
SOLE
8535
0
0
Halliburton Co
COM
406216101
560
12169
SH
SOLE
12169
0
0
Hancock Holding Co.
COM
410120109
482
9942
SH
SOLE
9942
0
0
Hawaiian Holdings Inc
COM
419879101
324
8627
SH
SOLE
8627
0
0
Healthcare Realty Trust Inc
COM
421946104
461
14265
SH
SOLE
14265
0
0
Healthsouth Corp
COM
421924309
507
10946
SH
SOLE
10946
0
0
Hewlett Packard Enterpris
COM
42824C109
281
19097
SH
SOLE
19097
0
0
Home Bancshares Inc
COM
436893200
311
12342
SH
SOLE
12342
0
0
Home Depot Inc
COM
437076102
1409
8615
SH
SOLE
8615
0
0
Honeywell International Inc
COM
438516106
1151
8123
SH
SOLE
8123
0
0
Hope Bancorp Inc.
COM
43940T109
445
25114
SH
SOLE
25114
0
0
Horizon Pharma
COM
G4617B105
409
32292
SH
SOLE
32292
0
0
Hostess Brands Inc.
COM
44109J106
290
21262
SH
SOLE
21262
0
0
Huntington Bancshares Inc
COM
446150104
1029
73685
SH
SOLE
73685
0
0
IDACORP Inc.
COM
451107106
447
5078
SH
SOLE
5078
0
0
Iconix Brand Group Inc
COM
451055107
89
15573
SH
SOLE
15573
0
0
Int'l Bus Machines
COM
459200101
1471
10137
SH
SOLE
10137
0
0
Integra Lifesciences
COM
457985208
354
7011
SH
SOLE
7011
0
0
Intel Corp
COM
458140100
2848
74792
SH
SOLE
74792
0
0
Inter Parfums Inc
COM
458334109
468
11336
SH
SOLE
11336
0
0
Investors Bancorp Inc.
COM
46146L101
276
20245
SH
SOLE
20245
0
0
J2 Global Communications
COM
48123V102
526
7121
SH
SOLE
7121
0
0
JPMorgan Chase & Co
COM
46625H100
2738
28663
SH
SOLE
28663
0
0
Jack in the Box Inc.
COM
466367109
539
5284
SH
SOLE
5284
0
0
John Bean Tech
COM
477839104
538
5317
SH
SOLE
5317
0
0
KBR Inc
COM
48242W106
345
19313
SH
SOLE
19313
0
0
Kapstone Paper and Packaging
COM
48562P103
207
9649
SH
SOLE
9649
0
0
Kellogg Company
COM
487836108
479
7675
SH
SOLE
7675
0
0
Kimberly-Clark Corp
COM
494368103
368
3123
SH
SOLE
3123
0
0
Kinder Morgan Inc
COM
49456B101
547
28541
SH
SOLE
28541
0
0
Knight-Swift Transportation Hl
COM
499049104
291
7009
SH
SOLE
7009
0
0
Kraft Heinz Co/The
COM
500754106
448
5781
SH
SOLE
5781
0
0
Kroger Co
COM
501044101
310
15429
SH
SOLE
15429
0
0
Kulicke & Soffa Industries
COM
501242101
444
20563
SH
SOLE
20563
0
0
Lexicon Pharmaceuticals
COM
528872302
196
15926
SH
SOLE
15926
0
0
Lexington Realty Trust
COM
529043101
401
39220
SH
SOLE
39220
0
0
Life Storage Inc.
COM
53223X107
356
4351
SH
SOLE
4351
0
0
Ligand Pharmaceuticals
COM
53220K504
354
2599
SH
SOLE
2599
0
0
Lilly (ELI) Co.
COM
532457108
1435
16779
SH
SOLE
16779
0
0
Littelfuse Inc
COM
537008104
361
1842
SH
SOLE
1842
0
0
Lockheed Martin Corp.
COM
539830109
474
1527
SH
SOLE
1527
0
0
Lowe's Companies
COM
548661107
611
7642
SH
SOLE
7642
0
0
Lumentum Holdings Inc
COM
55024U109
205
3766
SH
SOLE
3766
0
0
MGIC Investment
COM
552848103
471
37567
SH
SOLE
37567
0
0
MasterCard Inc-Class A
COM
57636Q104
1089
7711
SH
SOLE
7711
0
0
Matador Resources Co.
COM
576485205
353
12987
SH
SOLE
12987
0
0
Matthews International Corp.
COM
577128101
297
4776
SH
SOLE
4776
0
0
Maximus Inc
COM
577933104
240
3715
SH
SOLE
3715
0
0
McDonalds Corp.
COM
580135101
599
3825
SH
SOLE
3825
0
0
Medicines Company
COM
584688105
228
6157
SH
SOLE
6157
0
0
Merck & Co. Inc.
COM
58933Y105
1115
17414
SH
SOLE
17414
0
0
Methode Electornics Inc
COM
591520200
551
13006
SH
SOLE
13006
0
0
Metlife Inc
COM
59156R108
911
17533
SH
SOLE
17533
0
0
Microsoft Corp
COM
594918104
3783
50790
SH
SOLE
50790
0
0
Midland States Bancorp
COM
597742105
303
9549
SH
SOLE
9549
0
0
Mobile Mini Inc.
COM
60740F105
556
16136
SH
SOLE
16136
0
0
Molina Healthcare Inc
COM
60855R100
329
4779
SH
SOLE
4779
0
0
Mondelez International Inc-A
COM
609207105
593
14594
SH
SOLE
14594
0
0
Monsanto Co
COM
61166W101
419
3501
SH
SOLE
3501
0
0
Mylan NV
COM
N59465109
322
10257
SH
SOLE
10257
0
0
NVIDIA Corporation
COM
67066G104
1009
5646
SH
SOLE
5646
0
0
National Oilwell Varco Inc
COM
637071101
256
7164
SH
SOLE
7164
0
0
Nautilus Inc.
COM
63910B102
241
14282
SH
SOLE
14282
0
0
Netflix Inc
COM
64110L106
404
2230
SH
SOLE
2230
0
0
Nevro Corp.
COM
64157F103
408
4489
SH
SOLE
4489
0
0
New Jersey Resources Corp
COM
646025106
342
8119
SH
SOLE
8119
0
0
Nike Inc-Cl B
COM
654106103
561
10811
SH
SOLE
10811
0
0
Nokia Corp-Spon ADR
COM
654902204
68
11298
SH
SOLE
11298
0
0
Northrop Grumman Corp
COM
666807102
1147
3985
SH
SOLE
3985
0
0
Nuvasive Inc
COM
670704105
290
5237
SH
SOLE
5237
0
0
Occidental Petroleum Corp
COM
674599105
282
4392
SH
SOLE
4392
0
0
On Assignment Inc.
COM
682159108
697
12980
SH
SOLE
12980
0
0
Oracle Systems Corp.
COM
68389X105
535
11057
SH
SOLE
11057
0
0
PDC Energy Inc.
COM
69327R101
638
13017
SH
SOLE
13017
0
0
PPG Industries Inc
COM
693506107
797
7337
SH
SOLE
7337
0
0
PRA Group Inc
COM
69354N106
271
9458
SH
SOLE
9458
0
0
Palo Alto NetworksInc.
COM
697435105
677
4700
SH
SOLE
4700
0
0
Paypal Holdings Inc
COM
70450Y103
877
13689
SH
SOLE
13689
0
0
Pepsico Inc
COM
713448108
533
4787
SH
SOLE
4787
0
0
Pfizer Inc
COM
717081103
1264
35407
SH
SOLE
35407
0
0
Philip Morris International
COM
718172109
1292
11641
SH
SOLE
11641
0
0
Physicians Realty Trust
COM
71943U104
246
13900
SH
SOLE
13900
0
0
Pinnacle Financial Partners
COM
72346Q104
392
5858
SH
SOLE
5858
0
0
Pioneer Natural Resources Co
COM
723787107
705
4780
SH
SOLE
4780
0
0
Polyone Corp.
COM
73179P106
545
13619
SH
SOLE
13619
0
0
Portland General Electric Co.
COM
736508847
703
15400
SH
SOLE
15400
0
0
Proassurance Corp
COM
74267C106
447
8180
SH
SOLE
8180
0
0
Procter & Gamble Co/The
COM
742718109
1203
13220
SH
SOLE
13220
0
0
Proofpoint Inc.
COM
743424103
318
3646
SH
SOLE
3646
0
0
Proto Labs Inc
COM
743713109
390
4859
SH
SOLE
4859
0
0
Prudential Financial Inc
COM
744320102
627
5894
SH
SOLE
5894
0
0
RLJ Lodging Trust
COM
74965L101
823
37410
SH
SOLE
37410
0
0
Red Robin Gourmet Burgers
COM
75689M101
255
3806
SH
SOLE
3806
0
0
Regeneron Pharmaceuticals
COM
75886F107
528
1181
SH
SOLE
1181
0
0
Rexnord Corp.
COM
76169B102
450
17695
SH
SOLE
17695
0
0
Rite Aid Corp
COM
767754104
205
104630
SH
SOLE
104630
0
0
SJW Group
COM
784305104
244
4306
SH
SOLE
4306
0
0
Salesforce.com
COM
79466L302
714
7645
SH
SOLE
7645
0
0
Sanmina Corp
COM
801056102
259
6979
SH
SOLE
6979
0
0
Schlumberger LTD
COM
806857108
710
10175
SH
SOLE
10175
0
0
Schwab (Charles) Corp
COM
808513105
1037
23699
SH
SOLE
23699
0
0
Selective Insurance Group
COM
816300107
707
13134
SH
SOLE
13134
0
0
Semgroup Corp-Class A
COM
81663A105
210
7319
SH
SOLE
7319
0
0
Servisfirst Bancshares Inc.
COM
81768T108
245
6304
SH
SOLE
6304
0
0
Shutterfly Inc.
COM
82568P304
337
6954
SH
SOLE
6954
0
0
Silicon Laboratories Inc
COM
826919102
612
7654
SH
SOLE
7654
0
0
Simpson Man. Co.
COM
829073105
549
11201
SH
SOLE
11201
0
0
Southern Co/The
COM
842587107
521
10608
SH
SOLE
10608
0
0
Southwest Airlines Co
COM
844741108
897
16028
SH
SOLE
16028
0
0
Southwest Gas Corp.
COM
844895102
283
3643
SH
SOLE
3643
0
0
Starbucks
COM
855244109
1627
30287
SH
SOLE
30287
0
0
Steven Madden LTD
COM
556269108
228
5276
SH
SOLE
5276
0
0
Stifel Financial Corp
COM
860630102
288
5387
SH
SOLE
5387
0
0
Surgery Partners Inc.
COM
86881A100
569
55001
SH
SOLE
55001
0
0
Synaptics Inc
COM
87157D109
333
8496
SH
SOLE
8496
0
0
Synchronoss Technologies Inc
COM
87157B103
187
20077
SH
SOLE
20077
0
0
Synchrony Financial
COM
87165B103
707
22757
SH
SOLE
22757
0
0
TJX Companies Inc
COM
872540109
630
8549
SH
SOLE
8549
0
0
Target Corp.
COM
87612E106
812
13768
SH
SOLE
13768
0
0
Tenet Healthcare Corp.
COM
88033G407
262
15939
SH
SOLE
15939
0
0
Tenneco Inc.
COM
880349105
284
4674
SH
SOLE
4674
0
0
Tetra Tech Inc
COM
88162G103
275
5911
SH
SOLE
5911
0
0
Texas Capital Bancshares Inc
COM
88224Q107
589
6865
SH
SOLE
6865
0
0
Textron Inc
COM
883203101
855
15873
SH
SOLE
15873
0
0
The Ensign Group Inc.
COM
29358P101
380
16831
SH
SOLE
16831
0
0
Thermo Fisher Scientific Inc
COM
883556102
673
3559
SH
SOLE
3559
0
0
Tractor Supply Co.
COM
892356106
668
10562
SH
SOLE
10562
0
0
Trueblue Inc
COM
89785X101
326
14532
SH
SOLE
14532
0
0
Truecar Inc
COM
89785L107
289
18294
SH
SOLE
18294
0
0
Twenty-First Century Fox-A
COM
90130A101
548
20764
SH
SOLE
20764
0
0
Twitter Inc
COM
90184L102
679
40254
SH
SOLE
40254
0
0
UMB Financial Corp
COM
902788108
480
6438
SH
SOLE
6438
0
0
US Bancorp
COM
902973304
895
16700
SH
SOLE
16700
0
0
US Silica Holdings Inc
COM
90346E103
550
17687
SH
SOLE
17687
0
0
Umpqua Holdings Corp
COM
904214103
574
29442
SH
SOLE
29442
0
0
Under Armour Inc.
COM
904311107
584
35414
SH
SOLE
35414
0
0
Union Pacific Corp
COM
907818108
1630
14056
SH
SOLE
14056
0
0
Unisys Corp.
COM
909214306
93
10944
SH
SOLE
10944
0
0
United Natural Foods Inc
COM
911163103
212
5100
SH
SOLE
5100
0
0
United Technologies Corp
COM
913017109
565
4868
SH
SOLE
4868
0
0
UnitedHealth Group Inc
COM
91324P102
622
3174
SH
SOLE
3174
0
0
Vasco Data Security Intl
COM
92230Y104
268
22271
SH
SOLE
22271
0
0
Verizon Communications Inc
COM
92343V104
1503
30375
SH
SOLE
30375
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
536
3526
SH
SOLE
3526
0
0
Viacom Inc-Class B
COM
92553P201
250
8995
SH
SOLE
8995
0
0
Visa Inc-Class A Shares
COM
92826C839
1949
18515
SH
SOLE
18515
0
0
Wageworks Inc
COM
930427109
288
4752
SH
SOLE
4752
0
0
Wal-Mart Stores Inc
COM
931142103
374
4781
SH
SOLE
4781
0
0
Walgreens Boots Alliance Inc
COM
931427108
498
6450
SH
SOLE
6450
0
0
Walt Disney Co/The
COM
254687106
693
7035
SH
SOLE
7035
0
0
Waste Mgmt Holding
COM
94106L109
807
10309
SH
SOLE
10309
0
0
Wells Fargo & Co
COM
949746101
1917
34752
SH
SOLE
34752
0
0
Whirlpool Corp
COM
963320106
885
4801
SH
SOLE
4801
0
0
Wintrust Financial Corp
COM
97650W108
570
7273
SH
SOLE
7273
0
0
Woodward Inc
COM
980745103
364
4689
SH
SOLE
4689
0
0
World Wrestling Ent.
COM
98156Q108
230
9765
SH
SOLE
9765
0
0
Wright Medical Group NV
COM
N96617118
283
10954
SH
SOLE
10954
0
0
Zimmer Biomet Holdings
COM
98956P102
680
5808
SH
SOLE
5808
0
0
IShares MSCI EAFE Growth ETF
FND
464288885
533
6885
SH
SOLE
6885
0
0
IShares MSCI EAFE Index ETF
FND
464287465
7771
113478
SH
SOLE
113478
0
0
IShares S&P 500 Index
FND
464287200
41598
164463
SH
SOLE
164463
0
0
IShares S&P MidCap 400
FND
464287507
13181
73677
SH
SOLE
73677
0
0
IShares S&P SmCap 600
FND
464287804
8628
116249
SH
SOLE
116249
0
0
BB&T Corporation
PFD
054937206
1015
40000
SH
SOLE
40000
0
0
BB&T Corporation
PFD
054937404
1518
60000
SH
SOLE
60000
0
0
Berkley (WR) Corporation
PFD
084423607
393
15000
SH
SOLE
15000
0
0
Cabco Trust for JCP
PFD
126797208
160
10100
SH
SOLE
10100
0
0
Capital One Financial Corp
PFD
14040H865
252
10000
SH
SOLE
10000
0
0
Carlyle Group LP
PFD
14309L201
512
20000
SH
SOLE
20000
0
0
Entergy Arkansas Inc.
PFD
29364D100
875
35000
SH
SOLE
35000
0
0
Entergy Louisiana LLC
PFD
29364W108
995
40000
SH
SOLE
40000
0
0
Equity Commonwealth
PFD
294628508
1011
40000
SH
SOLE
40000
0
0
Gabelli DVD & Inc. Tr
PFD
36242H708
378
15000
SH
SOLE
15000
0
0
HSBC Holdings PLC
PFD
404280703
1091
40000
SH
SOLE
40000
0
0
KKR& Co LP
PFD
48248M201
1093
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R737
998
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R778
254
10000
SH
SOLE
10000
0
0
National Retail Prop Inc.
PFD
637417874
2006
80000
SH
SOLE
80000
0
0
Nextera Energy Cap.
PFD
65339K100
1532
60000
SH
SOLE
60000
0
0
PS Business Parks Inc
PFD
69360J594
1010
40000
SH
SOLE
40000
0
0
Public Storage
PFD
74460W602
1008
40000
SH
SOLE
40000
0
0
Public Storage
PFD
74460W719
996
40000
SH
SOLE
40000
0
0
Schwab (Charles) Corp
PFD
808513600
1086
40000
SH
SOLE
40000
0
0
Senior Housing Prop Trus
PFD
81721M208
254
10000
SH
SOLE
10000
0
0
Stifel Financial Corp
PFD
860630607
509
20000
SH
SOLE
20000
0
0
Wells Fargo 5.50 Pfd
PFD
94988U672
514
20000
SH
SOLE
20000
0
0
Wells Fargo 5.70 Pfd
PFD
94988U714
1040
40000
SH
SOLE
40000
0
0
GTRAX Global Total Return
FND
74439A103
68
10081
SH
SOLE
10081
0
0