0001062993-16-012149.txt : 20161110
0001062993-16-012149.hdr.sgml : 20161110
20161110123109
ACCESSION NUMBER: 0001062993-16-012149
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161110
DATE AS OF CHANGE: 20161110
EFFECTIVENESS DATE: 20161110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 161986958
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001179791
XXXXXXXX
09-30-2016
09-30-2016
CIM INVESTMENT MANGEMENT INC
239 FOURTH AVENUE
SUITE 1302
PITTSBURGH
PA
15222
13F HOLDINGS REPORT
028-10236
N
Antoine Smalls
Chief Complance Officer
412-765-2771
Antoine Smalls
Pittsburgh
PA
11-10-2016
0
345
262062
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M Co
COM
88579Y101
931
5283
SH
SOLE
5283
0
0
ACI Worldwide Inc
COM
004498101
355
18330
SH
SOLE
18330
0
0
AIA Group LTD-SP ADR
COM
001317205
263
9875
SH
SOLE
9875
0
0
AMC Entertainment Hlds-Cl A
COM
00165C104
658
21174
SH
SOLE
21174
0
0
AT&T Inc
COM
00206R102
1033
25447
SH
SOLE
25447
0
0
AbbVie Inc
COM
00287Y109
1132
17953
SH
SOLE
17953
0
0
Abbott Laboratories
COM
002824100
1084
25644
SH
SOLE
25644
0
0
Acadia Pharma
COM
004225108
289
9083
SH
SOLE
9083
0
0
Acadia Realty Trust
COM
004239109
505
13933
SH
SOLE
13933
0
0
Accenture Ltd-Cl A
COM
G1151C101
279
2285
SH
SOLE
2285
0
0
Actuant Corp-CL A
COM
00508X203
321
13796
SH
SOLE
13796
0
0
Adobe Systems
COM
00724F101
1325
12207
SH
SOLE
12207
0
0
Advaxis Inc
COM
007624208
113
10533
SH
SOLE
10533
0
0
Air Methods Corp
COM
009128307
543
17232
SH
SOLE
17232
0
0
Albany Intl Corp.
COM
012348108
237
5589
SH
SOLE
5589
0
0
Alexion Pharmaceuticals Inc
COM
015351109
654
5339
SH
SOLE
5339
0
0
Allegiant Travel Co.
COM
01748X102
255
1928
SH
SOLE
1928
0
0
Allergan Plc
COM
G0177J108
1014
4404
SH
SOLE
4404
0
0
Allete Inc
COM
018522300
260
4367
SH
SOLE
4367
0
0
Alphabet Inc-Cl A
COM
02079K305
2225
2767
SH
SOLE
2767
0
0
Alphabet Inc-Cl C
COM
02079K107
2155
2772
SH
SOLE
2772
0
0
Altria Group Inc
COM
02209S103
1200
18974
SH
SOLE
18974
0
0
Amazon.Com Inc
COM
023135106
3101
3703
SH
SOLE
3703
0
0
Amdocs LTD
COM
G02602103
483
8342
SH
SOLE
8342
0
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American Int'l Grp Inc
COM
026874784
464
7813
SH
SOLE
7813
0
0
American Vanguard Corp
COM
030371108
548
34108
SH
SOLE
34108
0
0
Ameriprise Financial Inc
COM
03076C106
557
5586
SH
SOLE
5586
0
0
Amgen Inc
COM
031162100
1485
8903
SH
SOLE
8903
0
0
Anheuser Busch Co.
COM
03524A108
444
3375
SH
SOLE
3375
0
0
Anthem Inc
COM
036752103
863
6886
SH
SOLE
6886
0
0
Apogee Enterprises Inc
COM
037598109
256
5739
SH
SOLE
5739
0
0
Apple Inc
COM
037833100
4510
39898
SH
SOLE
39898
0
0
Arch Capital Group LTD.
COM
G0450A105
275
3470
SH
SOLE
3470
0
0
Asahi Kasei Corp.
COM
043400100
209
13225
SH
SOLE
13225
0
0
Aspen Technology Inc
COM
045327103
332
7105
SH
SOLE
7105
0
0
Avista Corp
COM
05379B107
729
17435
SH
SOLE
17435
0
0
BNP Paribas-ADR
COM
05565A202
227
8820
SH
SOLE
8820
0
0
BOFI Holdings Inc
COM
05566U108
503
22460
SH
SOLE
22460
0
0
Balchem Corp
COM
057665200
338
4355
SH
SOLE
4355
0
0
Bank of America Corp
COM
060505104
1987
126946
SH
SOLE
126946
0
0
Bank of Ozarks
COM
063904106
321
8371
SH
SOLE
8371
0
0
Becton Dickinson and Co
COM
075887109
584
3249
SH
SOLE
3249
0
0
Bel Fuse Inc-CL B
COM
077347300
240
9927
SH
SOLE
9927
0
0
Belden Inc
COM
077454106
333
4834
SH
SOLE
4834
0
0
Berkshire Hathaway Inc-Cl B
COM
084670702
1367
9460
SH
SOLE
9460
0
0
Biogen Inc
COM
09062X103
1129
3608
SH
SOLE
3608
0
0
Blackrock Inc
COM
09247X101
762
2102
SH
SOLE
2102
0
0
Boeing Co/The
COM
097023105
871
6609
SH
SOLE
6609
0
0
Boston Beer Company Inc-A
COM
100557107
330
2128
SH
SOLE
2128
0
0
Boston Private Finl Holding
COM
101119105
416
32458
SH
SOLE
32458
0
0
Boyd Gaming Corp.
COM
103304101
321
16220
SH
SOLE
16220
0
0
Bristol Myers Squibb Co
COM
110122108
352
6522
SH
SOLE
6522
0
0
Broadcom LTD
COM
Y09827109
1259
7296
SH
SOLE
7296
0
0
Buffalo Wild Wings Inc
COM
119848109
378
2685
SH
SOLE
2685
0
0
CNO Financial Group Inc
COM
12621E103
345
22582
SH
SOLE
22582
0
0
CVS Health Corp
COM
126650100
772
8674
SH
SOLE
8674
0
0
Cal-Maine Foods Inc
COM
128030202
280
7274
SH
SOLE
7274
0
0
Calamp Corp
COM
128126109
279
20030
SH
SOLE
20030
0
0
Cambrex Corp.
COM
132011107
514
11560
SH
SOLE
11560
0
0
Capital One Financial Corp
COM
14040H105
535
7450
SH
SOLE
7450
0
0
Carrizo Oil & Gas Inc
COM
144577103
253
6229
SH
SOLE
6229
0
0
Celgene Corp
COM
151020104
1389
13289
SH
SOLE
13289
0
0
Celldex Therapeutics Inc
COM
15117B103
102
25173
SH
SOLE
25173
0
0
Cempra Inc
COM
15130J109
264
10896
SH
SOLE
10896
0
0
Century Aluminum Company
COM
156431108
119
17175
SH
SOLE
17175
0
0
Cerner Corp.
COM
156782104
654
10584
SH
SOLE
10584
0
0
Cheesecake Factory Inc/The
COM
163072101
220
4387
SH
SOLE
4387
0
0
Chevron Corp
COM
166764100
1394
13540
SH
SOLE
13540
0
0
Chipotle Mexican Grill, Inc.
COM
169656105
565
1333
SH
SOLE
1333
0
0
Ciena Corp
COM
171779309
240
10997
SH
SOLE
10997
0
0
Cigna Corp
COM
125509109
912
6997
SH
SOLE
6997
0
0
Circor International Inc
COM
17273K109
284
4773
SH
SOLE
4773
0
0
Cisco Systems Inc
COM
17275R102
939
29594
SH
SOLE
29594
0
0
Citigroup Inc
COM
172967424
1495
31650
SH
SOLE
31650
0
0
Citrix Systems
COM
177376100
969
11370
SH
SOLE
11370
0
0
Coca Cola Bottling Co.
COM
191098102
210
1415
SH
SOLE
1415
0
0
Coca Cola Co/The
COM
191216100
1456
34394
SH
SOLE
34394
0
0
Columbia Banking System Inc
COM
197236102
512
15656
SH
SOLE
15656
0
0
CommVault Systems Inc
COM
204166102
296
5578
SH
SOLE
5578
0
0
Commercial Metals Co
COM
201723103
339
20963
SH
SOLE
20963
0
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ConocoPhillips
COM
20825C104
384
8834
SH
SOLE
8834
0
0
Coresite Realty Corp
COM
21870Q105
411
5550
SH
SOLE
5550
0
0
Cummins Inc.
COM
231021106
552
4311
SH
SOLE
4311
0
0
Curtiss-Wright Corp
COM
231561101
398
4365
SH
SOLE
4365
0
0
Dana Holdings Corp
COM
235825205
392
25141
SH
SOLE
25141
0
0
Dassault Systemes SA-ADR
COM
237545108
315
3626
SH
SOLE
3626
0
0
Delta Air Lines Inc
COM
247361702
477
12122
SH
SOLE
12122
0
0
Depomed Inc.
COM
249908104
385
15399
SH
SOLE
15399
0
0
Diodes Inc.
COM
254543101
243
11399
SH
SOLE
11399
0
0
Discovery Communications-A
COM
25470F104
255
9461
SH
SOLE
9461
0
0
Discovery Communications-C
COM
25470F302
220
8349
SH
SOLE
8349
0
0
Dominion Resources Inc/VA
COM
25746U109
701
9435
SH
SOLE
9435
0
0
Dow Chemical Co/The
COM
260543103
1454
28054
SH
SOLE
28054
0
0
Du Pont (E.I.) De Nemours
COM
263534109
933
13933
SH
SOLE
13933
0
0
Duke Energy Corp
COM
26441C204
612
7644
SH
SOLE
7644
0
0
E*Trade Financial Corp
COM
269246401
487
16714
SH
SOLE
16714
0
0
EOG Resources Inc
COM
26875P101
719
7433
SH
SOLE
7433
0
0
EPAM Systems
COM
29414B104
228
3290
SH
SOLE
3290
0
0
Echo Global Logistics Inc
COM
27875T101
234
10154
SH
SOLE
10154
0
0
El Pollo Loco Holdings Inc
COM
268603107
393
31252
SH
SOLE
31252
0
0
Emcor Group Inc
COM
29084Q100
353
5913
SH
SOLE
5913
0
0
Encore Wire Corp
COM
292562105
243
6596
SH
SOLE
6596
0
0
Enersys
COM
29275Y102
334
4822
SH
SOLE
4822
0
0
Epizyme Inc
COM
29428V104
113
11485
SH
SOLE
11485
0
0
Equinix Inc.
COM
29444U700
657
1823
SH
SOLE
1823
0
0
Ericsson (LM) Tel-SP ADR
COM
294821608
188
26041
SH
SOLE
26041
0
0
Esperion Therapeutics Inc
COM
29664W105
249
17950
SH
SOLE
17950
0
0
Esterline Technologies Corp
COM
297425100
431
5669
SH
SOLE
5669
0
0
Evercore Partners Inc-Cl A
COM
29977A105
252
4889
SH
SOLE
4889
0
0
Express Scripts Holdings Co.
COM
30219G108
612
8674
SH
SOLE
8674
0
0
Exxon Mobil Corp
COM
30231G102
2016
23103
SH
SOLE
23103
0
0
FNB Corp
COM
302520101
308
25012
SH
SOLE
25012
0
0
Facebook Inc-A
COM
30303M102
2517
19626
SH
SOLE
19626
0
0
Fedex Corp
COM
31428X106
946
5417
SH
SOLE
5417
0
0
Financial Engines Inc.
COM
317485100
240
8083
SH
SOLE
8083
0
0
Finish Line/The - Cl A
COM
317923100
392
16988
SH
SOLE
16988
0
0
Flowserve Corp
COM
34354P105
425
8803
SH
SOLE
8803
0
0
Forestar Group Inc.
COM
346233109
223
19053
SH
SOLE
19053
0
0
Fuji Heavy Ind.
COM
359556206
272
3671
SH
SOLE
3671
0
0
G-III Apparel Group LTD
COM
36237H101
205
7035
SH
SOLE
7035
0
0
Gain Capital Holdings Inc
COM
36268W100
143
23177
SH
SOLE
23177
0
0
General Dynamics Corp
COM
369550108
1000
6443
SH
SOLE
6443
0
0
General Electric Co
COM
369604103
2395
80872
SH
SOLE
80872
0
0
General Motors
COM
37045V100
923
29051
SH
SOLE
29051
0
0
Gilead Sciences Inc
COM
375558103
1099
13893
SH
SOLE
13893
0
0
Glacier Bancorp Inc
COM
37637Q105
393
13776
SH
SOLE
13776
0
0
Goldman Sachs Grp Inc
COM
38141G104
859
5326
SH
SOLE
5326
0
0
Goodyear Tires
COM
382550101
835
25846
SH
SOLE
25846
0
0
Grifols SA-ADR
COM
398438408
212
13302
SH
SOLE
13302
0
0
Group 1 Automotive Inc
COM
398905109
213
3334
SH
SOLE
3334
0
0
H.B. Fuller Co.
COM
359694106
216
4640
SH
SOLE
4640
0
0
Halliburton Co
COM
406216101
637
14194
SH
SOLE
14194
0
0
Harman Industries
COM
413086109
861
10200
SH
SOLE
10200
0
0
Healthcare Realty Trust Inc
COM
421946104
220
6461
SH
SOLE
6461
0
0
Healthsouth Corp
COM
421924309
448
11046
SH
SOLE
11046
0
0
Helen of Troy LTD
COM
G4388N106
276
3207
SH
SOLE
3207
0
0
Hewlett Packard Enterpris
COM
42824C109
508
22331
SH
SOLE
22331
0
0
Home Depot Inc
COM
437076102
1284
9978
SH
SOLE
9978
0
0
Honeywell International Inc
COM
438516106
1077
9235
SH
SOLE
9235
0
0
Hope Bancorp Inc.
COM
43940T109
450
25914
SH
SOLE
25914
0
0
Horizon Pharma
COM
G4617B105
310
17106
SH
SOLE
17106
0
0
ICU Medical Inc
COM
44930G107
395
3128
SH
SOLE
3128
0
0
Iconix Brand Group Inc
COM
451055107
130
16053
SH
SOLE
16053
0
0
Infineon Tech.
COM
45662N103
353
19775
SH
SOLE
19775
0
0
Infosys LTD
COM
456788108
225
14270
SH
SOLE
14270
0
0
Int'l Bus Machines
COM
459200101
1250
7869
SH
SOLE
7869
0
0
Intel Corp
COM
458140100
1926
51007
SH
SOLE
51007
0
0
Inter Parfums Inc
COM
458334109
377
11689
SH
SOLE
11689
0
0
Intercontinental Hotels
COM
45857P608
261
6273
SH
SOLE
6273
0
0
Investors Bancorp Inc.
COM
46146L101
251
20859
SH
SOLE
20859
0
0
Iridium Communications Inc.
COM
46269C102
334
41135
SH
SOLE
41135
0
0
J2 Global Communications
COM
48123V102
489
7348
SH
SOLE
7348
0
0
JPMorgan Chase & Co
COM
46625H100
2227
33448
SH
SOLE
33448
0
0
Jack in the Box Inc.
COM
466367109
523
5454
SH
SOLE
5454
0
0
Johnson Outdoors Inc-A
COM
479167108
203
5592
SH
SOLE
5592
0
0
KDDI Corp ADR
COM
48667L106
400
25975
SH
SOLE
25975
0
0
Kansas City Southern
COM
485170302
411
4407
SH
SOLE
4407
0
0
Kaufman and Broad Home Corp.
COM
48666K109
410
25447
SH
SOLE
25447
0
0
Kimberly-Clark Corp
COM
494368103
455
3609
SH
SOLE
3609
0
0
Kinder Morgan Inc
COM
49456B101
299
12942
SH
SOLE
12942
0
0
Kirkland's Inc
COM
497498105
281
23031
SH
SOLE
23031
0
0
Kite Pharma Inc
COM
49803L109
358
6400
SH
SOLE
6400
0
0
Kraft Heinz Co/The
COM
500754106
601
6714
SH
SOLE
6714
0
0
Kroger Co
COM
501044101
532
17911
SH
SOLE
17911
0
0
Kulicke & Soffa Industries
COM
501242101
274
21221
SH
SOLE
21221
0
0
LA Quinta Holdings Inc
COM
50420D108
152
13555
SH
SOLE
13555
0
0
LAM Research Corp
COM
512807108
829
8753
SH
SOLE
8753
0
0
Land's End Inc
COM
51509F105
306
21069
SH
SOLE
21069
0
0
Lasalle Hotel Properties
COM
517942108
349
14638
SH
SOLE
14638
0
0
Lending Tree Inc
COM
52603B107
287
2960
SH
SOLE
2960
0
0
Lennar Corp-A
COM
526057104
603
14238
SH
SOLE
14238
0
0
Lexington Realty Trust
COM
529043101
417
40462
SH
SOLE
40462
0
0
Life Storage Inc.
COM
53223X107
399
4486
SH
SOLE
4486
0
0
Ligand Pharmaceuticals
COM
53220K504
548
5366
SH
SOLE
5366
0
0
Lilly (ELI) Co.
COM
532457108
1591
19819
SH
SOLE
19819
0
0
Lithia Motors Inc.
COM
536797103
216
2259
SH
SOLE
2259
0
0
Littelfuse Inc
COM
537008104
489
3799
SH
SOLE
3799
0
0
Lonza Group
COM
54338V101
198
10360
SH
SOLE
10360
0
0
Lyondell Basell Indu-Cl A
COM
N53745100
674
8356
SH
SOLE
8356
0
0
MGIC Investment
COM
552848103
620
77525
SH
SOLE
77525
0
0
Marriot Vacations World
COM
57164Y107
337
4600
SH
SOLE
4600
0
0
MasterCard Inc-Class A
COM
57636Q104
1319
12958
SH
SOLE
12958
0
0
Maximus Inc
COM
577933104
217
3834
SH
SOLE
3834
0
0
McDonalds Corp.
COM
580135101
511
4426
SH
SOLE
4426
0
0
Medical Properties Trust Inc
COM
58463J304
334
22580
SH
SOLE
22580
0
0
Medtronic PLC
COM
G5960L103
297
3443
SH
SOLE
3443
0
0
Merck & Co. Inc.
COM
58933Y105
1283
20550
SH
SOLE
20550
0
0
Merck KGAA
COM
589339100
311
8662
SH
SOLE
8662
0
0
Meritage Homes Corp
COM
59001A102
253
7304
SH
SOLE
7304
0
0
Methode Electornics Inc
COM
591520200
214
6123
SH
SOLE
6123
0
0
Metlife Inc
COM
59156R108
885
19921
SH
SOLE
19921
0
0
Mettler-Toledo Int
COM
592688105
352
839
SH
SOLE
839
0
0
Microsoft Corp
COM
594918104
3356
58267
SH
SOLE
58267
0
0
Mobile Mini Inc.
COM
60740F105
337
11154
SH
SOLE
11154
0
0
Molina Healthcare Inc
COM
60855R100
521
8931
SH
SOLE
8931
0
0
Mondelez International Inc-A
COM
609207105
749
17057
SH
SOLE
17057
0
0
Monsanto Co
COM
61166W101
478
4681
SH
SOLE
4681
0
0
Monster Beverage Corp
COM
61174X109
353
2406
SH
SOLE
2406
0
0
Moog Inc-Class A
COM
615394202
556
9338
SH
SOLE
9338
0
0
Morgan Stanley
COM
617446448
927
28911
SH
SOLE
28911
0
0
Mylan NV
COM
N59465109
450
11817
SH
SOLE
11817
0
0
Naspers LTD
COM
631512100
216
12500
SH
SOLE
12500
0
0
National Oilwell Varco Inc
COM
637071101
314
8545
SH
SOLE
8545
0
0
Nestle SA
COM
641069406
277
3505
SH
SOLE
3505
0
0
Netflix Inc
COM
64110L106
729
7396
SH
SOLE
7396
0
0
Neustar Inc. Class A
COM
64126X201
223
8398
SH
SOLE
8398
0
0
New Jersey Resources Corp
COM
646025106
275
8376
SH
SOLE
8376
0
0
Newmont Mining Corp
COM
651639106
534
13579
SH
SOLE
13579
0
0
Nextera Energy Inc
COM
65339F101
722
5903
SH
SOLE
5903
0
0
Nidec Corp-ADR
COM
654090109
380
16625
SH
SOLE
16625
0
0
Nike Inc-Cl B
COM
654106103
660
12544
SH
SOLE
12544
0
0
Nippon Telegraph & Tele
COM
654624105
456
9950
SH
SOLE
9950
0
0
Nokia Corp-Spon ADR
COM
654902204
269
46523
SH
SOLE
46523
0
0
Novartis AG-ADR
COM
66987V109
237
3000
SH
SOLE
3000
0
0
Novo-Nordisk A/S-Spon ADR
COM
670100205
287
6895
SH
SOLE
6895
0
0
Nuvasive Inc
COM
670704105
360
5398
SH
SOLE
5398
0
0
Occidental Petroleum Corp
COM
674599105
374
5133
SH
SOLE
5133
0
0
On Assignment Inc.
COM
682159108
486
13389
SH
SOLE
13389
0
0
PDC Energy Inc.
COM
69327R101
424
6321
SH
SOLE
6321
0
0
Paypal Holdings Inc
COM
70450Y103
1305
31856
SH
SOLE
31856
0
0
Pfizer Inc
COM
717081103
2064
60953
SH
SOLE
60953
0
0
Philip Morris International
COM
718172109
976
10040
SH
SOLE
10040
0
0
Pinnacle Financial Partners
COM
72346Q104
326
6036
SH
SOLE
6036
0
0
Pioneer Natural Resources Co
COM
723787107
881
4745
SH
SOLE
4745
0
0
Polyone Corp.
COM
73179P106
283
8382
SH
SOLE
8382
0
0
Powell Industries Inc
COM
739128106
269
6722
SH
SOLE
6722
0
0
Priceline Group Inc/The
COM
741503403
700
476
SH
SOLE
476
0
0
Proassurance Corp
COM
74267C106
443
8439
SH
SOLE
8439
0
0
Procter & Gamble Co/The
COM
742718109
2065
23011
SH
SOLE
23011
0
0
Prosperity Bancshares
COM
743606105
311
5669
SH
SOLE
5669
0
0
Proto Labs Inc
COM
743713109
300
5009
SH
SOLE
5009
0
0
Prudential Financial Inc
COM
744320102
619
7581
SH
SOLE
7581
0
0
Pulte Corp.
COM
745867101
611
30486
SH
SOLE
30486
0
0
Qualcomm Inc
COM
747525103
800
11674
SH
SOLE
11674
0
0
RLJ Lodging Trust
COM
74965L101
511
24305
SH
SOLE
24305
0
0
Relix PLC ADR
COM
759530108
394
20540
SH
SOLE
20540
0
0
Restoration Hardware Holdings
COM
761283100
528
15274
SH
SOLE
15274
0
0
Rexnord Corp.
COM
76169B102
390
18238
SH
SOLE
18238
0
0
Reynolds American
COM
761713106
657
13932
SH
SOLE
13932
0
0
Roadrunner Transportation Sy
COM
76973Q105
85
10645
SH
SOLE
10645
0
0
Robert Half Intl
COM
770323103
530
13989
SH
SOLE
13989
0
0
Royal Dutch Shell
COM
780259206
282
5630
SH
SOLE
5630
0
0
SAP-AG-Spon ADR
COM
803054204
351
3835
SH
SOLE
3835
0
0
Salesforce.com
COM
79466L302
633
8880
SH
SOLE
8880
0
0
Sanmina Corp
COM
801056102
409
14382
SH
SOLE
14382
0
0
Sanofi-ADR
COM
80105N105
211
5525
SH
SOLE
5525
0
0
Schlumberger LTD
COM
806857108
924
11754
SH
SOLE
11754
0
0
Schwab (Charles) Corp
COM
808513105
902
28568
SH
SOLE
28568
0
0
Select Comfort Corporation
COM
81616X103
359
16621
SH
SOLE
16621
0
0
Selective Insurance Group
COM
816300107
540
13551
SH
SOLE
13551
0
0
Semgroup Corp-Class A
COM
81663A105
267
7549
SH
SOLE
7549
0
0
Shin-ETSU Chem
COM
824551105
187
10800
SH
SOLE
10800
0
0
Siemens AG-Spon ADR
COM
826197501
284
2425
SH
SOLE
2425
0
0
Silicon Laboratories Inc
COM
826919102
464
7898
SH
SOLE
7898
0
0
Skyworks Solutions Inc
COM
83088M102
444
5836
SH
SOLE
5836
0
0
Sony Corp
COM
835699307
346
10425
SH
SOLE
10425
0
0
Southern Co/The
COM
842587107
635
12375
SH
SOLE
12375
0
0
Southwest Airlines Co
COM
844741108
725
18651
SH
SOLE
18651
0
0
Southwest Gas Corp.
COM
844895102
262
3754
SH
SOLE
3754
0
0
Stamps.com
COM
852857200
317
3354
SH
SOLE
3354
0
0
Starbucks
COM
855244109
662
12228
SH
SOLE
12228
0
0
Stifel Financial Corp
COM
860630102
213
5547
SH
SOLE
5547
0
0
Stillwater Mining Co
COM
86074Q102
276
20678
SH
SOLE
20678
0
0
Sumitomo Mitsui
COM
86562M209
109
16075
SH
SOLE
16075
0
0
SunTrust Banks Inc
COM
867914103
302
6893
SH
SOLE
6893
0
0
Super Micro Computer Inc
COM
86800U104
206
8826
SH
SOLE
8826
0
0
Surgery Partners Inc.
COM
86881A100
408
20165
SH
SOLE
20165
0
0
Swift Transportation Co
COM
87074U101
216
10047
SH
SOLE
10047
0
0
Synaptics Inc
COM
87157D109
513
8762
SH
SOLE
8762
0
0
Synchronoss Technologies Inc
COM
87157B103
714
17329
SH
SOLE
17329
0
0
TJX Companies Inc
COM
872540109
744
9948
SH
SOLE
9948
0
0
Taiwan Semiconductor
COM
874039100
429
14025
SH
SOLE
14025
0
0
Target Corp.
COM
87612E106
1101
16038
SH
SOLE
16038
0
0
Teledyne Technologies Inc
COM
879360105
320
2968
SH
SOLE
2968
0
0
Telekomunik Indonesia -SP ADR
COM
715684106
258
3900
SH
SOLE
3900
0
0
Tesaro Inc
COM
881569107
368
3670
SH
SOLE
3670
0
0
Texas Capital Bancshares Inc
COM
88224Q107
389
7083
SH
SOLE
7083
0
0
Textron Inc
COM
883203101
759
19091
SH
SOLE
19091
0
0
The Advisory Board
COM
00762W107
253
5644
SH
SOLE
5644
0
0
The Ensign Group Inc.
COM
29358P101
350
17368
SH
SOLE
17368
0
0
Thermo Fisher Scientific Inc
COM
883556102
688
4323
SH
SOLE
4323
0
0
Time Warner Inc
COM
887317303
1014
12733
SH
SOLE
12733
0
0
Total SA
COM
89151E109
230
4829
SH
SOLE
4829
0
0
Treehouse Foods Inc
COM
89469A104
270
3095
SH
SOLE
3095
0
0
Trueblue Inc
COM
89785X101
339
14977
SH
SOLE
14977
0
0
Truecar Inc
COM
89785L107
303
32058
SH
SOLE
32058
0
0
Twenty-First Century Fox-A
COM
90130A101
583
24060
SH
SOLE
24060
0
0
UMB Financial Corp
COM
902788108
395
6644
SH
SOLE
6644
0
0
US Bancorp
COM
902973304
836
19503
SH
SOLE
19503
0
0
US Silica Holdings Inc
COM
90346E103
319
6850
SH
SOLE
6850
0
0
Umpqua Holdings Corp
COM
904214103
457
30359
SH
SOLE
30359
0
0
Union Pacific Corp
COM
907818108
681
6984
SH
SOLE
6984
0
0
Unisys Corp.
COM
909214306
110
11297
SH
SOLE
11297
0
0
United Natural Foods Inc
COM
911163103
210
5250
SH
SOLE
5250
0
0
United Rentals Inc
COM
911363109
403
5134
SH
SOLE
5134
0
0
United Technologies Corp
COM
913017109
577
5683
SH
SOLE
5683
0
0
VF Corp
COM
918204108
456
8137
SH
SOLE
8137
0
0
Vasco Data Security Intl
COM
92230Y104
405
22986
SH
SOLE
22986
0
0
Verizon Communications Inc
COM
92343V104
925
17803
SH
SOLE
17803
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
357
4095
SH
SOLE
4095
0
0
Viacom Inc-Class B
COM
92553P201
384
10076
SH
SOLE
10076
0
0
Visa Inc-Class A Shares
COM
92826C839
1764
21328
SH
SOLE
21328
0
0
Vodafone Group PLC
COM
92857W308
206
7068
SH
SOLE
7068
0
0
Wageworks Inc
COM
930427109
299
4904
SH
SOLE
4904
0
0
Wal-Mart Stores Inc
COM
931142103
419
5811
SH
SOLE
5811
0
0
Walgreens Boots Alliance Inc
COM
931427108
604
7498
SH
SOLE
7498
0
0
Walt Disney Co/The
COM
254687106
1587
17086
SH
SOLE
17086
0
0
WebMD Health Corp
COM
94770V102
335
6732
SH
SOLE
6732
0
0
Webster Financial Corp
COM
947890109
296
7778
SH
SOLE
7778
0
0
Wells Fargo & Co
COM
949746101
1793
40483
SH
SOLE
40483
0
0
Western Refining Inc.
COM
959319104
240
9076
SH
SOLE
9076
0
0
Whirlpool Corp
COM
963320106
597
3683
SH
SOLE
3683
0
0
Whole Foods Market Inc
COM
966837106
615
21690
SH
SOLE
21690
0
0
Wintrust Financial Corp
COM
97650W108
270
4853
SH
SOLE
4853
0
0
Woodward Inc
COM
980745103
290
4644
SH
SOLE
4644
0
0
World Wrestling Ent.
COM
98156Q108
429
20142
SH
SOLE
20142
0
0
Wright Medical Group NV
COM
N96617118
277
11286
SH
SOLE
11286
0
0
Zimmer Biomet Holdings
COM
98956P102
830
6380
SH
SOLE
6380
0
0
Zumiez Inc
COM
989817101
232
12914
SH
SOLE
12914
0
0
IShares MSCI EAFE Growth ETF
FND
464288885
471
6885
SH
SOLE
6885
0
0
IShares MSCI EAFE Index ETF
FND
464287465
5801
98102
SH
SOLE
98102
0
0
IShares S&P 500 Index
FND
464287200
36453
167552
SH
SOLE
167552
0
0
IShares S&P MidCap 400
FND
464287507
9963
64401
SH
SOLE
64401
0
0
IShares S&P SmCap 600
FND
464287804
5827
46934
SH
SOLE
46934
0
0
BB&T Corporation
PFD
054937206
1030
40000
SH
SOLE
40000
0
0
BB&T Corporation
PFD
054937404
1545
60000
SH
SOLE
60000
0
0
Berkley (WR) Corporation
PFD
084423607
388
15000
SH
SOLE
15000
0
0
Cabco Trust for JCP
PFD
126797208
200
10100
SH
SOLE
10100
0
0
Capital One Financial Corp
PFD
14040H865
255
10000
SH
SOLE
10000
0
0
Entergy Arkansas Inc.
PFD
29364D100
873
35000
SH
SOLE
35000
0
0
Entergy Louisiana LLC
PFD
29364W108
998
40000
SH
SOLE
40000
0
0
Equity Commonwealth
PFD
294628508
1031
40000
SH
SOLE
40000
0
0
Gabelli DVD & Inc. Tr
PFD
36242H708
382
15000
SH
SOLE
15000
0
0
HSBC Holdings PLC
PFD
404280703
1081
40000
SH
SOLE
40000
0
0
KKR& Co LP
PFD
48248M201
1083
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R778
258
10000
SH
SOLE
10000
0
0
Lehman Bros. Holdings(Escrow 5
PFD
52520W317
0
40000
SH
SOLE
40000
0
0
Nextera Energy Cap.
PFD
65339K100
1541
60000
SH
SOLE
60000
0
0
Public Storage
PFD
74460W602
1024
40000
SH
SOLE
40000
0
0
SCE Trust I
PFD
78406T201
512
20000
SH
SOLE
20000
0
0
Schwab (Charles) Corp
PFD
808513600
1089
40000
SH
SOLE
40000
0
0
Senior Housing Prop Trus
PFD
81721M208
254
10000
SH
SOLE
10000
0
0
Wells Fargo 5.50 Pfd
PFD
94988U672
516
20000
SH
SOLE
20000
0
0
Wells Fargo 5.70 Pfd
PFD
94988U714
1037
40000
SH
SOLE
40000
0
0
GTRAX Global Total Return
FND
26243L105
69
10081
SH
SOLE
10081
0
0