0001062993-16-011123.txt : 20160815
0001062993-16-011123.hdr.sgml : 20160815
20160815115752
ACCESSION NUMBER: 0001062993-16-011123
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160815
DATE AS OF CHANGE: 20160815
EFFECTIVENESS DATE: 20160815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC
CENTRAL INDEX KEY: 0001179791
IRS NUMBER: 251738846
STATE OF INCORPORATION: PA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10236
FILM NUMBER: 161831046
BUSINESS ADDRESS:
STREET 1: 239 FOURTH AVE SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 4127652771
MAIL ADDRESS:
STREET 1: 239 FOURTH AVENUE
STREET 2: SUITE 1302
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001179791
XXXXXXXX
06-30-2016
06-30-2016
CIM INVESTMENT MANGEMENT INC
239 FOURTH AVENUE
SUITE 1302
PITTSBURGH
PA
15222
13F HOLDINGS REPORT
028-10236
N
Antoine Smalls
Chief Complance Officer
412-765-2771
Antoine Smalls
Pittsburgh
PA
08-15-2016
0
294
241372
false
INFORMATION TABLE
2
form13fInfoTable.xml
FORM 13F INFORMATION TABLE
3M Co
COM
88579Y101
997
5693
SH
SOLE
5693
0
0
ACI Worldwide Inc
COM
004498101
344
17640
SH
SOLE
17640
0
0
AMC Entertainment Hlds-Cl A
COM
00165C104
562
20354
SH
SOLE
20354
0
0
AT&T Inc
COM
00206R102
1268
29337
SH
SOLE
29337
0
0
AbbVie Inc
COM
00287Y109
1189
19203
SH
SOLE
19203
0
0
Acadia Pharma
COM
004225108
283
8733
SH
SOLE
8733
0
0
Acadia Realty Trust
COM
004239109
476
13403
SH
SOLE
13403
0
0
Adobe Systems
COM
00724F101
1258
13137
SH
SOLE
13137
0
0
Advaxis Inc
COM
007624208
82
10153
SH
SOLE
10153
0
0
Air Methods Corp
COM
009128307
299
8339
SH
SOLE
8339
0
0
Albany Intl Corp.
COM
012348108
214
5369
SH
SOLE
5369
0
0
Alexion Pharmaceuticals Inc
COM
015351109
667
5709
SH
SOLE
5709
0
0
Allegiant Travel Co.
COM
01748X102
281
1858
SH
SOLE
1858
0
0
Allergan Plc
COM
G0177J108
1096
4744
SH
SOLE
4744
0
0
Alphabet Inc-Cl A
COM
02079K305
2094
2977
SH
SOLE
2977
0
0
Alphabet Inc-Cl C
COM
02079K107
2064
2982
SH
SOLE
2982
0
0
Altria Group Inc
COM
02209S103
1409
20434
SH
SOLE
20434
0
0
Amazon.Com Inc
COM
023135106
2850
3983
SH
SOLE
3983
0
0
American Airlines Group Inc
COM
02376R102
912
32211
SH
SOLE
32211
0
0
American Int'l Grp Inc
COM
026874784
446
8433
SH
SOLE
8433
0
0
American Vanguard Corp
COM
030371108
496
32818
SH
SOLE
32818
0
0
Ameriprise Financial Inc
COM
03076C106
541
6016
SH
SOLE
6016
0
0
Amgen Inc
COM
031162100
1461
9603
SH
SOLE
9603
0
0
Anacor Pharmaceuticals Inc
COM
032420101
335
3377
SH
SOLE
3377
0
0
Anthem Inc
COM
036752103
975
7426
SH
SOLE
7426
0
0
Apogee Enterprises Inc
COM
037598109
256
5519
SH
SOLE
5519
0
0
Apple Inc
COM
037833100
4105
42938
SH
SOLE
42938
0
0
Aspen Technology Inc
COM
045327103
275
6845
SH
SOLE
6845
0
0
Avista Corp
COM
05379B107
752
16775
SH
SOLE
16775
0
0
BBCN Bancorp Inc
COM
073295107
372
24944
SH
SOLE
24944
0
0
BOFI Holdings Inc
COM
05566U108
383
21630
SH
SOLE
21630
0
0
Balchem Corp
COM
057665200
250
4195
SH
SOLE
4195
0
0
Bank of America Corp
COM
060505104
1812
136536
SH
SOLE
136536
0
0
Bank of Ozarks
COM
063904106
302
8051
SH
SOLE
8051
0
0
Becton Dickinson and Co
COM
075887109
597
3519
SH
SOLE
3519
0
0
Belden Inc
COM
077454106
280
4644
SH
SOLE
4644
0
0
Berkshire Hathaway Inc-Cl B
COM
084670702
1518
10483
SH
SOLE
10483
0
0
Biogen Inc
COM
09062X103
935
3868
SH
SOLE
3868
0
0
Blackrock Inc
COM
09247X101
806
2352
SH
SOLE
2352
0
0
Boeing Co/The
COM
097023105
922
7099
SH
SOLE
7099
0
0
Boston Beer Company Inc-A
COM
100557107
350
2048
SH
SOLE
2048
0
0
Boston Private Finl Holding
COM
101119105
368
31218
SH
SOLE
31218
0
0
Boyd Gaming Corp.
COM
103304101
287
15610
SH
SOLE
15610
0
0
Bristol Myers Squibb Co
COM
110122108
516
7022
SH
SOLE
7022
0
0
Broadcom LTD
COM
Y09827109
759
4881
SH
SOLE
4881
0
0
Buffalo Wild Wings Inc
COM
119848109
359
2585
SH
SOLE
2585
0
0
CNO Financial Group Inc
COM
12621E103
379
21732
SH
SOLE
21732
0
0
CVS Health Corp
COM
126650100
867
9059
SH
SOLE
9059
0
0
Cal-Maine Foods Inc
COM
128030202
310
7004
SH
SOLE
7004
0
0
Calamp Corp
COM
128126109
286
19280
SH
SOLE
19280
0
0
Capital One Financial Corp
COM
14040H105
513
8070
SH
SOLE
8070
0
0
Cardtronics PLC-A
COM
G1991C105
241
6045
SH
SOLE
6045
0
0
Carrizo Oil & Gas Inc
COM
144577103
215
5989
SH
SOLE
5989
0
0
Casey's Gen. Stores
COM
147528103
379
2882
SH
SOLE
2882
0
0
Celgene Corp
COM
151020104
1413
14329
SH
SOLE
14329
0
0
Celldex Therapeutics Inc
COM
15117B103
106
24213
SH
SOLE
24213
0
0
Cempra Inc
COM
15130J109
173
10476
SH
SOLE
10476
0
0
Century Aluminum Company
COM
156431108
104
16505
SH
SOLE
16505
0
0
Cerner Corp.
COM
156782104
1340
22862
SH
SOLE
22862
0
0
Cheesecake Factory Inc/The
COM
163072101
203
4227
SH
SOLE
4227
0
0
Chevron Corp
COM
166764100
1537
14660
SH
SOLE
14660
0
0
Chipotle Mexican Grill, Inc.
COM
169656105
577
1433
SH
SOLE
1433
0
0
Cigna Corp
COM
125509109
967
7557
SH
SOLE
7557
0
0
Circor International Inc
COM
17273K109
262
4593
SH
SOLE
4593
0
0
Cisco Systems Inc
COM
17275R102
904
31494
SH
SOLE
31494
0
0
Citigroup Inc
COM
172967424
1455
34330
SH
SOLE
34330
0
0
Citrix Systems
COM
177376100
984
12290
SH
SOLE
12290
0
0
Coca Cola Co/The
COM
191216100
1678
37024
SH
SOLE
37024
0
0
Columbia Banking System Inc
COM
197236102
423
15066
SH
SOLE
15066
0
0
CommVault Systems Inc
COM
204166102
231
5358
SH
SOLE
5358
0
0
Commercial Metals Co
COM
201723103
341
20153
SH
SOLE
20153
0
0
ConocoPhillips
COM
20825C104
417
9554
SH
SOLE
9554
0
0
Coresite Realty Corp
COM
21870Q105
474
5340
SH
SOLE
5340
0
0
Cubesmart
COM
229663109
236
7655
SH
SOLE
7655
0
0
Cummins Inc.
COM
231021106
553
4920
SH
SOLE
4920
0
0
Curtiss-Wright Corp
COM
231561101
354
4205
SH
SOLE
4205
0
0
Delta Air Lines Inc
COM
247361702
478
13122
SH
SOLE
13122
0
0
Depomed Inc.
COM
249908104
291
14819
SH
SOLE
14819
0
0
Diodes Inc.
COM
254543101
206
10959
SH
SOLE
10959
0
0
Discovery Communications-A
COM
25470F104
255
10101
SH
SOLE
10101
0
0
Discovery Communications-C
COM
25470F302
214
8989
SH
SOLE
8989
0
0
Dominion Resources Inc/VA
COM
25746U109
792
10165
SH
SOLE
10165
0
0
Dow Chemical Co/The
COM
260543103
1527
30714
SH
SOLE
30714
0
0
Du Pont (E.I.) De Nemours
COM
263534109
977
15083
SH
SOLE
15083
0
0
Duke Energy Corp
COM
26441C204
710
8274
SH
SOLE
8274
0
0
E*Trade Financial Corp
COM
269246401
423
18024
SH
SOLE
18024
0
0
EOG Resources Inc
COM
26875P101
668
8003
SH
SOLE
8003
0
0
EPAM Systems
COM
29414B104
203
3160
SH
SOLE
3160
0
0
Eastgroup Properties Inc
COM
277276101
395
5729
SH
SOLE
5729
0
0
Echo Global Logistics Inc
COM
27875T101
219
9774
SH
SOLE
9774
0
0
Editas Medicine Inc.
COM
28106W103
229
9366
SH
SOLE
9366
0
0
El Pollo Loco Holdings Inc
COM
268603107
391
30072
SH
SOLE
30072
0
0
Emcor Group Inc
COM
29084Q100
280
5683
SH
SOLE
5683
0
0
Encore Wire Corp
COM
292562105
237
6346
SH
SOLE
6346
0
0
Enersys
COM
29275Y102
275
4632
SH
SOLE
4632
0
0
Epizyme Inc
COM
29428V104
113
11055
SH
SOLE
11055
0
0
Esperion Therapeutics Inc
COM
29664W105
171
17270
SH
SOLE
17270
0
0
Esterline Technologies Corp
COM
297425100
338
5449
SH
SOLE
5449
0
0
Evercore Partners Inc-Cl A
COM
29977A105
208
4699
SH
SOLE
4699
0
0
Express Scripts Holdings Co.
COM
30219G108
710
9364
SH
SOLE
9364
0
0
Exxon Mobil Corp
COM
30231G102
2346
25023
SH
SOLE
25023
0
0
FNB Corp
COM
302520101
302
24052
SH
SOLE
24052
0
0
Facebook Inc-A
COM
30303M102
1656
14493
SH
SOLE
14493
0
0
Fedex Corp
COM
31428X106
887
5847
SH
SOLE
5847
0
0
Finish Line/The - Cl A
COM
317923100
330
16338
SH
SOLE
16338
0
0
Flowserve Corp
COM
34354P105
429
9503
SH
SOLE
9503
0
0
Forestar Group Inc.
COM
346233109
218
18333
SH
SOLE
18333
0
0
G-III Apparel Group LTD
COM
36237H101
310
6775
SH
SOLE
6775
0
0
Gain Capital Holdings Inc
COM
36268W100
141
22297
SH
SOLE
22297
0
0
General Dynamics Corp
COM
369550108
965
6933
SH
SOLE
6933
0
0
General Electric Co
COM
369604103
2655
84342
SH
SOLE
84342
0
0
General Motors
COM
37045V100
893
31541
SH
SOLE
31541
0
0
Gilead Sciences Inc
COM
375558103
1247
14953
SH
SOLE
14953
0
0
Glacier Bancorp Inc
COM
37637Q105
353
13266
SH
SOLE
13266
0
0
Goldman Sachs Grp Inc
COM
38141G104
860
5786
SH
SOLE
5786
0
0
Halliburton Co
COM
406216101
696
15364
SH
SOLE
15364
0
0
Harman Industries
COM
413086109
790
11000
SH
SOLE
11000
0
0
Hawaiian Holdings Inc
COM
419879101
213
5615
SH
SOLE
5615
0
0
Healthcare Realty Trust Inc
COM
421946104
218
6221
SH
SOLE
6221
0
0
Healthsouth Corp
COM
421924309
412
10616
SH
SOLE
10616
0
0
Hewlett Packard Enterpris
COM
42824C109
441
24161
SH
SOLE
24161
0
0
Home Bancshares Inc
COM
436893200
460
23238
SH
SOLE
23238
0
0
Home Depot Inc
COM
437076102
1370
10728
SH
SOLE
10728
0
0
Honeywell International Inc
COM
438516106
1158
9955
SH
SOLE
9955
0
0
ICU Medical Inc
COM
44930G107
339
3008
SH
SOLE
3008
0
0
Iconix Brand Group Inc
COM
451055107
104
15443
SH
SOLE
15443
0
0
Intel Corp
COM
458140100
1795
54727
SH
SOLE
54727
0
0
Inter Parfums Inc
COM
458334109
321
11239
SH
SOLE
11239
0
0
Interactive Intelligence Gro
COM
45841V109
276
6730
SH
SOLE
6730
0
0
Iridium Communications Inc.
COM
46269C102
352
39655
SH
SOLE
39655
0
0
J2 Global Communications
COM
48123V102
447
7078
SH
SOLE
7078
0
0
JPMorgan Chase & Co
COM
46625H100
2251
36228
SH
SOLE
36228
0
0
Jack in the Box Inc.
COM
466367109
451
5244
SH
SOLE
5244
0
0
Johnson & Johnson
COM
478160104
1149
9470
SH
SOLE
9470
0
0
Kansas City Southern
COM
485170302
429
4767
SH
SOLE
4767
0
0
Kaufman and Broad Home Corp.
COM
48666K109
372
24477
SH
SOLE
24477
0
0
Kimberly-Clark Corp
COM
494368103
533
3879
SH
SOLE
3879
0
0
Kinder Morgan Inc
COM
49456B101
262
14022
SH
SOLE
14022
0
0
Kirkland's Inc
COM
497498105
326
22191
SH
SOLE
22191
0
0
Kite Pharma Inc
COM
49803L109
308
6160
SH
SOLE
6160
0
0
Kraft Heinz Co/The
COM
500754106
641
7244
SH
SOLE
7244
0
0
Kroger Co
COM
501044101
710
19291
SH
SOLE
19291
0
0
Kulicke & Soffa Industries
COM
501242101
249
20431
SH
SOLE
20431
0
0
LA Quinta Holdings Inc
COM
50420D108
149
13045
SH
SOLE
13045
0
0
LAM Research Corp
COM
512807108
794
9443
SH
SOLE
9443
0
0
Lasalle Hotel Properties
COM
517942108
332
14088
SH
SOLE
14088
0
0
Lending Tree Inc
COM
52603B107
252
2850
SH
SOLE
2850
0
0
Lennar Corp-A
COM
526057104
708
15348
SH
SOLE
15348
0
0
Lexington Realty Trust
COM
529043101
394
38942
SH
SOLE
38942
0
0
Ligand Pharmaceuticals
COM
53220K504
615
5156
SH
SOLE
5156
0
0
Littelfuse Inc
COM
537008104
432
3659
SH
SOLE
3659
0
0
Lyondell Basell Indu-Cl A
COM
N53745100
646
8686
SH
SOLE
8686
0
0
MGIC Investment
COM
552848103
444
74615
SH
SOLE
74615
0
0
Manahattan Associates
COM
562750109
427
6663
SH
SOLE
6663
0
0
Marriot Vacations World
COM
57164Y107
303
4420
SH
SOLE
4420
0
0
MasterCard Inc-Class A
COM
57636Q104
1231
13978
SH
SOLE
13978
0
0
Maximus Inc
COM
577933104
205
3694
SH
SOLE
3694
0
0
McDonalds Corp.
COM
580135101
571
4746
SH
SOLE
4746
0
0
Medical Properties Trust Inc
COM
58463J304
331
21730
SH
SOLE
21730
0
0
Medicines Company
COM
584688105
223
6626
SH
SOLE
6626
0
0
Merck & Co. Inc.
COM
58933Y105
1270
22050
SH
SOLE
22050
0
0
Meritage Homes Corp
COM
59001A102
264
7034
SH
SOLE
7034
0
0
Methode Electornics Inc
COM
591520200
202
5893
SH
SOLE
5893
0
0
Metlife Inc
COM
59156R108
857
21511
SH
SOLE
21511
0
0
Micron Technology Inc
COM
595112103
511
37113
SH
SOLE
37113
0
0
Microsemi Corp
COM
595137100
461
14112
SH
SOLE
14112
0
0
Microsoft Corp
COM
594918104
3115
60867
SH
SOLE
60867
0
0
Mobile Mini Inc.
COM
60740F105
371
10724
SH
SOLE
10724
0
0
Molina Healthcare Inc
COM
60855R100
429
8591
SH
SOLE
8591
0
0
Mondelez International Inc-A
COM
609207105
841
18477
SH
SOLE
18477
0
0
Monsanto Co
COM
61166W101
515
4981
SH
SOLE
4981
0
0
Monster Beverage Corp
COM
61174X109
425
2646
SH
SOLE
2646
0
0
Moog Inc-Class A
COM
615394202
219
4069
SH
SOLE
4069
0
0
Morgan Stanley
COM
617446448
811
31201
SH
SOLE
31201
0
0
Movado Group Inc.
COM
624580106
513
23645
SH
SOLE
23645
0
0
Mylan NV
COM
N59465109
552
12777
SH
SOLE
12777
0
0
National Oilwell Varco Inc
COM
637071101
310
9225
SH
SOLE
9225
0
0
Netflix Inc
COM
64110L106
729
7966
SH
SOLE
7966
0
0
New Jersey Resources Corp
COM
646025106
311
8056
SH
SOLE
8056
0
0
Newmont Mining Corp
COM
651639106
575
14709
SH
SOLE
14709
0
0
Nextera Energy Inc
COM
65339F101
834
6393
SH
SOLE
6393
0
0
Nike Inc-Cl B
COM
654106103
747
13534
SH
SOLE
13534
0
0
Nokia Corp-Spon ADR
COM
654902204
64
11298
SH
SOLE
11298
0
0
Nordstrom Inc
COM
655664100
605
15898
SH
SOLE
15898
0
0
Nuvasive Inc
COM
670704105
310
5188
SH
SOLE
5188
0
0
Occidental Petroleum Corp
COM
674599105
420
5563
SH
SOLE
5563
0
0
On Assignment Inc.
COM
682159108
476
12889
SH
SOLE
12889
0
0
PNC Financial Services Group
COM
693475105
549
6747
SH
SOLE
6747
0
0
Parexel International Corp.
COM
699462107
276
4391
SH
SOLE
4391
0
0
Paypal Holdings Inc
COM
70450Y103
1253
34306
SH
SOLE
34306
0
0
Pepsico Inc
COM
713448108
1275
12037
SH
SOLE
12037
0
0
Pfizer Inc
COM
717081103
2312
65653
SH
SOLE
65653
0
0
Philip Morris International
COM
718172109
1101
10820
SH
SOLE
10820
0
0
Pinnacle Financial Partners
COM
72346Q104
284
5806
SH
SOLE
5806
0
0
Pioneer Natural Resources Co
COM
723787107
778
5145
SH
SOLE
5145
0
0
Polyone Corp.
COM
73179P106
284
8062
SH
SOLE
8062
0
0
Powell Industries Inc
COM
739128106
255
6472
SH
SOLE
6472
0
0
Priceline Group Inc/The
COM
741503403
644
516
SH
SOLE
516
0
0
Proassurance Corp
COM
74267C106
435
8119
SH
SOLE
8119
0
0
Procter & Gamble Co/The
COM
742718109
2110
24921
SH
SOLE
24921
0
0
Prosperity Bancshares
COM
743606105
278
5449
SH
SOLE
5449
0
0
Prudential Financial Inc
COM
744320102
581
8151
SH
SOLE
8151
0
0
Qualcomm Inc
COM
747525103
674
12574
SH
SOLE
12574
0
0
RLJ Lodging Trust
COM
74965L101
501
23375
SH
SOLE
23375
0
0
Restoration Hardware Holdings
COM
761283100
422
14704
SH
SOLE
14704
0
0
Rexnord Corp.
COM
76169B102
344
17538
SH
SOLE
17538
0
0
Roadrunner Transportation Sy
COM
76973Q105
76
10245
SH
SOLE
10245
0
0
Robert Half Intl
COM
770323103
574
15039
SH
SOLE
15039
0
0
Salesforce.com
COM
79466L302
754
9500
SH
SOLE
9500
0
0
Sanmina Corp
COM
801056102
371
13832
SH
SOLE
13832
0
0
Schlumberger LTD
COM
806857108
1008
12744
SH
SOLE
12744
0
0
Schwab (Charles) Corp
COM
808513105
810
32016
SH
SOLE
32016
0
0
Select Comfort Corporation
COM
81616X103
341
15971
SH
SOLE
15971
0
0
Selective Insurance Group
COM
816300107
498
13041
SH
SOLE
13041
0
0
Semgroup Corp-Class A
COM
81663A105
237
7269
SH
SOLE
7269
0
0
Silicon Laboratories Inc
COM
826919102
370
7598
SH
SOLE
7598
0
0
Simon Property Group Inc
COM
828806109
1640
7561
SH
SOLE
7561
0
0
Skyworks Solutions Inc
COM
83088M102
386
6096
SH
SOLE
6096
0
0
Southern Co/The
COM
842587107
718
13395
SH
SOLE
13395
0
0
Southwest Airlines Co
COM
844741108
789
20131
SH
SOLE
20131
0
0
Southwest Gas Corp.
COM
844895102
284
3614
SH
SOLE
3614
0
0
Sovran Self Storage
COM
84610H108
453
4316
SH
SOLE
4316
0
0
Stamps.com
COM
852857200
284
3254
SH
SOLE
3254
0
0
Starbucks
COM
855244109
678
11878
SH
SOLE
11878
0
0
Steris PLC
COM
G84720104
463
6735
SH
SOLE
6735
0
0
Stillwater Mining Co
COM
86074Q102
236
19918
SH
SOLE
19918
0
0
SunTrust Banks Inc
COM
867914103
312
7583
SH
SOLE
7583
0
0
Super Micro Computer Inc
COM
86800U104
211
8496
SH
SOLE
8496
0
0
Surgery Partners Inc.
COM
86881A100
347
19395
SH
SOLE
19395
0
0
Synchronoss Technologies Inc
COM
87157B103
531
16669
SH
SOLE
16669
0
0
TJX Companies Inc
COM
872540109
830
10748
SH
SOLE
10748
0
0
Teledyne Technologies Inc
COM
879360105
283
2858
SH
SOLE
2858
0
0
Tesaro Inc
COM
881569107
297
3530
SH
SOLE
3530
0
0
Texas Capital Bancshares Inc
COM
88224Q107
319
6823
SH
SOLE
6823
0
0
Textron Inc
COM
883203101
747
20441
SH
SOLE
20441
0
0
The Ensign Group Inc.
COM
29358P101
351
16718
SH
SOLE
16718
0
0
Thermo Fisher Scientific Inc
COM
883556102
683
4623
SH
SOLE
4623
0
0
Time Warner Inc
COM
887317303
1006
13683
SH
SOLE
13683
0
0
Treehouse Foods Inc
COM
89469A104
305
2975
SH
SOLE
2975
0
0
Trueblue Inc
COM
89785X101
273
14407
SH
SOLE
14407
0
0
Truecar Inc
COM
89785L107
242
30848
SH
SOLE
30848
0
0
Twenty-First Century Fox-A
COM
90130A101
702
25950
SH
SOLE
25950
0
0
UMB Financial Corp
COM
902788108
340
6394
SH
SOLE
6394
0
0
US Bancorp
COM
902973304
851
21113
SH
SOLE
21113
0
0
US Silica Holdings Inc
COM
90346E103
227
6590
SH
SOLE
6590
0
0
Umpqua Holdings Corp
COM
904214103
264
17047
SH
SOLE
17047
0
0
Union Pacific Corp
COM
907818108
656
7514
SH
SOLE
7514
0
0
Unisys Corp.
COM
909214306
79
10877
SH
SOLE
10877
0
0
United Natural Foods Inc
COM
911163103
236
5040
SH
SOLE
5040
0
0
United Rentals Inc
COM
911363109
371
5534
SH
SOLE
5534
0
0
United Technologies Corp
COM
913017109
631
6153
SH
SOLE
6153
0
0
VF Corp
COM
918204108
538
8747
SH
SOLE
8747
0
0
Vasco Data Security Intl
COM
92230Y104
363
22126
SH
SOLE
22126
0
0
Verizon Communications Inc
COM
92343V104
1135
20323
SH
SOLE
20323
0
0
Vertex Pharmaceuticals Inc
COM
92532F100
380
4415
SH
SOLE
4415
0
0
Viacom Inc-Class B
COM
92553P201
452
10906
SH
SOLE
10906
0
0
Visa Inc-Class A Shares
COM
92826C839
1707
23018
SH
SOLE
23018
0
0
Wageworks Inc
COM
930427109
282
4714
SH
SOLE
4714
0
0
Wal-Mart Stores Inc
COM
931142103
458
6271
SH
SOLE
6271
0
0
Walgreens Boots Alliance Inc
COM
931427108
674
8098
SH
SOLE
8098
0
0
Walt Disney Co/The
COM
254687106
1799
18386
SH
SOLE
18386
0
0
Webster Financial Corp
COM
947890109
254
7478
SH
SOLE
7478
0
0
Wells Fargo & Co
COM
949746101
2075
43833
SH
SOLE
43833
0
0
Whirlpool Corp
COM
963320106
665
3993
SH
SOLE
3993
0
0
Whole Foods Market Inc
COM
966837106
752
23500
SH
SOLE
23500
0
0
Wintrust Financial Corp
COM
97650W108
238
4663
SH
SOLE
4663
0
0
Woodward Inc
COM
980745103
268
4644
SH
SOLE
4644
0
0
World Wrestling Ent.
COM
98156Q108
357
19372
SH
SOLE
19372
0
0
Yahoo! Inc.
COM
984332106
1471
39175
SH
SOLE
39175
0
0
Zimmer Biomet Holdings
COM
98956P102
829
6890
SH
SOLE
6890
0
0
Zumiez Inc
COM
989817101
178
12434
SH
SOLE
12434
0
0
IShares MSCI EAFE Growth ETF
FND
464288885
450
6885
SH
SOLE
6885
0
0
IShares MSCI EAFE Index ETF
FND
464287465
5476
98102
SH
SOLE
98102
0
0
IShares S&P 500 Index
FND
464287200
33625
159740
SH
SOLE
159740
0
0
IShares S&P MidCap 400
FND
464287507
9523
63744
SH
SOLE
63744
0
0
IShares S&P SmCap 600
FND
464287804
5359
46113
SH
SOLE
46113
0
0
BB&T Corporation
PFD
054937206
1076
40000
SH
SOLE
40000
0
0
BB&T Corporation
PFD
054937404
1581
60000
SH
SOLE
60000
0
0
Berkley (WR) Corporation
PFD
084423607
381
15000
SH
SOLE
15000
0
0
Cabco Trust for JCP
PFD
126797208
189
10100
SH
SOLE
10100
0
0
Equity Commonwealth
PFD
294628508
1028
40000
SH
SOLE
40000
0
0
Gabelli DVD & Inc. Tr
PFD
36242H708
380
15000
SH
SOLE
15000
0
0
HSBC Holdings PLC
PFD
404280703
1080
40000
SH
SOLE
40000
0
0
KKR& Co LP
PFD
48248M201
1072
40000
SH
SOLE
40000
0
0
Kimco Realty Corp
PFD
49446R778
258
10000
SH
SOLE
10000
0
0
Lehman Bros. Holdings(Escrow 5
PFD
52520W317
0
40000
SH
SOLE
40000
0
0
Nextera Energy Cap.
PFD
65339K100
1541
60000
SH
SOLE
60000
0
0
Public Storage
PFD
74460W602
1060
40000
SH
SOLE
40000
0
0
SCE Trust I
PFD
78406T201
531
20000
SH
SOLE
20000
0
0
Schwab (Charles) Corp
PFD
808513600
1074
40000
SH
SOLE
40000
0
0
Senior Housing Prop Trus
PFD
81721M208
255
10000
SH
SOLE
10000
0
0
Wells Fargo 5.50 Pfd
PFD
94988U672
516
20000
SH
SOLE
20000
0
0
Wells Fargo 5.70 Pfd
PFD
94988U714
1060
40000
SH
SOLE
40000
0
0
GTRAX Global Total Return
FND
26243L105
68
10081
SH
SOLE
10081
0
0