Chief Complance Officer

0001062993-16-007492.txt : 20160205 0001062993-16-007492.hdr.sgml : 20160205 20160205141536 ACCESSION NUMBER: 0001062993-16-007492 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160205 DATE AS OF CHANGE: 20160205 EFFECTIVENESS DATE: 20160205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 161391637 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001179791 XXXXXXXX 12-31-2015 12-31-2015 CIM INVESTMENT MANGEMENT INC

239 FOURTH AVENUE SUITE 1302 PITTSBURGH PA 15222

13F HOLDINGS REPORT 028-10236 N Antoine Smalls Chief Complance Officer 412-765-2771 Antoine Smalls Pittsburgh PA 02-05-2016 0 251 218317 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 3M Co. COM 88579Y101 1006 6677 SH SOLE 6677 0 0 ACI Worldwide Inc. COM 004498101 295 13776 SH SOLE 13776 0 0 AMC Entertainment Hlds-Cl A COM 00165C104 379 15791 SH SOLE 15791 0 0 AT&T COM 00206R102 2326 67601 SH SOLE 67601 0 0 AbbVie Inc. COM 00287Y109 722 12195 SH SOLE 12195 0 0 Abiomed Inc. COM 003654100 222 2457 SH SOLE 2457 0 0 Air Methods Corp. COM 009128307 275 6550 SH SOLE 6550 0 0 Alexion Pharma Inc. COM 015351109 1217 6379 SH SOLE 6379 0 0 Allegiant Travel Co. COM 01748X102 246 1468 SH SOLE 1468 0 0 Allergan Plc. COM G0177J108 1742 5575 SH SOLE 5575 0 0 Allete Inc COM 018522300 321 6321 SH SOLE 6321 0 0 Alphabet Inc. Cl-A COM 02079K107 2707 3479 SH SOLE 3479 0 0 Alphabet Inc. Cl-C COM 02079K305 2674 3524 SH SOLE 3524 0 0 Altria Group Inc. COM 02209S103 1352 23225 SH SOLE 23225 0 0 Amazon.Com Inc COM 023135106 3162 4679 SH SOLE 4679 0 0 American Int'l Grp, Inc. COM 026874784 1413 22808 SH SOLE 22808 0 0 American Vanguard Inc. COM 030371108 359 25629 SH SOLE 25629 0 0 Ameriprise Fin Inc. COM 03076C106 807 7582 SH SOLE 7582 0 0 Amgen Inc. COM 031162100 1809 11141 SH SOLE 11141 0 0 Anthem Inc. COM 036752103 1161 8328 SH SOLE 8328 0 0 Apple Computer COM 037833100 6146 58390 SH SOLE 58390 0 0 Aspen Tech inc. COM 045327103 205 5420 SH SOLE 5420 0 0 Avista Corp. COM 05379B107 228 6451 SH SOLE 6451 0 0 BBCN Bancorp Inc. COM 073295107 339 19702 SH SOLE 19702 0 0 Balchem Corp. COM 057665200 201 3307 SH SOLE 3307 0 0 Bank of America Corp. COM 060505104 2655 157750 SH SOLE 157750 0 0 Becton Dickinson and Co. COM 075887109 646 4193 SH SOLE 4193 0 0 Berkshire Hathaway COM 084670702 1603 12139 SH SOLE 12139 0 0 Biogen Idec Inc. COM 09062X103 725 2366 SH SOLE 2366 0 0 Blackrock Inc. COM 09247X101 946 2779 SH SOLE 2779 0 0 Boeing Co. COM 097023105 1193 8249 SH SOLE 8249 0 0 Boston Beer Company COM 100557107 323 1601 SH SOLE 1601 0 0 Boston Private Fin. COM 101119105 276 24341 SH SOLE 24341 0 0 Bristol Myers Squibb COM 110122108 1484 21570 SH SOLE 21570 0 0 Broadcom LTD COM Y09827109 834 5749 SH SOLE 5749 0 0 Buffalo Wild Wings COM 119848109 322 2015 SH SOLE 2015 0 0 CBS Corp. CL-B COM 124857202 1296 27499 SH SOLE 27499 0 0 CNO Financial Grp. Inc. COM 12621E103 325 17013 SH SOLE 17013 0 0 CVS Corp. COM 126650100 992 10151 SH SOLE 10151 0 0 Cal-Maine Foods, Inc. COM 128030202 252 5444 SH SOLE 5444 0 0 Calamp Corp. COM 128126109 303 15203 SH SOLE 15203 0 0 Capital One Financial COM 14040H105 684 9482 SH SOLE 9482 0 0 Celgene Corp COM 151020104 2011 16788 SH SOLE 16788 0 0 Celldex Therapeutics Inc. COM 15117B103 298 19022 SH SOLE 19022 0 0 Cempra Inc. COM 15130J109 254 8166 SH SOLE 8166 0 0 Century Aluminum Company COM 156431108 56 12700 SH SOLE 12700 0 0 Charles Schwab Corp. COM 808513105 1257 38178 SH SOLE 38178 0 0 ChevronTexaco Corp. COM 166764100 1559 17325 SH SOLE 17325 0 0 Cigna Corp. COM 125509109 1296 8860 SH SOLE 8860 0 0 Cisco Systems, Inc. COM 17275R102 1053 38777 SH SOLE 38777 0 0 Citigroup - New COM 172967424 2075 40093 SH SOLE 40093 0 0 Clearwater Paper Corp. COM 18538R103 233 5112 SH SOLE 5112 0 0 Coca Cola Co. COM 191216100 1912 44508 SH SOLE 44508 0 0 Columbia Banking System COM 197236102 386 11859 SH SOLE 11859 0 0 Commercial Metals COM 201723103 216 15747 SH SOLE 15747 0 0 ConocoPhillips COM 20825C104 518 11098 SH SOLE 11098 0 0 Cubesmart COM 229663109 318 10373 SH SOLE 10373 0 0 Cummins Inc. COM 231021106 502 5702 SH SOLE 5702 0 0 Curtiss-Wright Corp. COM 231561101 226 3298 SH SOLE 3298 0 0 Delta Air Lines Inc. COM 247361702 820 16172 SH SOLE 16172 0 0 Dermira Inc. COM 24983L104 274 7914 SH SOLE 7914 0 0 Devon Energy Corp. COM 25179M103 398 12446 SH SOLE 12446 0 0 Discovery Comm Inc. COM 25470F104 296 11085 SH SOLE 11085 0 0 Discovery Comm Inc.-C COM 25470F302 252 9975 SH SOLE 9975 0 0 Disney Walt Co. COM 254687106 715 6806 SH SOLE 6806 0 0 Dominion Res. Inc/VA COM 25746U109 898 13279 SH SOLE 13279 0 0 Dow Chemical Co. COM 260543103 915 17769 SH SOLE 17769 0 0 Du Pont (E.I.) COM 263534109 1269 19048 SH SOLE 19048 0 0 Duke Energy Corp. COM 26441C204 727 10184 SH SOLE 10184 0 0 EOG Resources COM 26875P101 689 9734 SH SOLE 9734 0 0 EPR Properties COM 26884U109 264 4517 SH SOLE 4517 0 0 Eastgroup Properties COM 277276101 251 4514 SH SOLE 4514 0 0 El Pollo Loco Holdings, Inc. COM 268603107 298 23617 SH SOLE 23617 0 0 Emcor Group Inc. COM 29084Q100 214 4465 SH SOLE 4465 0 0 Enersys COM 29275Y102 200 3578 SH SOLE 3578 0 0 Exelon Corp. COM 30161N101 658 23698 SH SOLE 23698 0 0 Exxon Mobil Corp. COM 30231G102 2303 29541 SH SOLE 29541 0 0 FEI Company COM 30241L109 308 3859 SH SOLE 3859 0 0 FNB Corp. COM 302520101 251 18789 SH SOLE 18789 0 0 Facebook Inc. COM 30303M102 1833 17516 SH SOLE 17516 0 0 Fedex Corp. COM 31428X106 1029 6908 SH SOLE 6908 0 0 Firstmerit Corp. COM 337915102 307 16456 SH SOLE 16456 0 0 Flowserve Corp COM 34354P105 471 11196 SH SOLE 11196 0 0 Freeport MC Co. - Cl B COM 35671D857 694 102474 SH SOLE 102474 0 0 G-III Apparel Grp. LTD. COM 36237H101 237 5344 SH SOLE 5344 0 0 GT Advanced Tech. Inc. COM 36191U106 1 10124 SH SOLE 10124 0 0 Gain Capital Holdings Inc. COM 36268W100 140 17321 SH SOLE 17321 0 0 General Dynamics COM 369550108 1098 7995 SH SOLE 7995 0 0 General Electric Co. COM 369604103 3013 96711 SH SOLE 96711 0 0 Gilead Sciences Inc. COM 375558103 1773 17518 SH SOLE 17518 0 0 Glacier Bancorp COM 37637Q105 279 10506 SH SOLE 10506 0 0 Goldman Sachs Grp. COM 38141G104 1239 6875 SH SOLE 6875 0 0 Grubhub Inc. COM 400110102 245 10139 SH SOLE 10139 0 0 HP Enterprises COM 42824C109 440 28959 SH SOLE 28959 0 0 Halliburton Company COM 406216101 613 18006 SH SOLE 18006 0 0 Hawaiian Holdings Inc. COM 419879101 309 8736 SH SOLE 8736 0 0 Healthcare Realty Trust COM 421946104 399 14074 SH SOLE 14074 0 0 Hewlett Packard Co. COM 40434L105 343 28959 SH SOLE 28959 0 0 Highwoods Properties Inc. COM 431284108 324 7429 SH SOLE 7429 0 0 Home Bancshares Inc. COM 436893200 368 9082 SH SOLE 9082 0 0 Home Depot Inc. COM 437076102 1646 12446 SH SOLE 12446 0 0 Honeywell Intl., Inc. COM 438516106 1210 11685 SH SOLE 11685 0 0 ICU Medical Inc. COM 44930G107 269 2382 SH SOLE 2382 0 0 Iconix Brand Group Inc COM 451055107 83 12113 SH SOLE 12113 0 0 Illinois Tool Works COM 452308109 1113 12013 SH SOLE 12013 0 0 Intel Corporation COM 458140100 2223 64521 SH SOLE 64521 0 0 Inter Parfums COM 458334109 208 8738 SH SOLE 8738 0 0 Invensense Inc. COM 46123D205 255 24927 SH SOLE 24927 0 0 JP Morgan Chase COM 46625H100 2833 42905 SH SOLE 42905 0 0 Jack in the Box Inc. COM 466367109 319 4158 SH SOLE 4158 0 0 Kansas City Southern COM 485170302 424 5676 SH SOLE 5676 0 0 Kimberly-Clark Corp. COM 494368103 584 4587 SH SOLE 4587 0 0 Kinder Morgan Inc. COM 49456B101 253 16935 SH SOLE 16935 0 0 Kirkland's Inc. COM 497498105 255 17616 SH SOLE 17616 0 0 Kraft Heinz Co. COM 500754106 618 8493 SH SOLE 8493 0 0 Kroger Co. COM 501044101 945 22584 SH SOLE 22584 0 0 Kulicke & Soffa Ind. COM 501242101 189 16205 SH SOLE 16205 0 0 LA Quinta Holdings Inc. COM 50420D108 141 10380 SH SOLE 10380 0 0 LAM Research Corp. COM 512807108 895 11274 SH SOLE 11274 0 0 Lasalle Hotel Prop. COM 517942108 279 11070 SH SOLE 11070 0 0 Lennar Corp Class A COM 526057104 874 17870 SH SOLE 17870 0 0 Lexington Realty Trust COM 529043101 245 30588 SH SOLE 30588 0 0 Ligand Pharmaceuticals Inc COM 53220K504 331 3053 SH SOLE 3053 0 0 Littelfuse Inc COM 537008104 306 2857 SH SOLE 2857 0 0 Lyondell Basell Ind. NV COM N53745100 895 10294 SH SOLE 10294 0 0 MKS Instruments Inc. COM 55306N104 228 6321 SH SOLE 6321 0 0 MasterCard Inc.-Class A COM 57636Q104 1603 16462 SH SOLE 16462 0 0 Maximus Inc COM 577933104 329 5849 SH SOLE 5849 0 0 McKesson HBOC Inc. COM 58155Q103 1304 6613 SH SOLE 6613 0 0 Medical Properties Trust Inc COM 58463J304 196 17018 SH SOLE 17018 0 0 Medidata Solutions Inc. COM 58471A105 287 5827 SH SOLE 5827 0 0 Merck & Co. Inc. COM 58933Y105 1343 25426 SH SOLE 25426 0 0 Metlife Inc. COM 59156R108 1238 25674 SH SOLE 25674 0 0 Michael Kors Hldg Ltd COM G60754101 995 24850 SH SOLE 24850 0 0 Micron Technologies, Inc. COM 595112103 637 44994 SH SOLE 44994 0 0 Microsemi Corp. COM 595137100 362 11121 SH SOLE 11121 0 0 Microsoft Corporation COM 594918104 3475 62628 SH SOLE 62628 0 0 Molina Healthcare COM 60855R100 408 6784 SH SOLE 6784 0 0 Mondelez International Inc. COM 609207105 1039 23161 SH SOLE 23161 0 0 Monsanto Co. COM 61166W101 552 5603 SH SOLE 5603 0 0 Morgan Stanley COM 617446448 1177 36998 SH SOLE 36998 0 0 Mylan NV COM N59465109 834 15431 SH SOLE 15431 0 0 National Oilwell Varco COM 637071101 355 10606 SH SOLE 10606 0 0 Netflix Inc. COM 64110L106 1068 9340 SH SOLE 9340 0 0 New Jersey Res. Corp. COM 646025106 417 12638 SH SOLE 12638 0 0 Newmont Mining Corp. COM 651639106 326 18138 SH SOLE 18138 0 0 Nextera Energy Inc. COM 65339F101 789 7598 SH SOLE 7598 0 0 Nike, Inc. - Class B COM 654106103 992 15874 SH SOLE 15874 0 0 Noble Energy Inc COM 655044105 354 10744 SH SOLE 10744 0 0 Nokia Corp. COM 654902204 79 11298 SH SOLE 11298 0 0 Nordstrom Inc. COM 655664100 942 18916 SH SOLE 18916 0 0 Northrop Grumman COM 666807102 754 3994 SH SOLE 3994 0 0 Nuvasive,Inc COM 670704105 220 4061 SH SOLE 4061 0 0 ONEOK Inc. COM 682680103 666 27013 SH SOLE 27013 0 0 Occidental Pete COM 674599105 450 6650 SH SOLE 6650 0 0 On Assignment Inc. COM 682159108 453 10084 SH SOLE 10084 0 0 PNC Bank Corp. 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COM 743713109 332 5205 SH SOLE 5205 0 0 Prudential Financial Inc. COM 744320102 814 9993 SH SOLE 9993 0 0 Qualcomm Inc. COM 747525103 745 14914 SH SOLE 14914 0 0 RLJ Lodging Trust COM 74965L101 393 18191 SH SOLE 18191 0 0 Restoration Hardware Holdings COM 761283100 223 2809 SH SOLE 2809 0 0 Salesforce.com COM 79466L302 816 10411 SH SOLE 10411 0 0 Sandisk Corp COM 80004C101 785 10324 SH SOLE 10324 0 0 Sanmina Corp. COM 801056102 222 10777 SH SOLE 10777 0 0 Schlumberger LTD COM 806857108 1066 15276 SH SOLE 15276 0 0 Seagate Tech COM G7945M107 609 16599 SH SOLE 16599 0 0 Select Comfort Corp. COM 81616X103 266 12413 SH SOLE 12413 0 0 Selective Ins Gp COM 816300107 345 10277 SH SOLE 10277 0 0 Silicon Laboratories Inc. COM 826919102 291 6005 SH SOLE 6005 0 0 Simon Property Grp. COM 828806109 1688 8682 SH SOLE 8682 0 0 Skyworks Solutions Inc. COM 83088M102 552 7189 SH SOLE 7189 0 0 Southern Co. 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COM 881569107 287 5486 SH SOLE 5486 0 0 Texas Cap Bancshares COM 88224Q107 266 5381 SH SOLE 5381 0 0 The Bank of Ozarks COM 063904106 313 6336 SH SOLE 6336 0 0 The Finish Line CL-A COM 317923100 231 12759 SH SOLE 12759 0 0 Thermo Fisher Scientific COM 883556102 731 5153 SH SOLE 5153 0 0 Time Warner Inc. COM 887317303 970 14993 SH SOLE 14993 0 0 Trueblue Inc. COM 89785X101 289 11229 SH SOLE 11229 0 0 Truecar Inc. COM 89785L107 232 24316 SH SOLE 24316 0 0 Twenty-First Century Fox COM 90130A101 825 30381 SH SOLE 30381 0 0 Tyler Technologies Inc COM 902252105 246 1414 SH SOLE 1414 0 0 U.S. Bancorp COM 902973304 1062 24893 SH SOLE 24893 0 0 UMB Financial Corp. COM 902788108 236 5068 SH SOLE 5068 0 0 Umpqua Holdings Corp COM 904214103 213 13373 SH SOLE 13373 0 0 Union Pacific Corp. COM 907818108 696 8896 SH SOLE 8896 0 0 United Rentals Inc. COM 911363109 992 13678 SH SOLE 13678 0 0 United Tech Corp. COM 913017109 1406 14632 SH SOLE 14632 0 0 UnitedHealth Group COM 91324P102 1221 10383 SH SOLE 10383 0 0 V.F. Corp. COM 918204108 632 10145 SH SOLE 10145 0 0 Vasco Data Security Int.Inc COM 92230Y104 291 17394 SH SOLE 17394 0 0 Verizon Comm. COM 92343V104 1719 37185 SH SOLE 37185 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 649 5155 SH SOLE 5155 0 0 Viacom Inc.-Cl B COM 92553P201 539 13107 SH SOLE 13107 0 0 Visa Inc. COM 92826C839 2100 27079 SH SOLE 27079 0 0 Wal-Mart Stores COM 931142103 887 14472 SH SOLE 14472 0 0 Walgreens Boots Alliance Inc. COM 931427108 735 8628 SH SOLE 8628 0 0 Webster Financial Corp. COM 947890109 218 5854 SH SOLE 5854 0 0 Wells Fargo & Co. COM 949746101 1980 36420 SH SOLE 36420 0 0 West Pharmaceutical Services COM 955306105 380 6318 SH SOLE 6318 0 0 Western Refining Inc. COM 959319104 247 6931 SH SOLE 6931 0 0 Whirlpool Corp. COM 963320106 707 4815 SH SOLE 4815 0 0 Whole Foods Market Inc COM 966837106 927 27657 SH SOLE 27657 0 0 Wintrust Financial COM 97650W108 356 7347 SH SOLE 7347 0 0 Wyndham Worldwide Corp COM 98310W108 902 12413 SH SOLE 12413 0 0 XPO Logistics Inc. COM 983793100 281 10309 SH SOLE 10309 0 0 Yahoo! Inc. COM 984332106 802 24111 SH SOLE 24111 0 0 Zimmer Biomet Holdings COM 98956P102 830 8086 SH SOLE 8086 0 0 IShares MSCI EAFE Index FND 464287465 5784 98503 SH SOLE 98503 0 0 IShares MSCI EAFE Index FND 464288885 462 6885 SH SOLE 6885 0 0 IShares S&P 500 Index FND 464287200 12369 60377 SH SOLE 60377 0 0 IShares S&P MidCap 400 FND 464287507 5529 39687 SH SOLE 39687 0 0 IShares S&P SmCap 600 FND 464287804 5051 45868 SH SOLE 45868 0 0 BB&T Corp. PFD 054937206 1057 40000 SH SOLE 40000 0 0 BB&T Corporation PFD 054937404 1567 60000 SH SOLE 60000 0 0 Cabco Trust JCP 7.625% PFD 126797208 165 10100 SH SOLE 10100 0 0 Equity Commonwealth PFD 203233705 980 40000 SH SOLE 40000 0 0 HSBC Holdings PFD 404280703 1068 40000 SH SOLE 40000 0 0 Kimco Realty Corp PFD 49446R778 248 10000 SH SOLE 10000 0 0 Lehman Bros. Holdings(Escrow 5 PFD 52520W317 0 40000 SH SOLE 40000 0 0 Public Storage PFD 74460W602 1023 40000 SH SOLE 40000 0 0 SCE Trust I PFD 78406T201 506 20000 SH SOLE 20000 0 0 Senior Housing Prop Trust. PFD 81721M208 254 10000 SH SOLE 10000 0 0 GTRAX Global Total Return FND 26243L105 64 10081 SH SOLE 10081 0 0