0001062993-14-002752.txt : 20140512 0001062993-14-002752.hdr.sgml : 20140512 20140512151245 ACCESSION NUMBER: 0001062993-14-002752 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140512 DATE AS OF CHANGE: 20140512 EFFECTIVENESS DATE: 20140512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CIM INVESTMENT MANGEMENT INC CENTRAL INDEX KEY: 0001179791 IRS NUMBER: 251738846 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10236 FILM NUMBER: 14833152 BUSINESS ADDRESS: STREET 1: 239 FOURTH AVE SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 BUSINESS PHONE: 4127652771 MAIL ADDRESS: STREET 1: 239 FOURTH AVENUE STREET 2: SUITE 1302 CITY: PITTSBURGH STATE: PA ZIP: 15222 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001179791 XXXXXXXX 03-31-2014 03-31-2014 CIM INVESTMENT MANGEMENT INC

239 FOURTH AVENUE SUITE 1302 PITTSBURGH PA 15222

13F HOLDINGS REPORT 028-10236 N Antoine Smalls 412-765-2771 Antoine Smalls Pittsburgh PA 05-09-2014 0 207 217221 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ARM HLDGS PLC SPONSORED ADR 042068106 360 7071 SH SOLE 7071 0 0 AT&T INC COM 00206R102 3579 102065 SH SOLE 102065 0 0 ABBOTT LABS COM 002824100 783 20343 SH SOLE 20343 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 202 2535 SH SOLE 2535 0 0 ACTAVIS PLC SHS G0083B108 1239 6017 SH SOLE 6017 0 0 AETNA INC NEW COM 00817Y108 671 8951 SH SOLE 8951 0 0 ALLETE INC COM NEW 018522300 212 4047 SH SOLE 4047 0 0 ALLIANCE FIBER OPTIC PRODS I COM NEW 018680306 180 12458 SH SOLE 12458 0 0 ALTRIA GROUP INC COM 02209S103 939 25075 SH SOLE 25075 0 0 AMDOCS LTD SHS G02602103 434 9342 SH SOLE 9342 0 0 AMERICAN ELEC PWR INC COM 025537101 855 16885 SH SOLE 16885 0 0 AMERICAN EXPRESS CO COM 025816109 1524 16923 SH SOLE 16923 0 0 AMERICAN TOWER CORP NEW COM 03027X100 1225 14958 SH SOLE 14958 0 0 AMERIPRISE FINL INC COM 03076C106 922 8376 SH SOLE 8376 0 0 AMGEN INC COM 031162100 1485 12042 SH SOLE 12042 0 0 ANADARKO PETE CORP COM 032511107 721 8509 SH SOLE 8509 0 0 APACHE CORP COM 037411105 1613 19441 SH SOLE 19441 0 0 APPLE INC COM 037833100 6017 11210 SH SOLE 11210 0 0 AUTONATION INC COM 05329W102 1154 21682 SH SOLE 21682 0 0 BB&T CORP COM 054937107 800 19914 SH SOLE 19914 0 0 BBCN BANCORP INC COM 073295107 216 12618 SH SOLE 12618 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 272 4010 SH SOLE 4010 0 0 BT GROUP PLC ADR 05577E101 547 8565 SH SOLE 8565 0 0 BANK OF AMERICA CORPORATION COM 060505104 3539 205758 SH SOLE 205758 0 0 BED BATH & BEYOND INC COM 075896100 804 11690 SH SOLE 11690 0 0 BIOGEN IDEC INC COM 09062X103 1502 4912 SH SOLE 4912 0 0 BLACKROCK INC COM 09247X101 940 2988 SH SOLE 2988 0 0 BOEING CO COM 097023105 1687 13446 SH SOLE 13446 0 0 BOSTON PRIVATE FINL HLDGS IN COM 101119105 211 15579 SH SOLE 15579 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 1296 24956 SH SOLE 24956 0 0 CBS CORP NEW CL B 124857202 873 14123 SH SOLE 14123 0 0 CNO FINL GROUP INC COM 12621E103 197 10894 SH SOLE 10894 0 0 CVS CAREMARK CORPORATION COM 126650100 873 11665 SH SOLE 11665 0 0 CAPITAL ONE FINL CORP COM 14040H105 789 10223 SH SOLE 10223 0 0 CARRIZO OIL & GAS INC COM 144577103 216 4047 SH SOLE 4047 0 0 CATERPILLAR INC DEL COM 149123101 1076 10830 SH SOLE 10830 0 0 CELGENE CORP COM 151020104 1253 8973 SH SOLE 8973 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 175 13820 SH SOLE 13820 0 0 CENTENE CORP DEL COM 15135B101 218 3502 SH SOLE 3502 0 0 CHEVRON CORP NEW COM 166764100 842 7083 SH SOLE 7083 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 370 4240 SH SOLE 4240 0 0 CISCO SYS INC COM 17275R102 943 42066 SH SOLE 42066 0 0 CITIGROUP INC COM NEW 172967424 1404 29491 SH SOLE 29491 0 0 COCA COLA CO COM 191216100 1407 36384 SH SOLE 36384 0 0 COLUMBIA BKG SYS INC COM 197236102 216 7587 SH SOLE 7587 0 0 COMCAST CORP NEW CL A 20030N101 1657 33122 SH SOLE 33122 0 0 COMMVAULT SYSTEMS INC COM 204166102 213 3277 SH SOLE 3277 0 0 CONOCOPHILLIPS COM 20825C104 843 11984 SH SOLE 11984 0 0 COSTCO WHSL CORP NEW COM 22160K105 774 6934 SH SOLE 6934 0 0 COVIDIEN PLC SHS G2554F113 298 4052 SH SOLE 4052 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 321 9910 SH SOLE 9910 0 0 CURTISS WRIGHT CORP COM 231561101 267 4206 SH SOLE 4206 0 0 DANAHER CORP DEL COM 235851102 761 10148 SH SOLE 10148 0 0 DEERE & CO COM 244199105 865 9530 SH SOLE 9530 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1113 32113 SH SOLE 32113 0 0 DEVON ENERGY CORP NEW COM 25179M103 897 13398 SH SOLE 13398 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 339 2720 SH SOLE 2720 0 0 DISCOVER FINL SVCS COM 254709108 1304 22403 SH SOLE 22403 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 889 10747 SH SOLE 10747 0 0 DISNEY WALT CO COM DISNEY 254687106 1153 14394 SH SOLE 14394 0 0 DOLLAR GEN CORP NEW COM 256677105 1021 18397 SH SOLE 18397 0 0 DOW CHEM CO COM 260543103 2074 42674 SH SOLE 42674 0 0 E M C CORP MASS COM 268648102 1492 54445 SH SOLE 54445 0 0 EOG RES INC COM 26875P101 1212 6177 SH SOLE 6177 0 0 EASTMAN CHEM CO COM 277432100 1391 16133 SH SOLE 16133 0 0 EATON CORP PLC SHS G29183103 1383 18407 SH SOLE 18407 0 0 ERICSSON ADR B SEK 10 294821608 385 28891 SH SOLE 28891 0 0 LAUDER ESTEE COS INC CL A 518439104 431 6448 SH SOLE 6448 0 0 EXXON MOBIL CORP COM 30231G102 3682 37690 SH SOLE 37690 0 0 FNB CORP PA COM 302520101 165 12302 SH SOLE 12302 0 0 FACEBOOK INC CL A 30303M102 926 15376 SH SOLE 15376 0 0 FEDEX CORP COM 31428X106 962 7255 SH SOLE 7255 0 0 FLOWSERVE CORP COM 34354P105 943 12042 SH SOLE 12042 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 857 54910 SH SOLE 54910 0 0 FRANCESCAS HLDGS CORP COM 351793104 203 11184 SH SOLE 11184 0 0 FRANKLIN RES INC COM 354613101 800 14773 SH SOLE 14773 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 532 16097 SH SOLE 16097 0 0 GT ADVANCED TECHNOLOGIES INC COM 36191U106 243 14238 SH SOLE 14238 0 0 GAIN CAP HLDGS INC COM 36268W100 123 11363 SH SOLE 11363 0 0 GAP INC DEL COM 364760108 901 22503 SH SOLE 22503 0 0 GENERAL ELECTRIC CO COM 369604103 3159 122020 SH SOLE 122020 0 0 GENERAL MTRS CO COM 37045V100 776 22544 SH SOLE 22544 0 0 GILEAD SCIENCES INC COM 375558103 1983 27982 SH SOLE 27982 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 338 6318 SH SOLE 6318 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1415 8634 SH SOLE 8634 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1011 38707 SH SOLE 38707 0 0 GRIFOLS S A SP ADR REP B NVT 398438408 307 7426 SH SOLE 7426 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 304 5981 SH SOLE 5981 0 0 HALLIBURTON CO COM 406216101 2141 36354 SH SOLE 36354 0 0 HESS CORP COM 42809H107 1137 13718 SH SOLE 13718 0 0 HOME DEPOT INC COM 437076102 1260 15923 SH SOLE 15923 0 0 HONEYWELL INTL INC COM 438516106 1170 12613 SH SOLE 12613 0 0 IGATE CORP COM 45169U105 201 6375 SH SOLE 6375 0 0 ILLINOIS TOOL WKS INC COM 452308109 1053 12947 SH SOLE 12947 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2808 14588 SH SOLE 14588 0 0 INTEL CORP COM 458140100 1128 43678 SH SOLE 43678 0 0 INTERCONTINENTALEXCHANGE GRO COM 45866F104 943 4766 SH SOLE 4766 0 0 INTERCONTINENTAL HTLS GRP PL SPON ADR NEW 12 45857P400 296 9131 SH SOLE 9131 0 0 INTL PAPER CO COM 460146103 1232 26855 SH SOLE 26855 0 0 JPMORGAN CHASE & CO COM 46625H100 3524 58040 SH SOLE 58040 0 0 JOHNSON & JOHNSON COM 478160104 2835 28863 SH SOLE 28863 0 0 JONES ENERGY INC COM CL A 48019R108 160 10557 SH SOLE 10557 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 653 6403 SH SOLE 6403 0 0 KATE SPADE & CO COM 485865109 248 6687 SH SOLE 6687 0 0 KULICKE & SOFFA INDS INC COM 501242101 131 10374 SH SOLE 10374 0 0 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 222 7091 SH SOLE 7091 0 0 LEXINGTON REALTY TRUST COM 529043101 214 19580 SH SOLE 19580 0 0 LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 388 6725 SH SOLE 6725 0 0 MACYS INC COM 55616P104 941 15872 SH SOLE 15872 0 0 MANNKIND CORP COM 56400P201 103 25518 SH SOLE 25518 0 0 MASTERCARD INC CL A 57636Q104 1300 17404 SH SOLE 17404 0 0 MCDONALDS CORP COM 580135101 783 7988 SH SOLE 7988 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 139 10894 SH SOLE 10894 0 0 MELCO CROWN ENTMT LTD ADR 585464100 492 12723 SH SOLE 12723 0 0 MERCK & CO INC NEW COM 58933Y105 983 17318 SH SOLE 17318 0 0 METLIFE INC COM 59156R108 1456 27583 SH SOLE 27583 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 215 914 SH SOLE 914 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 296 3169 SH SOLE 3169 0 0 MICROSOFT CORP COM 594918104 2915 71124 SH SOLE 71124 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 337 84775 SH SOLE 84775 0 0 MONDELEZ INTL INC CL A 609207105 859 24870 SH SOLE 24870 0 0 MONSANTO CO NEW COM 61166W101 609 5357 SH SOLE 5357 0 0 MORGAN STANLEY COM NEW 617446448 754 24194 SH SOLE 24194 0 0 MULTIMEDIA GAMES HLDG CO INC COM 625453105 204 7024 SH SOLE 7024 0 0 NATIONAL OILWELL VARCO INC COM 637071101 891 11440 SH SOLE 11440 0 0 NETAPP INC COM 64110D104 477 12930 SH SOLE 12930 0 0 NEW JERSEY RES COM 646025106 201 4046 SH SOLE 4046 0 0 NEWFIELD EXPL CO COM 651290108 1175 37468 SH SOLE 37468 0 0 NEWMONT MINING CORP COM 651639106 477 20359 SH SOLE 20359 0 0 NEXTERA ENERGY INC COM 65339F101 783 8190 SH SOLE 8190 0 0 NIDEC CORP SPONSORED ADR 654090109 286 9300 SH SOLE 9300 0 0 NIKE INC CL B 654106103 1266 17139 SH SOLE 17139 0 0 NOKIA CORP SPONSORED ADR 654902204 372 50723 SH SOLE 50723 0 0 NOMURA HLDGS INC SPONSORED ADR 65535H208 241 37425 SH SOLE 37425 0 0 NORDSTROM INC COM 655664100 989 15832 SH SOLE 15832 0 0 NOVARTIS A G SPONSORED ADR 66987V109 407 4791 SH SOLE 4791 0 0 NOVO-NORDISK A S ADR 670100205 349 7645 SH SOLE 7645 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 609 6395 SH SOLE 6395 0 0 ORACLE CORP COM 68389X105 1110 27125 SH SOLE 27125 0 0 ORIX CORP SPONSORED ADR 686330101 211 2995 SH SOLE 2995 0 0 PDC ENERGY INC COM 69327R101 210 3372 SH SOLE 3372 0 0 PNC FINL SVCS GROUP INC COM 693475105 742 8526 SH SOLE 8526 0 0 PALL CORP COM 696429307 837 9351 SH SOLE 9351 0 0 PAREXEL INTL CORP COM 699462107 285 5260 SH SOLE 5260 0 0 PEABODY ENERGY CORP COM 704549104 284 17371 SH SOLE 17371 0 0 PENN VA CORP COM 707882106 395 22560 SH SOLE 22560 0 0 PEPSICO INC COM 713448108 1714 20530 SH SOLE 20530 0 0 PFIZER INC COM 717081103 2649 82462 SH SOLE 82462 0 0 PHILIP MORRIS INTL INC COM 718172109 1379 16838 SH SOLE 16838 0 0 PHILLIPS 66 COM 718546104 1258 16326 SH SOLE 16326 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 225 6011 SH SOLE 6011 0 0 PIONEER NAT RES CO COM 723787107 709 3788 SH SOLE 3788 0 0 RALPH LAUREN CORP CL A 751212101 727 4520 SH SOLE 4520 0 0 PROCTER & GAMBLE CO COM 742718109 2560 31759 SH SOLE 31759 0 0 PRUDENTIAL FINL INC COM 744320102 802 9478 SH SOLE 9478 0 0 QUALCOMM INC COM 747525103 1307 16578 SH SOLE 16578 0 0 RIO TINTO PLC SPONSORED ADR 767204100 277 4966 SH SOLE 4966 0 0 REED ELSEVIER P L C SPONS ADR NEW 758205207 343 5585 SH SOLE 5585 0 0 REGENERON PHARMACEUTICALS COM 75886F107 1362 4536 SH SOLE 4536 0 0 REGIONS FINL CORP NEW COM 7591EP100 1063 95644 SH SOLE 95644 0 0 ROCKWELL MED INC COM 774374102 161 12715 SH SOLE 12715 0 0 SAP AG SPON ADR 803054204 338 4160 SH SOLE 4160 0 0 SALESFORCE COM INC COM 79466L302 877 15358 SH SOLE 15358 0 0 SANOFI SPONSORED ADR 80105N105 323 6175 SH SOLE 6175 0 0 SCHLUMBERGER LTD COM 806857108 2196 22526 SH SOLE 22526 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2000 35619 SH SOLE 35619 0 0 SIEMENS A G SPONSORED ADR 826197501 355 2625 SH SOLE 2625 0 0 SIMON PPTY GROUP INC NEW COM 828806109 810 4937 SH SOLE 4937 0 0 SONY CORP ADR NEW 835699307 261 13641 SH SOLE 13641 0 0 STARBUCKS CORP COM 855244109 959 13067 SH SOLE 13067 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 841 10564 SH SOLE 10564 0 0 MADDEN STEVEN LTD COM 556269108 215 5977 SH SOLE 5977 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 155 17975 SH SOLE 17975 0 0 SUNTRUST BKS INC COM 867914103 896 22510 SH SOLE 22510 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 166 14583 SH SOLE 14583 0 0 TE CONNECTIVITY LTD REG SHS H84989104 948 15745 SH SOLE 15745 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 305 15225 SH SOLE 15225 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 264 7530 SH SOLE 7530 0 0 TARGET CORP COM 87612E106 686 11344 SH SOLE 11344 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 648 5386 SH SOLE 5386 0 0 TIME WARNER INC COM NEW 887317303 1054 16141 SH SOLE 16141 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 364 7748 SH SOLE 7748 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 792 24764 SH SOLE 24764 0 0 TYCO INTERNATIONAL LTD SHS H89128104 260 6143 SH SOLE 6143 0 0 US BANCORP DEL COM NEW 902973304 1151 26851 SH SOLE 26851 0 0 UMB FINL CORP COM 902788108 210 3248 SH SOLE 3248 0 0 UBIQUITI NETWORKS INC COM 90347A100 217 4784 SH SOLE 4784 0 0 UNILIFE CORP NEW COM 90478E103 57 14077 SH SOLE 14077 0 0 UNION PAC CORP COM 907818108 966 5149 SH SOLE 5149 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1075 9199 SH SOLE 9199 0 0 V F CORP COM 918204108 714 11539 SH SOLE 11539 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3078 64701 SH SOLE 64701 0 0 VISA INC COM CL A 92826C839 1579 7316 SH SOLE 7316 0 0 WAL-MART STORES INC COM 931142103 1145 14985 SH SOLE 14985 0 0 WALGREEN CO COM 931422109 1241 18792 SH SOLE 18792 0 0 WELLPOINT INC COM 94973V107 895 8995 SH SOLE 8995 0 0 WELLS FARGO & CO NEW COM 949746101 2923 58761 SH SOLE 58761 0 0 WINTRUST FINL CORP COM 97650W108 229 4702 SH SOLE 4702 0 0 XILINX INC COM 983919101 621 11442 SH SOLE 11442 0 0 YAHOO INC COM 984332106 785 21853 SH SOLE 21853 0 0 ISHARES MSCI EAFE ETF 464287465 5302 78903 SH SOLE 78903 0 0 ISHARES EAFE GRWTH ETF 464288885 488 6885 SH SOLE 6885 0 0 ISHARES CORE S&P500 ETF 464287200 13887 73811 SH SOLE 73811 0 0 ISHARES CORE S&P MCP ETF 464287507 5535 40264 SH SOLE 40264 0 0 ISHARES CORE S&P SCP ETF 464287804 5811 52757 SH SOLE 52757 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 501 4700 SH SOLE 4700 0 0 BARCLAYS BANK PLC ADR PFD SR 5 06739H362 2341 90000 SH SOLE 90000 0 0