-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BnvM/uHZ64iHCjQChwA91nvI1DAlTpLza6TlojNnF9zU2frI4LbXe6IdllcJZaLj miepicBSGTui/fa64Z1+Qg== 0001209191-09-057902.txt : 20091218 0001209191-09-057902.hdr.sgml : 20091218 20091218160721 ACCESSION NUMBER: 0001209191-09-057902 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091217 FILED AS OF DATE: 20091218 DATE AS OF CHANGE: 20091218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEBSTER FINANCIAL CORP CENTRAL INDEX KEY: 0000801337 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 061187536 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WEBSTER PLAZA STREET 2: 145 BANK ST CITY: WATERBURY STATE: CT ZIP: 06720 BUSINESS PHONE: 2037532921 MAIL ADDRESS: STREET 1: WEBSTER PLAZA CITY: WATERBURY STATE: CT ZIP: 06720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COULTER DAVID A CENTRAL INDEX KEY: 0001179577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31486 FILM NUMBER: 091250279 MAIL ADDRESS: STREET 1: 6855 PACIFIC STREET, AK-310 CITY: OMAHA STATE: NE ZIP: 68106 4 1 c93801_4x0.xml MAIN DOCUMENT DESCRIPTION X0303 4 2009-12-17 0000801337 WEBSTER FINANCIAL CORP WBS 0001179577 COULTER DAVID A C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 per share ("Common Stock") 2009-12-17 4 C 0 4457000 0 A 11500000 I See Footnotes Common Stock 1461 D Common Stock 100 I In Trust See Footnote 2009-12-17 4 C 0 44570 1000 D 2009-12-17 Common Stock 4457000 0 I See Footnotes Prior to the transaction reported herein, Warburg Pincus Private Equity X, L.P., a Delaware limited partnership, and an affiliated limited partnership (together, "WP X") was the holder of 7,043,000 shares of Common Stock and 44,570 shares of Series C Preferred Stock. On December 17, 2009, 44,570 shares of Series C Preferred Stock automatically converted into 4,457,000 shares of Common Stock. Warburg Pincus X L.P., a Delaware limited partnership ("WP X LP"), is the general partner of WP X; Warburg Pincus X LLC, a Delaware limited liability company ("WP X LLC") is the general partner of WP X LP; continued in footnote 2 Warburg Pincus Partners, LLC, a New York limited liability company ("WP Partners") is the sole member of WP X LLC; and Warburg Pincus & Co., a New York general partnership ("WP") is the managing member of WP Partners. Warburg Pincus LLC, a New York limited liability company ("WP LLC") manages WP X, and Messrs. Charles R. Kaye and Joseph P. Landy are each a Managing General Partner of WP and Managing Member and Co-President of WP LLC. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as a Partner of WP and a Member and Managing Director of WP LLC, Mr. David A. Coulter may be deemed to be the beneficial owner of the Common Stock held by WP X. Pursuant to Rule 16a-1(a)(4) of the Exchange Act, Mr. David A. Coulter herein states that this filing shall not be deemed an admission that he is the beneficial owner of any of the shares of Common Stock held by WP X. Mr. Coulter disclaims beneficial ownership of the Common Stock held by WP X, except to the extent of his pecuniary interest in such shares of Common Stock. Series C perpetual participating preferred stock, par value $0.01 per share ("Series C Preferred Stock") Each share of the Series C Preferred Stock automatically converted into 100 shares of Common Stock. /s/ David A. Coulter 2009-12-18 -----END PRIVACY-ENHANCED MESSAGE-----