0000898432-21-000674.txt : 20211018 0000898432-21-000674.hdr.sgml : 20211018 20211018215233 ACCESSION NUMBER: 0000898432-21-000674 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211014 FILED AS OF DATE: 20211018 DATE AS OF CHANGE: 20211018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANK BRADLEY CENTRAL INDEX KEY: 0001254645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21167 FILM NUMBER: 211329529 MAIL ADDRESS: STREET 1: C/O LEHMAN BROTHERS ASSET MANAGEMENT STREET 2: 190 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60603-3421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. CENTRAL INDEX KEY: 0001178840 IRS NUMBER: 522372411 FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2124768800 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND, INC. DATE OF NAME CHANGE: 20180831 FORMER COMPANY: FORMER CONFORMED NAME: NEUBERGER BERMAN CALIFORNIA INTERMEDIATE MUNICIPAL FUND INC DATE OF NAME CHANGE: 20020726 4 1 form4.xml X0306 4 2021-10-14 0001178840 NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. NBW 0001254645 TANK BRADLEY C/O NEUBERGER BERMAN INVESTMENT ADVISERS 1290 AVENUE OF THE AMERICAS NEW YORK NY 10104-0002 true CIO of Adviser of Issuer Common Stock 2021-10-14 4 S 0 103 14.1 D 3497 I Bradley C Tank 1999 Trust Common Stock 2021-10-14 4 S 0 75 14.1 D 2125 I Madeline M Tank 1995 Trust Common Stock 2021-10-14 4 S 0 50 14.1 D 2450 I Nicholas S Tank 1995 Trust Common Stock 2021-10-15 4 S 0 680 14.0234 D 2817 I Bradley C Tank 1999 Trust Common Stock 2021-10-15 4 S 0 400 14.0234 D 1725 I Madeline M Tank 1995 Trust Common Stock 2021-10-15 4 S 0 450 14.0234 D 2000 I Nicholas S Tank 1995 Trust Common Stock 2021-10-18 4 S 0 2078 14.0224 D 739 I Bradley C Tank 1999 Trust Common Stock 2021-10-18 4 S 0 1275 14.0224 D 450 I Madeline M Tank 1995 Trust Common Stock 2021-10-18 4 S 0 1450 14.0224 D 550 I Nicholas S Tank 1995 Trust The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 14.02 to $ 14.06. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The shares were purchased in separate transactions. The range of prices for the transactions reported on this line was $ 14.00 to $ 14.08. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. /s/ Bradley Tank by his Attorney-in-Fact, Jennifer R. Gonzalez 2021-10-18