0001144204-14-005237.txt : 20140131 0001144204-14-005237.hdr.sgml : 20140131 20140131144447 ACCESSION NUMBER: 0001144204-14-005237 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140129 FILED AS OF DATE: 20140131 DATE AS OF CHANGE: 20140131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquid Holdings Group, Inc. CENTRAL INDEX KEY: 0001562594 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 455070568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 THIRD AVE., 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 293-1836 MAIL ADDRESS: STREET 1: 800 THIRD AVE., 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Liquid Holdings Group LLC DATE OF NAME CHANGE: 20121120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUSKIND DENNIS A CENTRAL INDEX KEY: 0001178780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36024 FILM NUMBER: 14564337 MAIL ADDRESS: STREET 1: PO BOX 3005 CITY: BRIDGEHAMPTON STATE: NY ZIP: 11932 4 1 form465456_20140131024434-.xml X0306 4 2014-01-29 0 0001562594 Liquid Holdings Group, Inc. LIQD 0001178780 SUSKIND DENNIS A C/O LIQUID HOLDINGS GROUP, INC. 800 THIRD AVE., 38TH FLOOR NEW YORK NY US 10022 1 0 0 0 Common Stock 2014-01-29 4 P 0 7094 5.5 A 72405 D /s/ Jose Ibietatorremendia, attorney in fact 2014-01-31