0000899243-21-023443.txt : 20210611 0000899243-21-023443.hdr.sgml : 20210611 20210611213012 ACCESSION NUMBER: 0000899243-21-023443 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210610 FILED AS OF DATE: 20210611 DATE AS OF CHANGE: 20210611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIRVA ROBERT L. CENTRAL INDEX KEY: 0001438223 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38907 FILM NUMBER: 211013034 MAIL ADDRESS: STREET 1: C/O RESONANT INC. 10900 STONELAKE BLVD. STREET 2: SUITE 100, OFFICE 02-130 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SONIM TECHNOLOGIES INC CENTRAL INDEX KEY: 0001178697 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 943336783 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6836 BEE CAVE ROAD STREET 2: BUILDING 1, SUITE 279 CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 650-378-8100 MAIL ADDRESS: STREET 1: 6836 BEE CAVE ROAD STREET 2: BUILDING 1, SUITE 279 CITY: AUSTIN STATE: TX ZIP: 78746 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-10 0 0001178697 SONIM TECHNOLOGIES INC SONM 0001438223 TIRVA ROBERT L. 6836 BEE CAVE ROAD BUILDING 1, SUITE 279 AUSTIN TX 78746 0 1 0 0 President, CFO and COO Common Stock 2021-06-10 4 S 0 42891 0.64 D 716354 D Represents shares sold by the Reporting Person pursuant to a mandatory sale provision of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes upon vesting of RSUs. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $0.64 to $0.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Includes (i) 481,875 RSUs and (ii) 10,380 and 11,691 shares acquired by the Reporting Person under the Issuer's 2019 Employee Stock Purchase Plan on November 13, 2020 and May 14, 2021, respectively. /s/ Robert Tirva 2021-06-11