0001179110-13-016750.txt : 20131119
0001179110-13-016750.hdr.sgml : 20131119
20131119152020
ACCESSION NUMBER: 0001179110-13-016750
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131118
FILED AS OF DATE: 20131119
DATE AS OF CHANGE: 20131119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Newell Robert Y IV
CENTRAL INDEX KEY: 0001347183
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 131229823
MAIL ADDRESS:
STREET 1: 900 SAGINAW DR.
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
edgar.xml
FORM 4 -
X0306
4
2013-11-18
0
0001178104
CARDICA INC
CRDC
0001347183
Newell Robert Y IV
C/O CARDICA INC.
900 SAGINAW DRIVE
REDWOOD CITY
CA
94063
0
1
0
0
V.P. Finance, CFO, Secretary
Common Stock
2013-11-18
4
P
0
10000
0.95
A
83975
I
By Family Trust
Common Stock
26000
D
Includes 18,000 shares held in reporting person's IRA account.
/s/ Robert Y. Newell IV
2013-11-19