0001179110-13-016750.txt : 20131119 0001179110-13-016750.hdr.sgml : 20131119 20131119152020 ACCESSION NUMBER: 0001179110-13-016750 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131118 FILED AS OF DATE: 20131119 DATE AS OF CHANGE: 20131119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newell Robert Y IV CENTRAL INDEX KEY: 0001347183 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 131229823 MAIL ADDRESS: STREET 1: 900 SAGINAW DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 edgar.xml FORM 4 - X0306 4 2013-11-18 0 0001178104 CARDICA INC CRDC 0001347183 Newell Robert Y IV C/O CARDICA INC. 900 SAGINAW DRIVE REDWOOD CITY CA 94063 0 1 0 0 V.P. Finance, CFO, Secretary Common Stock 2013-11-18 4 P 0 10000 0.95 A 83975 I By Family Trust Common Stock 26000 D Includes 18,000 shares held in reporting person's IRA account. /s/ Robert Y. Newell IV 2013-11-19