0001178104-13-000009.txt : 20130809 0001178104-13-000009.hdr.sgml : 20130809 20130809171449 ACCESSION NUMBER: 0001178104-13-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130808 FILED AS OF DATE: 20130809 DATE AS OF CHANGE: 20130809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knodel Bryan D CENTRAL INDEX KEY: 0001347182 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 131027615 MAIL ADDRESS: STREET 1: 900 SAGINAW DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-08-08 0 0001178104 CARDICA INC CRDC 0001347182 Knodel Bryan D 900 SAGINAW DRIVE REDWOOD CITY CA 94063 0 1 0 0 V.P. Research & Development Non-Qualified Stock Option (right to buy) 1.37 2013-08-08 4 A 0 160000 1.37 A 2013-08-08 2020-08-08 Common Stock 160000 160000 D The options were granted under the Cardica 2005 Equity Incentive Plan and vest 1/48 per month starting August 8, 2013. By: Robert Y. Newell For: Bryan D. Knodel 2013-08-09