SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
LAROCQUE PETER

(Last) (First) (Middle)
44201 NOBEL DRIVE

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SYNNEX CORP [ SNX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
President, N.A. Distribution
3. Date of Earliest Transaction (Month/Day/Year)
01/16/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/16/2020 M 258 A $62.9 18,363 D
Common Stock 01/16/2020 M 749 A $89.21 19,112 D
Common Stock 01/16/2020 M 5,512 A $112.08 24,624 D
Common Stock 01/16/2020 M 5,486 A $128.67 30,110 D
Common Stock 01/16/2020 M 5,325 A $76.01 35,435 D
Common Stock 01/16/2020 S 456 D $152.5408 34,979 D
Common Stock 01/16/2020 S 874 D $152.1504 34,105 D
Common Stock 01/16/2020 S 1,000 D $152.129 33,105 D
Common Stock 01/16/2020 S 1,000 D $152.3235 32,105 D
Common Stock 01/16/2020 S 1,000 D $152.3249 31,105 D
Common Stock 01/16/2020 S 1,000 D $152.2615 30,105 D
Common Stock 01/16/2020 S 1,000 D $152.539 29,105 D
Common Stock 01/16/2020 S 1,000 D $152.0002 28,105 D
Common Stock 01/16/2020 S 1,000 D $151.515 27,105 D
Common Stock 01/16/2020 S 1,000 D $151.2033 26,105 D
Common Stock 01/16/2020 S 2,000 D $150.9031 24,105 D
Common Stock 01/16/2020 S 1,000 D $148.9022 23,105 D
Common Stock 01/16/2020 S 1,000 D $149.0772 22,105 D
Common Stock 01/16/2020 S 2,000 D $149 20,105 D
Common Stock 01/16/2020 S 1,000 D $149.095 19,105 D
Common Stock 01/16/2020 S 1,000 D $149.1431 18,105 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $62.9 01/16/2020 M 258 (1) 10/07/2024 Common Stock 258 $0 0 D
Stock Option (Right to Buy) $89.21 01/16/2020 M 749 (2) 10/06/2025 Common Stock 749 $0 1,685 D
Employee Stock Option (Right to Buy) $112.08 01/16/2020 M 5,512 (2) 10/04/2026 Common Stock 5,512 $0 4,821 D
Employee Stock Option (Right to Buy) $128.67 01/16/2020 M 5,486 (2) 10/03/2027 Common Stock 5,486 $0 6,702 D
Employee Stock Option (Right to Buy) $76.01 01/16/2020 M 5,325 (2) 10/11/2028 Common Stock 5,325 $0 15,975 D
Explanation of Responses:
1. This stock option is immediately exercisable and there are no longer any shares subject to this option.
2. This stock option vests as to approximately 20% of the shares on the first anniversary date of the grant and vests as to 1/60th of the shares monthly thereafter.
/s/ Simon Y. Leung, Attorney-in-Fact 01/21/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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