-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K7qqfZLlr1uGc9uXIZDWEE9fQKIM5G9aKJoYcyJaXQuT9qvvt6b63YhKPokNTyQr EeroRSAW/NKCGrj7kA31sg== 0000909012-09-001365.txt : 20091113 0000909012-09-001365.hdr.sgml : 20091113 20091113113614 ACCESSION NUMBER: 0000909012-09-001365 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHAPIRO CAPITAL MANAGEMENT CO INC CENTRAL INDEX KEY: 0001177244 IRS NUMBER: 581830170 STATE OF INCORPORATION: GA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10254 FILM NUMBER: 091179889 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE RD NW STREET 2: SUITE 1555 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 4048429600 MAIL ADDRESS: STREET 1: 3060 PEACHTREE RD NW STREET 2: SUITE 1555 CITY: ATLANTA STATE: GA ZIP: 30305 13F-HR 1 t305655.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: SEPTEMBER 30, 2009 Check here if Amendment [ ]; Amendment Number: ___ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shapiro Capital Management LLC ---------------------------------- Address: 3060 Peachtree Road, NW Suite 1555 ---------------------------------- Atlanta GA 30306 ---------------------------------- Form 13F File Number: 28-04097 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: NAME: MICHAEL MCCARTHY ---------------- Title: PRINCIPAL ---------------- Phone: 404-842-9600 --------------- Signature, Place, and Date of Signing: [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- _________________ ___________________________________- [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Shapiro Capital Management LLC 09/30/2009 Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total $2,210,346,958 List of other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name ------------------------- -------------------------- [Repeat as necessary.]
FORM 13F ---------------------------------- ---------------------------------- (SEC USE ONLY) Page 1 Name of Reporting Manager : Shapiro Capital Management Company, Inc - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Item 1: Item 2: Item 3: Item 4: Item 5: Item 6 Item 7 Shares of Investment Discretion Title of CUSIP Fair Principal (b) Shared (c) Shared Manager's Name of Issuer Class Number Market Value Amount (a) Sole As defined Other See Instr V Item 8 Voting Authority (shares) (a) Sole (b)Shared (c) None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ PetSmart Inc. Common 716768106 $128,455,413 5,905,996 x 4,679,474 1,226,522 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Nalco Holding Co Common 62985Q101 $123,412,192 6,023,045 x 4,776,993 1,246,052 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Constellation Brands Inc. - A Cl A Common 21036p108 $120,771,346 7,971,706 x 6,221,593 1,750,113 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Live Nation Common 538034109 $116,210,777 14,189,350 x 11,218,899 2,970,451 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Encore Acquisition Company Common 29255w100 $116,053,846 3,103,044 x 2,516,644 586,400 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Cooper Companies, Inc. (The) Common 216648402 $108,382,618 3,645,564 x 2,844,821 800,743 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Cal Dive International Inc. Common 12802t101 $107,381,990 10,857,633 x 8,804,990 2,052,643 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Kansas City Southern Common 485170302 $107,057,481 4,041,430 x 3,158,195 883,235 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Cabot Microelectronics Com Common 12709p103 $105,090,037 3,014,631 x 2,457,124 557,507 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Zebra Technologies Cp Class A Cl A Common 989207105 $103,607,127 3,995,647 x 3,185,078 810,569 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ NV Energy, Inc. Common 67073Y106 $101,821,187 8,785,262 x 6,706,535 2,078,727 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Checkpoint Systems Inc Common 162825103 $98,824,342 6,011,213 x 4,943,363 1,067,850 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Hanesbrands, Inc. Common 410345102 $89,403,465 4,177,732 x 3,328,775 848,957 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ International Flavors & Fragrances Common 459506101 $81,815,769 2,157,020 x 1,742,870 414,150 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ OGE Energy Corp Common 670837103 $79,382,407 2,399,710 x 1,901,910 497,800 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Tidewater Inc Common 886423102 $76,546,208 1,625,530 x 1,335,880 289,650 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ John Bean Technologies Corp. Common 477839104 $74,813,921 4,117,442 x 3,518,342 599,100 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Haynes International Inc. Common 420877201 $62,802,593 1,973,683 x 1,615,433 358,250 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ US Cellular Corp Common 911684108 $59,017,579 1,510,560 x 1,176,540 334,020 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Accuray Inc. Common 004397105 $52,198,718 8,030,572 x 6,576,753 1,453,819 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Corn Products International Inc. Common 219023108 $39,397,528 1,381,400 x 1,189,000 192,400 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Tyco International Ltd Common h89128104 $36,997,074 1,073,001 x 740,433 332,568 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Western Union Co Common 959802109 $36,878,505 1,949,181 x 1,413,628 535,553 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Tyco Electronics LTD Common h8912p106 $31,780,526 1,426,415 x 953,423 472,992 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SubTotal Page 1 $2,058,102,646 109,366,767 87,006,696 22,360,071 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ General Electric Com Common 369604103 $25,521,216 1,554,276 x 792,124 762,152 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ California Pizza Kitchen Inc Common 13054d109 $25,114,148 1,607,820 x 1,325,220 282,600 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Time Warner Cable-A Cl A Common 88732J207 $22,115,986 513,251 x 294,675 218,576 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Time Warner Inc. New Common 887317303 $20,824,298 723,568 x 463,989 259,579 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Ingersoll-Rand Company Cl A Common g47791101 $19,446,007 634,040 x 420,150 213,890 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Sally Beauty Holdings, Inc. Common 79546E104 $11,650,211 1,638,567 x 1,495,117 143,450 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Ishares Russell 2000 ETF 464287655 $8,093,545 134,355 x 134,355 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ American Express Co Common 025816109 $6,566,769 193,710 x 54,075 139,635 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Spdr Trust Series 1 ETF 78462F103 $3,242,669 30,710 x 25,340 5,370 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Ishares Trust Russell 2000 Value Index Fun ETF 464287630 $2,767,426 48,955 x 48,675 280 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ United States Cellular Nt Sr 8.75% Preferred 911684207 $1,171,221 46,385 x 34,360 12,025 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ MoneyGram Intl Inc Common 60935Y109 $994,039 316,573 x 316,573 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Encore Energy Partners LP Com Unit Common 29257A106 $761,769 47,700 x 42,750 4,950 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Post Properties 7.625% Preferred 737464305 $611,800 26,600 x 17,500 9,100 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Forest Oil Corp NEW Common 346091705 $587,100 30,000 x 30,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Equifax Inc. Common 294429105 $571,144 19,600 x 18,000 1,600 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Cincinnati Bell 6.75% Series B Preferred 171871403 $479,259 14,100 x 11,600 2,500 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Newmont Mining Common 651639106 $440,200 10,000 x 10,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Portland General Electric Co. Common 736508847 $411,655 20,875 x 17,775 3,100 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Barrick Gold Corp Common 067901108 $379,000 10,000 x 10,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Bank Of America Corp Common 060505104 $253,800 15,000 x 15,000 0 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ E I Dupont Common 263534109 $241,050 7,500 x 7,000 500 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ SubTotal Page 2 $152,244,313 7,643,585 5,584,278 2,059,307 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Grand Total $2,210,346,959 117,010,352 $92,590,974 24,419,378 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Page 1 24 $2,210,346,959 Page 2 22 total 46
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