0001177043-15-000008.txt : 20151112
0001177043-15-000008.hdr.sgml : 20151112
20151112105512
ACCESSION NUMBER: 0001177043-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
EFFECTIVENESS DATE: 20151112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 151222454
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001177043
XXXXXXXX
09-30-2015
09-30-2015
MENDON CAPITAL ADVISORS CORP
150 ALLENS CREEK ROAD
ROCHESTER
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Compliance Officer and Legal Counsel
312-870-5685
Lisa M. Tamburini
Chicago
IL
11-12-2015
2
131
358536
false
35
0000866035
028-02744
BURNHAM ASSET MANAGEMENT CORP /NY/
34
028-15037
Schutz Anton Villars
INFORMATION TABLE
2
13fBurnhamElco09.30.15.xml
INFORMATION TABLE
***AERCAP HOLDINGS NV
COM
N00985106
5005
130890
SH
OTR
35
0
0
130890
AMERICAN EQUITY INVESTMENT LIF
COM
025676206
4639
199000
SH
OTR
35
0
0
199000
AMERIS BANCORP
COM
03076K108
7804
271430
SH
OTR
35
0
0
271430
ANCHOR BANCORP WISCONSIN INC C
COM
03283P106
2834
66550
SH
OTR
35
0
0
66550
ASB BANCORP INC
COM
00213T109
897
35827
SH
OTR
34
0
0
35827
ASB BANCORP INC
COM
00213T109
2651
105823
SH
OTR
35
0
0
105823
ASTORIA FINANCIAL CORP
COM
046265104
1610
100000
SH
OTR
35
0
0
100000
ATLANTIC COAST FINANCIAL CORPO
COM
048426100
1028
185972
SH
OTR
34
0
0
185972
ATLANTIC COAST FINANCIAL CORPO
COM
048426100
2980
538908
SH
OTR
35
0
0
538908
AVENUE FINANCIAL HOLDINGS INC
COM
05358K102
386
29220
SH
OTR
34
0
0
29220
AVENUE FINANCIAL HOLDINGS INC
COM
05358K102
2985
226145
SH
OTR
35
0
0
226145
BANC OF CALIFORNIA INC
COM
05990K106
550
44839
SH
OTR
34
0
0
44839
BANC OF CALIFORNIA INC
COM
05990K106
5633
459064
SH
OTR
35
0
0
459064
BANK AMERICA CORP
COM
060505104
7799
500600
SH
OTR
35
0
0
500600
BANK OF THE OZARKS INC
COM
063904106
1094
25000
SH
OTR
35
0
0
25000
BANKWELL FINANCIAL GROUP INC
COM
06654A103
63
3470
SH
OTR
34
0
0
3470
BANKWELL FINANCIAL GROUP INC
COM
06654A103
454
24810
SH
OTR
35
0
0
24810
BNC BANCORP
COM
05566T101
299
13463
SH
OTR
34
0
0
13463
BNC BANCORP
COM
05566T101
6780
305009
SH
OTR
35
0
0
305009
BOSTON PRIVATE FINANCIAL HLDGS
COM
101119105
34
2890
SH
OTR
34
0
0
2890
BOSTON PRIVATE FINANCIAL HLDGS
COM
101119105
3028
258783
SH
OTR
35
0
0
258783
BSB BANCORP INC MD COM
COM
05573H108
395
18678
SH
OTR
34
0
0
18678
C1 FINANCIAL INC COM
COM
12591N109
522
27386
SH
OTR
34
0
0
27386
C1 FINANCIAL INC COM
COM
12591N109
11252
590646
SH
OTR
35
0
0
590646
CARTER BK & TR MARTINSVILLE VA
COM
146102108
907
71957
SH
OTR
34
0
0
71957
CITIZENS FIRST CORP COM
COM
17462Q107
261
20638
SH
OTR
34
0
0
20638
COBIZ FINANCIAL INC
COM
190897108
976
75000
SH
OTR
35
0
0
75000
CONNECTONE BANCORP INC NEW COM
COM
20786W107
7137
369800
SH
OTR
35
0
0
369800
COWEN GROUP INC CLASS A
COM
223622101
6973
1529273
SH
OTR
35
0
0
1529273
DIME COMMUNITY BANCSHARES
COM
253922108
417
24680
SH
OTR
35
0
0
24680
DISCOVER FINANCIAL SERVICES
COM
254709108
6499
125000
SH
OTR
35
0
0
125000
E TRADE FINL CORP COMNEW
COM
269246401
4608
175000
SH
OTR
35
0
0
175000
EVANS BANCORP INC NEW
COM
29911Q208
693
27959
SH
OTR
35
0
0
27959
FIDELITY SOUTHERN CORP NEW
COM
316394105
4053
191704
SH
OTR
35
0
0
191704
FIFTH THIRD BANCORP COM
COM
316773100
2836
150000
SH
OTR
35
0
0
150000
FIRST BANCORP-TROY N.C.
COM
318910106
850
50000
SH
OTR
35
0
0
50000
FIRST BANCSHARES INC-MISS
COM
318916103
746
42705
SH
OTR
34
0
0
42705
FIRST CAPITAL BANCORP INC
COM
319438107
162
33947
SH
OTR
34
0
0
33947
FIRST COMMUNITY CORPORATION
COM
319835104
168
13555
SH
OTR
34
0
0
13555
FIRST COMMUNITY CORPORATION
COM
319835104
1930
155880
SH
OTR
35
0
0
155880
FIRST FOUNDATION INC
COM
32026V104
366
16088
SH
OTR
34
0
0
16088
FIRST FOUNDATION INC
COM
32026V104
4103
180175
SH
OTR
35
0
0
180175
FIRST HORIZON NATL CORP
COM
320517105
2836
200000
SH
OTR
35
0
0
200000
FIRST SEC GROUP INC COM NEW C/
COM
336312202
390
156763
SH
OTR
34
0
0
156763
FIRST SEC GROUP INC COM NEW C/
COM
336312202
6599
2650397
SH
OTR
35
0
0
2650397
FRANKLIN FINANCIAL NETWORK INC
COM
35352P104
409
18322
SH
OTR
34
0
0
18322
FRANKLIN FINANCIAL NETWORK INC
COM
35352P104
5340
238940
SH
OTR
35
0
0
238940
GUARANTY BANCORP DEL COM NEW
COM
40075T607
238
14444
SH
OTR
34
0
0
14444
GUARANTY BANCORP DEL COM NEW
COM
40075T607
823
50000
SH
OTR
35
0
0
50000
HAMPTON RDS BANKSHARES INC
COM
409321502
407
214471
SH
OTR
34
0
0
214471
HAMPTON RDS BANKSHARES INC
COM
409321502
2743
1443797
SH
OTR
35
0
0
1443797
HARTFORD FINL SVCS GROUP INC C
COM
416515104
4578
100000
SH
OTR
35
0
0
100000
HERCULES TECH GROWTH CAP INC C
COM
427096508
1516
150000
SH
OTR
35
0
0
150000
HERITAGE COMMERCE CORP
COM
426927109
589
51907
SH
OTR
35
0
0
51907
HERITAGE OAKS BANCORP
COM
42724R107
398
49970
SH
OTR
34
0
0
49970
HERITAGE OAKS BANCORP
COM
42724R107
1867
234586
SH
OTR
35
0
0
234586
HOME BANCSHARES INC
COM
436893200
2430
60000
SH
OTR
35
0
0
60000
HOMETRUST BANCSHARES INC COM
COM
437872104
791
42617
SH
OTR
34
0
0
42617
HOMETRUST BANCSHARES INC COM
COM
437872104
9980
538029
SH
OTR
35
0
0
538029
HOULIHAN LOKEY INC CLASS A COM
COM
441593100
4610
211480
SH
OTR
35
0
0
211480
JACKSONVILLE BANCORP INC
COM
469249205
2052
137336
SH
OTR
35
0
0
137336
LADDER CAPITAL CORP CL A
COM
505743104
2341
163498
SH
OTR
35
0
0
163498
LIVE OAK BANCSHARES INC COM
COM
53803X105
2863
145780
SH
OTR
35
0
0
145780
MANNING & NAPIER INC CL A
COM
56382Q102
2667
362380
SH
OTR
35
0
0
362380
METLIFE INC
COM
59156r108
2357
50000
SH
OTR
35
0
0
50000
MORGAN STANLEY
COM
617446448
3150
100000
SH
OTR
35
0
0
100000
NATIONAL BANK HOLDINGS CORP-CL
COM
633707104
3079
150000
SH
OTR
35
0
0
150000
NATIONAL HOLDINGS CORPORATION
COM
636375206
411
149327
SH
OTR
35
0
0
149327
NATIONSTAR MTG LLC/NATIONSTARC
COM
63861c109
1387
100000
SH
OTR
35
0
0
100000
NBT BANCORP INC
COM
628778102
2200
81670
SH
OTR
35
0
0
81670
NEW RESIDENTIAL INVESTMENT COR
COM
64828T201
10904
832370
SH
OTR
35
0
0
832370
NEWBRIDGE BANCORP CLASS A NO P
COM
65080T102
1155
135452
SH
OTR
34
0
0
135452
NEWBRIDGE BANCORP CLASS A NO P
COM
65080T102
9862
1156181
SH
OTR
35
0
0
1156181
NEWTEK BUSINESS SERVICES CORP
COM
652526203
177
10780
SH
OTR
35
0
0
10780
OAK VIEW NATIONAL BANK WARRENT
COM
67134X105
235
47179
SH
OTR
34
0
0
47179
PARK STERLING CORP
COM
70086Y105
234
34382
SH
OTR
34
0
0
34382
PARK STERLING CORP
COM
70086Y105
3819
561620
SH
OTR
35
0
0
561620
PAYPAL HOLDINGS INCO
COM
70450y103
1552
50000
SH
OTR
35
0
0
50000
PEREGRINE HOLDINGS
COM
995331600
298
275000
SH
OTR
35
0
0
275000
PERFORMANT FINANCIAL CORPORATI
COM
71377E105
830
343138
SH
OTR
35
0
0
343138
REGIONS FINL CORP NEW COM
COM
7591EP100
1802
200000
SH
OTR
35
0
0
200000
RENASANT CORPORATION
COM
75970E107
2647
80572
SH
OTR
35
0
0
80572
SEACOAST BANKING CORPORATION O
COM
811707801
295
20106
SH
OTR
34
0
0
20106
SEACOAST BANKING CORPORATION O
COM
811707801
4404
300000
SH
OTR
35
0
0
300000
SELECT BANCORP INC COM
COM
81617L108
272
37190
SH
OTR
34
0
0
37190
SELECT BANCORP INC COM
COM
81617L108
796
108775
SH
OTR
35
0
0
108775
SHORE BANCSHARES INC COM
COM
825107105
549
56500
SH
OTR
34
0
0
56500
SHORE BANCSHARES INC COM
COM
825107105
1564
160901
SH
OTR
35
0
0
160901
SILVERCREST ASSET MANAGEMENT G
COM
828359109
3061
283131
SH
OTR
35
0
0
283131
SOUTH ST CORP
COM
840441109
5765
75000
SH
OTR
35
0
0
75000
SOUTHCOAST FINANCIAL CORP
COM
84129R100
1630
122313
SH
OTR
34
0
0
122313
SOUTHERN FIRST BANCSHARES
COM
842873101
186
9088
SH
OTR
34
0
0
9088
SOUTHERN FIRST BANCSHARES
COM
842873101
2260
110291
SH
OTR
35
0
0
110291
SOUTHERN NATIONAL BANCORP OF V
COM
843395104
776
68701
SH
OTR
34
0
0
68701
SOUTHERN NATIONAL BANCORP OF V
COM
843395104
3735
330810
SH
OTR
35
0
0
330810
STATE BANK FINANCIAL CORPORATI
COM
856190103
265
12800
SH
OTR
34
0
0
12800
STATE BANK FINANCIAL CORPORATI
COM
856190103
6982
337618
SH
OTR
35
0
0
337618
SUN BANCORP INC COM NEW
COM
86663B201
2371
123538
SH
OTR
35
0
0
123538
SYNOVUS FINL CORP
COM
87161C501
4440
150000
SH
OTR
35
0
0
150000
TALMER BANCORP INC COM CL A
COM
87482X101
270
16230
SH
OTR
34
0
0
16230
TALMER BANCORP INC COM CL A
COM
87482X101
3861
231880
SH
OTR
35
0
0
231880
TFS FINANCIAL CORP
COM
87240R107
1122
65050
SH
OTR
35
0
0
65050
TOWNEBANK PORTSMOUTH VA COM ST
COM
89214P109
1319
70000
SH
OTR
35
0
0
70000
TRIUMPH BANCORP INC COM
COM
89679E300
933
55547
SH
OTR
34
0
0
55547
TRIUMPH BANCORP INC COM
COM
89679E300
11343
675157
SH
OTR
35
0
0
675157
UNITED COMMUNITY BANKS INC
COM
90984P303
4233
207086
SH
OTR
35
0
0
207086
UNITED FINANCIAL BANCORP
COM
910304104
2421
185500
SH
OTR
35
0
0
185500
WEBSTER FINL CORP WATERBURYCON
COM
947890109
1781
50000
SH
OTR
35
0
0
50000
XENITH BANKSHARES INC
COM
98410X105
18
2860
SH
OTR
34
0
0
2860
XENITH BANKSHARES INC
COM
98410X105
258
40380
SH
OTR
35
0
0
40380
YADKIN FINANCIAL CO
COM
984305102
1549
72070
SH
OTR
34
0
0
72070
YADKIN FINANCIAL CO
COM
984305102
20765
966264
SH
OTR
35
0
0
966264
COMMUNITY HEALTHCARE TRUST INC
COM
20369C106
3192
200738
SH
OTR
35
0
0
200738
M&T BANK CORP -WT18 WARRANTS 1
WT
55261F112
3938
80000
SH
OTR
35
0
0
80000
KRE 10/16/15 P38 SPDR SERIES T
PUT
KRE151016
4118
100000
SH
OTR
35
0
0
100000
KRE 10/16/15 P39 SPDR SERIES T
PUT
KRE151016
2059
50000
SH
OTR
35
0
0
50000
PFG 10/16/15 P47 PRINCIPAL FIN
PUT
PFG151016
1183
25000
SH
OTR
35
0
0
25000
PNC 10/16/15 P85 PNC FINL SVCS
PUT
PNC151016
2230
25000
SH
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35
0
0
25000
ptusWFC 151016P000500000
PUT
WFC151016
2567
50000
SH
OTR
35
0
0
50000
PUT AMTD 10/16/15 31 TD
PUT
8BTJWG2
1592
50000
SH
OTR
35
0
0
50000
PUT BBT 10/16/15 33 BB&
PUT
8BTNGT0
1780
50000
SH
OTR
35
0
0
50000
PUT BBT 10/16/15 34 BB&
PUT
8BTNGT3
1780
50000
SH
OTR
35
0
0
50000
PUT CMA 10/16/15 40 COM
PUT
8Y37514
1027
25000
SH
OTR
35
0
0
25000
PUT KRE 10/16/15 35 SPD
PUT
8BWCLX7
2060
50000
SH
OTR
35
0
0
50000
PUT SCHW 10/16/15 26 CHA
PUT
8BXCZH9
1428
50000
SH
OTR
35
0
0
50000
PUT USB 10/16/15 41 US
PUT
8KTNGN5
2050
50000
SH
OTR
35
0
0
50000
PUT XLF 10/16/15 21 SEC
PUT
8KQHXK7
1586
70000
SH
OTR
35
0
0
70000
PUT XLF 10/16/15 21.50
PUT
8CXZFF5
6345
280000
SH
OTR
35
0
0
280000
PUT XLF 10/16/15 22 SEC
PUT
8KQHXK9
8498
375000
SH
OTR
35
0
0
375000
PUT SCHW OCT 27.00000 10/16/20
PUT
8bxczj3
2856
100000
SH
OTR
35
0
0
100000
PUT USB OCT 40.50000 10/16/201
PUT
8CXSKB7
2050
50000
SH
OTR
35
0
0
50000