0001177043-15-000006.txt : 20150812 0001177043-15-000006.hdr.sgml : 20150812 20150812152305 ACCESSION NUMBER: 0001177043-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150812 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 280010662 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 151046794 BUSINESS ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 BUSINESS PHONE: 5857701770 MAIL ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001177043 XXXXXXXX 06-30-2015 06-30-2015 MENDON CAPITAL ADVISORS CORP
150 ALLENS CREEK ROAD ROCHESTER NY 14618
13F HOLDINGS REPORT 028-10662 N
Lisa M. Tamburini Compliance Officer and Legal Counsel 312-870-5685 Lisa M. Tamburini Chicago IL 08-12-2015 2 113 268396 false 35 0000866035 028-02744 BURNHAM ASSET MANAGEMENT CORP /NY/ 34 028-15037 Schutz Anton Villars
INFORMATION TABLE 2 13fBurnhamElco06.30.15.xml INFORMATION TABLE JUNE 30 AERCAP HOLDINGS N.V. COM N00985106 5139 112230 SH OTR 35 0 0 112230 AMERIS BANCORP COM 03076K108 5600 221430 SH OTR 35 0 0 221430 ANCHOR BANCORP WISCONSIN INC COM 03283P106 1709 45000 SH OTR 35 0 0 45000 ASB BANCORP INC N C COM COM 00213T109 2292 105823 SH OTR 35 0 0 105823 ASB BANCORP INC N C COM COM 00213T109 731 33767 SH OTR 34 0 0 33767 ASTORIA FINANCIAL CORP COM 046265104 689 50000 SH OTR 35 0 0 50000 ATLANTIC COAST FINL CORP COM COM 048426100 2398 538908 SH OTR 35 0 0 538908 ATLANTIC COAST FINL CORP COM COM 048426100 828 185972 SH OTR 34 0 0 185972 BANC CALIF INC COM COM 05990K106 4963 360914 SH OTR 35 0 0 360914 BANC CALIF INC COM COM 05990K106 581 42259 SH OTR 34 0 0 42259 BANK AMERICA CORP COM 060505104 3840 225600 SH OTR 35 0 0 225600 BNC BANCORP COM COM 05566T101 5896 305009 SH OTR 35 0 0 305009 BNC BANCORP COM COM 05566T101 229 11833 SH OTR 34 0 0 11833 BOSTON PRIVATE FINLHLDGS FRMLY COM 101119105 1341 100000 SH OTR 35 0 0 100000 BSB BANCORP INC MD COM COM 05573H108 403 18233 SH OTR 34 0 0 18233 C1 FINL INC COM COM 12591N109 8559 441650 SH OTR 35 0 0 441650 C1 FINL INC COM COM 12591N109 306 15792 SH OTR 34 0 0 15792 CARTER BK & TR MARTINSVILLE VA COM 146102108 874 69334 SH OTR 34 0 0 69334 CITIZENS FIRST CORP COM COM 17462Q107 243 19448 SH OTR 34 0 0 19448 COBIZ FINANCIAL INC COM 190897108 980 75000 SH OTR 35 0 0 75000 COLONY CAP INC CL A COM 19624r106 1132 50000 SH OTR 35 0 0 50000 CONNECTONE BANCORP INC NEW COM COM 20786W107 14951 694443 SH OTR 35 0 0 694443 COWEN GROUP INC COM STK COM 223622101 5350 835870 SH OTR 35 0 0 835870 EVANS BANCORP INC COM STK COM 29911Q208 678 27959 SH OTR 35 0 0 27959 FIDELITY SOUTHN CORP NEW COM COM 316394105 3343 191704 SH OTR 35 0 0 191704 FIDELITY SOUTHN CORP NEW COM COM 316394105 284 16292 SH OTR 34 0 0 16292 FIFTH THIRD BANCORP COM COM 316773100 2082 100000 SH OTR 35 0 0 100000 FINANCIAL INSTNS INC COM STK COM 317585404 1374 55324 SH OTR 35 0 0 55324 FIRST BANCORP NC COMSTK COM 318910106 580 34760 SH OTR 35 0 0 34760 FIRST BANCSHARES INC MISS COM COM 318916103 670 40245 SH OTR 34 0 0 40245 FIRST CAP BANCORP INC VA COM COM 319438107 139 32692 SH OTR 34 0 0 32692 FIRST COMMUNITY CORP S C COM COM 319835104 1900 155880 SH OTR 35 0 0 155880 FIRST COMMUNITY CORP S C COM COM 319835104 156 12775 SH OTR 34 0 0 12775 FIRST SEC GROUP INC COM NEW COM 336312202 5779 2358752 SH OTR 35 0 0 2358752 FIRST SEC GROUP INC COM NEW COM 336312202 316 128863 SH OTR 34 0 0 128863 FOX CHASE BANCORP INC NEW COM COM 35137T108 424 25083 SH OTR 35 0 0 25083 FOX CHASE BANCORP INC NEW COM COM 35137T108 205 12093 SH OTR 34 0 0 12093 FRANKLIN FINL NETWORK INC COM COM 35352P104 4677 203900 SH OTR 35 0 0 203900 FRANKLIN FINL NETWORK INC COM COM 35352P104 325 14185 SH OTR 34 0 0 14185 GUARANTY BANCORP DEL COM NEW COM 40075T607 825 50000 SH OTR 35 0 0 50000 GUARANTY BANCORP DEL COM NEW COM 40075T607 225 13614 SH OTR 34 0 0 13614 HAMPTON RDS BANKSHARES INC COM COM 409321502 2147 1032277 SH OTR 35 0 0 1032277 HAMPTON RDS BANKSHARES INC COM COM 409321502 301 144521 SH OTR 34 0 0 144521 HERCULES TECH GROWTH CAP INC C COM 427096508 577 50000 SH OTR 35 0 0 50000 HERITAGE COMM CORP COM STK COM 426927109 528 54907 SH OTR 35 0 0 54907 HERITAGE FINANCIAL GROUP INC COM 42726X102 2889 95740 SH OTR 35 0 0 95740 HERITAGE OAKS BANCORP COM COM 42724R107 1819 231126 SH OTR 35 0 0 231126 HERITAGE OAKS BANCORP COM COM 42724R107 371 47090 SH OTR 34 0 0 47090 HOME BANCSHARES INC COM 436893200 2194 60000 SH OTR 35 0 0 60000 HOMETRUST BANCSHARES INC COM COM 437872104 9017 538029 SH OTR 35 0 0 538029 HOMETRUST BANCSHARES INC COM COM 437872104 778 46447 SH OTR 34 0 0 46447 INVESTORS BANCORP COM 46146l101 6150 500000 SH OTR 35 0 0 500000 JACKSONVILLE BANCORP INC JACK COM 469249205 1611 137336 SH OTR 35 0 0 137336 LADDER CPTL CRP COM 505743104 2837 163498 SH OTR 35 0 0 163498 METLIFE INC COM 59156r108 2799 50000 SH OTR 35 0 0 50000 NATIONSTAR MTG LLC/NATIONSTARC COM 63861c109 1890 112500 SH OTR 35 0 0 112500 NBT BANCORP INC COM ISIN#US628 COM 628778102 2137 81670 SH OTR 35 0 0 81670 NEW RESIDENTIAL INVESTMENT COR COM 64828T201 5559 364740 SH OTR 35 0 0 364740 NEWBRIDGE BANCORP COM CL A COM 65080T102 3922 439181 SH OTR 35 0 0 439181 NEWBRIDGE BANCORP COM CL A COM 65080T102 657 73539 SH OTR 34 0 0 73539 OAK VIEW NATL BK WARRENTON VA COM 67134X105 184 36579 SH OTR 34 0 0 36579 OPUS BK IRVINE CALIF COM COM 684000102 3618 100000 SH OTR 35 0 0 100000 PALMETTO BANCSHARES INC COM NE COM 697062206 5680 287280 SH OTR 35 0 0 287280 PALMETTO BANCSHARES INC COM NE COM 697062206 474 23967 SH OTR 34 0 0 23967 PARK STERLING CORP COM COM 70086Y105 4044 561620 SH OTR 35 0 0 561620 PARK STERLING CORP COM COM 70086Y105 238 33117 SH OTR 34 0 0 33117 PEREGRINE HOLDINGS COM 995331600 298 275000 SH OTR 35 0 0 275000 PERFORMANT FINANCIAL CORP COM 71377E105 883 272570 SH OTR 35 0 0 272570 REGIONS FINL CORP NEW COM COM 7591EP100 1036 100000 SH OTR 35 0 0 100000 SEACOAST BKG CORP FLA COM NEW COM 811707801 5530 350000 SH OTR 35 0 0 350000 SEACOAST BKG CORP FLA COM NEW COM 811707801 299 18946 SH OTR 34 0 0 18946 SELECT BANCORP INC NEW COM COM 81617L108 346 48776 SH OTR 35 0 0 48776 SELECT BANCORP INC NEW COM COM 81617L108 192 26979 SH OTR 34 0 0 26979 SHORE BANCSHARES INC COM COM 825107105 1422 150801 SH OTR 35 0 0 150801 SHORE BANCSHARES INC COM COM 825107105 502 53250 SH OTR 34 0 0 53250 SILVERCREST ASSET MANAGEMENT G COM 828359109 3138 223211 SH OTR 35 0 0 223211 SOUTH ST CORP COM 840441109 5699 75000 SH OTR 35 0 0 75000 SOUTHCOAST FINL CORP COM COM 84129R100 1031 121144 SH OTR 34 0 0 121144 SOUTHERN FIRST BANCSHARES COM COM 842873101 722 40332 SH OTR 35 0 0 40332 SOUTHERN NATL BANCORP VA INC C COM 843395104 1168 105420 SH OTR 35 0 0 105420 SOUTHERN NATL BANCORP VA INC C COM 843395104 395 35661 SH OTR 34 0 0 35661 STATE BK FINL CORP COM COM 856190103 1900 87548 SH OTR 35 0 0 87548 SUN BANCORP INC NEW JERSEY CO COM 86663B201 1089 56578 SH OTR 35 0 0 56578 SYNOVUS FINL CORP COM 87161C501 3082 100000 SH OTR 35 0 0 100000 TFS FINANCIAL CORP COM 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07/17/201 PUT 8KFDLY6 3388 50000 SH OTR 35 0 0 50000 PUT KRE JUL 43.00000 07/17/201 PUT 8KLGZQ7 4416 100000 SH OTR 35 0 0 100000 PUT KRE JUL 44.00000 07/17/201 PUT 8KLGZQ5 2208 50000 SH OTR 35 0 0 50000 PUT MS JUL 37.50000 07/17/2015 PUT 8KPTKZ3 1940 50000 SH OTR 35 0 0 50000 PUT MS JUL 39.00000 07/17/2015 PUT 8GXCFC1 1940 50000 SH OTR 35 0 0 50000 PUT SCHW JUL 32.00000 07/17/20 PUT 8KLPJM1 1633 50000 SH OTR 35 0 0 50000 PUT STT JUL 72.50000 07/17/201 PUT 8KLQXL1 1925 25000 SH OTR 35 0 0 25000 PUT STT JUL 75.00000 07/17/201 PUT 8KLQXK9 1925 25000 SH OTR 35 0 0 25000 PUT USB JUL 43.50000 07/17/201 PUT 8KQFVM7 2170 50000 SH OTR 35 0 0 50000 PUT USB JUL 44.00000 07/17/201 PUT 8KHVPK1 2170 50000 SH OTR 35 0 0 50000 PUT WFC JUL 55.50000 07/17/201 PUT 8KQHGN9 2812 50000 SH OTR 35 0 0 50000 PUT XLF JUL 24.00000 07/17/201 PUT 8KDZGN8 1219 50000 SH OTR 35 0 0 50000 PUT XLF JUL 25.00000 07/17/201 PUT 8KDZGP0 2438 100000 SH OTR 35 0 0 100000 PUT ZION JUL 31.00000 07/17/20 PUT 8GXNWR7 2381 75000 SH OTR 35 0 0 75000 M&T BANK CORP -WT18 WARRANTS 1 WT 55261F112 4164 80000 SH OTR 35 0 0 80000