0001177043-15-000004.txt : 20150511
0001177043-15-000004.hdr.sgml : 20150511
20150511162632
ACCESSION NUMBER: 0001177043-15-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150511
DATE AS OF CHANGE: 20150511
EFFECTIVENESS DATE: 20150511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 15851102
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001177043
XXXXXXXX
03-31-2015
03-31-2015
MENDON CAPITAL ADVISORS CORP
150 ALLENS CREEK ROAD
ROCHESTER
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Compliance Officer and Legal Counsel
312-870-5685
Lisa M. Tamburini
Chicago
IL
05-11-2015
2
109
235891
false
35
0000866035
028-02744
BURNHAM ASSET MANAGEMENT CORP /NY/
34
028-15037
Schutz Anton Villars
INFORMATION TABLE
2
13fBurnhamElco03.31.15.xml
INFORMATION TABLE 03-31-15
AMERIS BANCORP
COM
03076K108
5669
214820
SH
OTR
35
0
0
214820
ASB BANCORP
COM
00213T109
2169
105823
SH
OTR
35
0
0
105823
ASB BANCORP
COM
00213T109
630
30747
SH
OTR
34
0
0
30747
ASTORIA FINANCIAL CORP
COM
046265104
1295
100000
SH
OTR
35
0
0
100000
ATLANTIC COAST FED CORP COM ST
COM
048426100
2236
538908
SH
OTR
35
0
0
538908
ATLANTIC COAST FED CORP COM ST
COM
048426100
769
185282
SH
OTR
34
0
0
185282
BANC OF CALIFORNIA INC COM STK
COM
05990K106
4817
391314
SH
OTR
35
0
0
391314
BANC OF CALIFORNIA INC COM STK
COM
05990K106
522
42414
SH
OTR
34
0
0
42414
BANK OF AMERICA CORP
COM
060505104
3472
225600
SH
OTR
35
0
0
225600
BNC BANCORP COM STK
COM
05566T101
5414
299116
SH
OTR
35
0
0
299116
BNC BANCORP COM STK
COM
05566T101
213
11790
SH
OTR
34
0
0
11790
BSB BANCORP INC MD
COM
05573h108
360
18183
SH
OTR
34
0
0
18183
C1 FINANCIAL INC ST. PETERSBU
COM
12591N109
8281
441650
SH
OTR
35
0
0
441650
C1 FINANCIAL INC ST. PETERSBU
COM
12591N109
298
15886
SH
OTR
34
0
0
15886
CARTER BANK & TRUST COM STK
COM
146102108
912
69336
SH
OTR
34
0
0
69336
CITIGROUP INC COM NEW
COM
172967424
2576
50000
SH
OTR
35
0
0
50000
CITIZENS FIRST CORPORATION
COM
17462q107
239
19318
SH
OTR
34
0
0
19318
COBIZ FINANCIAL INC
COM
190897108
924
75000
SH
OTR
35
0
0
75000
COLONY CAP INC COM ISIN#US1962
COM
19624r106
1296
50000
SH
OTR
35
0
0
50000
CONNECTONE BANCORP INC NEW CO
COM
20786W107
13514
694443
SH
OTR
35
0
0
694443
CONNECTONE BANCORP INC NEW CO
COM
20786W107
281
14434
SH
OTR
34
0
0
14434
COWEN GROUP INC COM STK
COM
223622101
5159
992021
SH
OTR
35
0
0
992021
FIDELITY SOUTHERN CORP COM STK
COM
316394105
3236
191704
SH
OTR
35
0
0
191704
FIDELITY SOUTHERN CORP COM STK
COM
316394105
274
16241
SH
OTR
34
0
0
16241
FIFTH THIRD BANCORP
COM
316773100
1885
100000
SH
OTR
35
0
0
100000
FINANCIAL INSTNS INC COM STK
COM
317585404
1269
55324
SH
OTR
35
0
0
55324
FIRST BANCORP NC COMSTK
COM
318910106
202
11500
SH
OTR
35
0
0
11500
FIRST BANCSHARES INC MISS COM
COM
318916103
655
40285
SH
OTR
34
0
0
40285
FIRST CAP BK RICHMOND VA COM S
COM
319438107
142
32592
SH
OTR
34
0
0
32592
FIRST COMMUNITY CORP SC COM S
COM
319835104
1818
155880
SH
OTR
35
0
0
155880
FIRST COMMUNITY CORP SC COM S
COM
319835104
148
12710
SH
OTR
34
0
0
12710
FIRST NIAGARA FINLGROUP INC NE
COM
33582v108
1042
117860
SH
OTR
35
0
0
117860
FIRST SEC GROUP INC COM STK
COM
336312202
2739
1141281
SH
OTR
35
0
0
1141281
FIRST SEC GROUP INC COM STK
COM
336312202
311
129497
SH
OTR
34
0
0
129497
FLAGSTAR BANCORP INC
COM
337930507
1451
100000
SH
OTR
35
0
0
100000
FOX CHASE BANCORP INC COM ST
COM
35137T108
422
25083
SH
OTR
35
0
0
25083
FOX CHASE BANCORP INC COM ST
COM
35137T108
202
12003
SH
OTR
34
0
0
12003
FRANKLIN FINANCIAL NETWORK IN
COM
35352P104
301
14330
SH
OTR
34
0
0
14330
FRANKLYN FINANCIAL NETWORK IN
COM
35352P104
4298
204680
SH
OTR
35
0
0
204680
HERCULES TECH GROWTH CAP INC C
COM
427096508
1348
100000
SH
OTR
35
0
0
100000
HERITAGE FINANCIAL GROUP INC
COM
42726X102
2346
86140
SH
OTR
35
0
0
86140
HERITAGE OAKS BANCORP
COM
42724r107
1070
128806
SH
OTR
35
0
0
128806
HERITAGE OAKS BANCORP
COM
42724r107
390
46892
SH
OTR
34
0
0
46892
HOME BANCSHARES INC
COM
436893200
1694
50000
SH
OTR
35
0
0
50000
HOME TRST BNCSHR
COM
437872104
8592
538029
SH
OTR
35
0
0
538029
HOME TRST BNCSHR
COM
437872104
737
46157
SH
OTR
34
0
0
46157
INVESTORS BANCORP
COM
46146l101
5860
500000
SH
OTR
35
0
0
500000
JACKSONVILLE BANCORP INC JACK
COM
469249205
1511
137336
SH
OTR
35
0
0
137336
KEARNY FINL CORP COM ISIN#US48
COM
487169104
951
70000
SH
OTR
35
0
0
70000
LADDER CPTL CRP
COM
505743104
2101
113498
SH
OTR
35
0
0
113498
NATIONAL COMMERC
COM
63546L102
999
45500
SH
OTR
35
0
0
45500
NATIONAL COMMERC
COM
63546L102
165
7520
SH
OTR
34
0
0
7520
NBT BANCORP INC COM STK
COM
628778102
2047
81670
SH
OTR
35
0
0
81670
NEWBRIDGE BANCRP
COM
65080T102
2449
274581
SH
OTR
35
0
0
274581
NEWBRIDGE BANCRP
COM
65080T102
554
62158
SH
OTR
34
0
0
62158
OAK VIEW NATIONAL BANK WARRENT
COM
67134X105
194
36344
SH
OTR
34
0
0
36344
OPUS BANK
COM
684000102
4974
161080
SH
OTR
35
0
0
161080
OPUS BANK
COM
684000102
637
20640
SH
OTR
34
0
0
20640
PALMETTO BANCSHARES INC COM ST
COM
697062206
5458
287280
SH
OTR
35
0
0
287280
PALMETTO BANCSHARES INC COM ST
COM
697062206
455
23932
SH
OTR
34
0
0
23932
PARK STERLING CORP
COM
70086Y105
2307
325000
SH
OTR
35
0
0
325000
PARK STERLING CORP
COM
70086Y105
235
33047
SH
OTR
34
0
0
33047
PEREGRINE HOLDINGS
COM
995331600
298
275000
SH
OTR
35
0
0
275000
PERFORMANT FINANCIAL CORP
COM
71377E105
750
220720
SH
OTR
35
0
0
220720
REGIONS FINL CORP
COM
7591ep100
945
100000
SH
OTR
35
0
0
100000
SEACOAST BANKING CORP OF FLORI
COM
811707801
4994
350000
SH
OTR
35
0
0
350000
SEACOAST BANKING CORP OF FLORI
COM
811707801
270
18890
SH
OTR
34
0
0
18890
SELECT BANCORP INC
COM
81617L108
346
48776
SH
OTR
35
0
0
48776
SELECT BANCORP INC
COM
81617L108
191
26946
SH
OTR
34
0
0
26946
SHORE BANCSHARES INC COM STK
COM
825107105
1262
137500
SH
OTR
35
0
0
137500
SHORE BANCSHARES INC COM STK
COM
825107105
553
60230
SH
OTR
34
0
0
60230
SILVERCREST ASSET MANAGEMENT G
COM
828359109
3181
223211
SH
OTR
35
0
0
223211
SOUTH ST CORP
COM
840441109
6839
100000
SH
OTR
35
0
0
100000
SOUTHCOAST FINANCIAL CORP COM
COM
84129R100
884
122176
SH
OTR
34
0
0
122176
SOUTHERN NATIONAL BANCORP OF V
COM
843395104
1254
105420
SH
OTR
35
0
0
105420
SOUTHERN NATIONAL BANCORP OF V
COM
843395104
422
35451
SH
OTR
34
0
0
35451
SQUARE 1 FINANCIAL INC CL A
COM
85223w101
1594
59558
SH
OTR
35
0
0
59558
SQUARE 1 FINANCIAL INC CL A
COM
85223w101
305
11392
SH
OTR
34
0
0
11392
STATE BANK FINANCIAL CORPORATI
COM
856190103
1839
87548
SH
OTR
35
0
0
87548
SUN BANCORP INC NEW JERSEY CO
COM
86663B201
455
24038
SH
OTR
35
0
0
24038
SUNTRUST BANKS INC
COM
867914103
2054
50000
SH
OTR
35
0
0
50000
SYNOVUS FINL CORP
COM
87161C501
2801
100000
SH
OTR
35
0
0
100000
TFS FINANCIAL CORP
COM
87240R107
955
65050
SH
OTR
35
0
0
65050
TOWNEBANK PORTSMOUTH VA COM ST
COM
89214P109
1126
70000
SH
OTR
35
0
0
70000
TRIUMPH BANCORP INC
COM
89679E300
5928
433952
SH
OTR
35
0
0
433952
TRIUMPH BANCORP INC
COM
89679E300
737
53928
SH
OTR
34
0
0
53928
YADKIN FINANCIAL CO
COM
984305102
15251
751278
SH
OTR
35
0
0
751278
YADKIN FINANCIAL CO
COM
984305102
1168
57513
SH
OTR
34
0
0
57513
PUT AMTD APR 35.00000 04/17/20
PUT
8Y18278
1863
50000
SH
OTR
35
0
0
50000
PUT AMTD APR 36.00000 04/17/20
PUT
8Y18280
1863
50000
SH
OTR
35
0
0
50000
PUT AXP APR 80.00000 04/17/201
PUT
8E01503
1562
20000
SH
OTR
35
0
0
20000
PUT BBT APR 38.00000 04/17/201
PUT
8Y26278
5769
150000
SH
OTR
35
0
0
150000
PUT BBT APR 39.00000 04/17/201
PUT
8Y26280
962
25000
SH
OTR
35
0
0
25000
PUT BK APR 39.00000 04/17/2015
PUT
8Y28530
4024
100000
SH
OTR
35
0
0
100000
PUT BK APR 40.00000 04/17/2015
PUT
8Y28532
1006
25000
SH
OTR
35
0
0
25000
PUT CMA APR 43.00000 04/17/201
PUT
8E25985
1128
25000
SH
OTR
35
0
0
25000
PUT CMA APR 44.00000 04/17/201
PUT
8E26011
2257
50000
SH
OTR
35
0
0
50000
PUT ETFC APR 27.00000 04/17/20
PUT
8GPQNM8
1428
50000
SH
OTR
35
0
0
50000
PUT KRE APR 40.00000 04/17/201
PUT
8233603
4083
100000
SH
OTR
35
0
0
100000
PUT MS APR 34.00000 04/17/2015
PUT
8GPYXX4
3569
100000
SH
OTR
35
0
0
100000
PUT MS APR 35.00000 04/17/2015
PUT
8GPYXX6
1785
50000
SH
OTR
35
0
0
50000
PUT PNC APR 90.00000 04/17/201
PUT
8455568
2331
25000
SH
OTR
35
0
0
25000
PUT SCHW APR 29.00000 04/17/20
PUT
8465336
1522
50000
SH
OTR
35
0
0
50000
PUT USB APR 42.00000 04/17/201
PUT
8K16324
4367
100000
SH
OTR
35
0
0
100000
PUT USB APR 43.50000 04/17/201
PUT
8KDXCR2
1092
25000
SH
OTR
35
0
0
25000
PUT WFC APR 53.00000 04/17/201
PUT
8KDYPF4
5440
100000
SH
OTR
35
0
0
100000
PUT XLF APR 24.00000 04/17/201
PUT
8GZWBT5
723
300000
SH
OTR
35
0
0
300000
M&T BANK CORP -WT18 WARRANTS 1
WT
55261F112
4200
80000
SH
OTR
35
0
0
80000
PORTER BANCORP WTS 6/30/15
WT
932875
0
182607
SH
OTR
35
0
0
182607