0001172661-18-002063.txt : 20181114
0001172661-18-002063.hdr.sgml : 20181114
20181114094159
ACCESSION NUMBER: 0001172661-18-002063
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180930
FILED AS OF DATE: 20181114
DATE AS OF CHANGE: 20181114
EFFECTIVENESS DATE: 20181114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 181180807
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001177043
XXXXXXXX
09-30-2018
09-30-2018
false
MENDON CAPITAL ADVISORS CORP
150 Allens Creek Road
Rochester
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Chief Compliance Officer
312-870-5685
/s/ Lisa M. Tamburini
Chicago
IL
11-14-2018
2
120
1133831
34
0001177044
028-15037
SCHUTZ ANTON VILLARS
35
0001332905
028-11714
RMB Capital Management, LLC
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COM
001055102
1553
33000
SH
Put
OTR
35
0
0
33000
AMALGAMATED BK NEW YORK N Y
CLASS A
022663108
569
29503
SH
OTR
34
0
0
29503
AMALGAMATED BK NEW YORK N Y
CLASS A
022663108
8739
453053
SH
OTR
35
0
0
453053
AMERICAN EXPRESS CO
COM
025816109
7028
66000
SH
Put
OTR
35
0
0
66000
AMERICAN INTL GROUP INC
COM NEW
026874784
7028
132000
SH
Put
OTR
35
0
0
132000
AMERIS BANCORP
COM
03076K108
1127
24658
SH
OTR
34
0
0
24658
AMERIS BANCORP
COM
03076K108
38116
834043
SH
OTR
35
0
0
834043
ARES MGMT LP
COM SHS REG INT
04014y101
21905
944188
SH
OTR
35
0
0
944188
ASPEN INSURANCE HOLDINGS LTD
SHS
g05384105
1377
33000
SH
Put
OTR
35
0
0
33000
ATLANTIC CAP BANCSHARES INC
COM
048269203
531
31672
SH
OTR
34
0
0
31672
ATLANTIC CAP BANCSHARES INC
COM
048269203
24132
1440743
SH
OTR
35
0
0
1440743
BANC OF CALIFORNIA INC
COM
05990K106
7396
391306
SH
OTR
35
0
0
391306
BANCORP 34 INC
COM
05970V106
1289
78575
SH
OTR
34
0
0
78575
BANK AMER CORP
COM
060505104
5892
200000
SH
OTR
35
0
0
200000
BANK NEW YORK MELLON CORP
COM
064058100
6730
132000
SH
Put
OTR
35
0
0
132000
BANK7 CORP
COM
06652N107
491
25527
SH
OTR
34
0
0
25527
BANKUNITED INC
COM
06652K103
10652
300908
SH
OTR
35
0
0
300908
BAYCOM CORP
COM
07272M107
990
37113
SH
OTR
34
0
0
37113
BLACKSTONE GROUP L P
COM UNIT LTD
09253u108
5027
132000
SH
Put
OTR
35
0
0
132000
BUSINESS FIRST BANCSHARES IN
COM
12326C105
214
8077
SH
OTR
34
0
0
8077
BYLINE BANCORP INC
COM
124411109
14380
633467
SH
OTR
35
0
0
633467
CADENCE BANCORPORATION
CL A
12739a100
3781
144740
SH
OTR
35
0
0
144740
CAPITAL ONE FINL CORP
COM
14040H105
6266
66000
SH
Put
OTR
35
0
0
66000
CAROLINA FINL CORP NEW
COM
143873107
16406
434941
SH
OTR
35
0
0
434941
CBTX INC
COM
12481V104
1324
37265
SH
OTR
34
0
0
37265
CENTERSTATE BK CORP
COM
15201p109
6317
225204
SH
OTR
35
0
0
225204
CITIGROUP INC
COM NEW
172967424
9468
132000
SH
Put
OTR
35
0
0
132000
CITIZENS FINL GROUP INC
COM
174610105
9642
250000
SH
OTR
35
0
0
250000
CIVISTA BANCSHARES INC
COM NO PAR
178867107
4113
170750
SH
OTR
35
0
0
170750
CIVISTA BANCSHARES INC
COM NO PAR
178867107
2154
89404
SH
OTR
34
0
0
89404
COMMUNITY BANKERS TR CORP
COM
203612106
1198
136174
SH
OTR
34
0
0
136174
CONNECTONE BANCORP INC NEW
COM
20786w107
6011
253091
SH
OTR
35
0
0
253091
COWEN INC
CL A NEW
223622606
11848
726850
SH
OTR
35
0
0
726850
E TRADE FINANCIAL CORP
COM NEW
269246401
12521
239000
SH
OTR
35
0
0
239000
EQUITY BANCSHARES INC
COM CL A
29460x109
22019
560858
SH
OTR
35
0
0
560858
ESQUIRE FINL HLDGS INC
COM
29667J101
1016
40701
SH
OTR
34
0
0
40701
EVANS BANCORP INC
COM NEW
29911Q208
4256
90644
SH
OTR
35
0
0
90644
FAR PT ACQUISITION CORP
UNIT 06/01/2025
30734W208
14175
1378850
SH
OTR
35
0
0
1378850
FB FINL CORP
COM
30257x104
77318
1973411
SH
OTR
35
0
0
1973411
FIDELITY SOUTHERN CORP NEW
COM
316394105
21014
848019
SH
OTR
35
0
0
848019
FIRST BANCORP N C
COM
318910106
651
16064
SH
OTR
34
0
0
16064
FIRST BANCORP N C
COM
318910106
37624
928750
SH
OTR
35
0
0
928750
FIRST BANCSHARES INC MS
COM
318916103
355
9084
SH
OTR
34
0
0
9084
FIRST BANCSHARES INC MS
COM
318916103
17711
453544
SH
OTR
35
0
0
453544
FIRST CMNTY CORP S C
COM
319835104
771
31855
SH
OTR
34
0
0
31855
FIRST CMNTY CORP S C
COM
319835104
5737
237065
SH
OTR
35
0
0
237065
FIRST FNDTN INC
COM
32026V104
23362
1495645
SH
OTR
35
0
0
1495645
FIRST FNDTN INC
COM
32026V104
552
35309
SH
OTR
34
0
0
35309
FIRST INTST BANCSYSTEM INC
COM CL A
32055y201
2240
50000
SH
OTR
35
0
0
50000
FIRST WESTN FINL INC
COM
33751L105
356
20381
SH
OTR
34
0
0
20381
FNB CORP PA
COM
302520101
636
50000
SH
OTR
35
0
0
50000
FSB BANCORP INC
COM
30289C102
301
17177
SH
OTR
34
0
0
17177
GREEN BANCORP INC
COM
39260x100
5704
258111
SH
OTR
35
0
0
258111
GUARANTY BANCORP DEL
COM NEW
40075T607
8910
300000
SH
OTR
35
0
0
300000
GUARANTY BANCSHARES INC TEX
COM
400764106
670
22168
SH
OTR
34
0
0
22168
HARTFORD FINL SVCS GROUP INC
COM
416515104
1649
33000
SH
Put
OTR
35
0
0
33000
HOME BANCSHARES INC
COM
436893200
9464
432140
SH
OTR
35
0
0
432140
HOWARD BANCORP INC
COM
442496105
1113
62883
SH
OTR
34
0
0
62883
HOWARD BANCORP INC
COM
442496105
11673
659486
SH
OTR
35
0
0
659486
IBERIABANK CORP
COM
450828108
12202
150000
SH
OTR
35
0
0
150000
INDEPENDENT BK GROUP INC
COM
45384b106
38139
575254
SH
OTR
35
0
0
575254
INVESTAR HLDG CORP
COM
46134L105
598
22259
SH
OTR
34
0
0
22259
INVESTORS BANCORP INC NEW
COM
46146L101
20299
1654391
SH
OTR
35
0
0
1654391
ISHARES TR
MSCI EMG MKT ETF
464287234
11332
264000
SH
Put
OTR
35
0
0
264000
ISHARES TR
RUSSELL 2000 ETF
464287655
27810
165000
SH
Put
OTR
35
0
0
165000
ISHARES TR
IBOXX HI YD ETF
464288513
8558
99000
SH
Put
OTR
35
0
0
99000
JPMORGAN CHASE & CO
COM
46625H100
7448
66000
SH
Put
OTR
35
0
0
66000
KEYCORP NEW
COM
493267108
8950
450000
SH
OTR
35
0
0
450000
LAKELAND BANCORP INC
COM
511637100
6317
350000
SH
OTR
35
0
0
350000
LINCOLN NATL CORP IND
COM
534187109
4466
66000
SH
Put
OTR
35
0
0
66000
LIVE OAK BANCSHARES INC
COM
53803x105
23812
888494
SH
OTR
35
0
0
888494
M & T BK CORP
*W EXP 12/23/201
55261F112
3852
40000
SH
OTR
35
0
0
40000
MACKINAC FINL CORP
COM
554571109
326
20153
SH
OTR
34
0
0
20153
MANNING & NAPIER INC
CL A
56382q102
4450
1508448
SH
OTR
35
0
0
1508448
MASTERCARD INCORPORATED
CL A
57636Q104
7346
33000
SH
Put
OTR
35
0
0
33000
MELROSE BANCORP INC
COM
585553100
232
11756
SH
OTR
34
0
0
11756
METLIFE INC
COM
59156R108
6168
132000
SH
Put
OTR
35
0
0
132000
MIDSOUTH BANCORP INC
COM
598039105
751
48744
SH
OTR
34
0
0
48744
MIDSOUTH BANCORP INC
COM
598039105
9656
627045
SH
OTR
35
0
0
627045
MORGAN STANLEY
COM NEW
617446448
6148
132000
SH
Put
OTR
35
0
0
132000
OCEANFIRST FINL CORP
COM
675234108
8621
316700
SH
OTR
35
0
0
316700
OLD LINE BANCSHARES INC
COM
67984m100
17673
558574
SH
OTR
35
0
0
558574
OPUS BK IRVINE CALIF
COM
684000102
27705
1011115
SH
OTR
35
0
0
1011115
PACIFIC PREMIER BANCORP
COM
69478x105
7480
200000
SH
OTR
35
0
0
200000
PACWEST BANCORP DEL
COM
695263103
8339
175000
SH
OTR
35
0
0
175000
PB BANCORP INC
COM
70454T100
1148
97677
SH
OTR
34
0
0
97677
PEAPACK-GLADSTONE FINL CORP
COM
704699107
7098
229770
SH
OTR
35
0
0
229770
PERFORMANT FINL CORP
COM
71377e105
651
322031
SH
OTR
35
0
0
322031
PINNACLE FINL PARTNERS INC
COM
72346q104
26382
438610
SH
OTR
35
0
0
438610
REGIONS FINL CORP NEW
COM
7591ep100
9175
500000
SH
OTR
35
0
0
500000
SB ONE BANCORP
COM
78413T103
6357
252267
SH
OTR
35
0
0
252267
SCHWAB CHARLES CORP NEW
COM
808513105
4866
99000
SH
Put
OTR
35
0
0
99000
SEACOAST BKG CORP FLA
COM NEW
811707801
22301
763734
SH
OTR
35
0
0
763734
SELECT BANCORP INC NEW
COM
81617L108
1483
119619
SH
OTR
34
0
0
119619
SELECT BANCORP INC NEW
COM
81617L108
596
48080
SH
OTR
35
0
0
48080
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
10923
396000
SH
Put
OTR
35
0
0
396000
SILVERCREST ASSET MGMT GROUP
CL A
828359109
7626
550631
SH
OTR
35
0
0
550631
SOUTH ST CORP
COM
840441109
24390
297438
SH
OTR
35
0
0
297438
SOUTHERN FIRST BANCSHARES IN
COM
842873101
11289
287242
SH
OTR
35
0
0
287242
SOUTHERN NATL BANCORP OF VA
COM
843395104
306
18867
SH
OTR
34
0
0
18867
SOUTHERN NATL BANCORP OF VA
COM
843395104
4662
287790
SH
OTR
35
0
0
287790
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9594
33000
SH
Put
OTR
35
0
0
33000
SPDR SERIES TRUST
S&P REGL BKG
78464a698
21571
363000
SH
Put
OTR
35
0
0
363000
SPDR SERIES TRUST
S&P BK ETF
78464A797
6148
132000
SH
Put
OTR
35
0
0
132000
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
504
23339
SH
OTR
34
0
0
23339
SYNCHRONY FINL
COM
87165B103
4102
132000
SH
Put
OTR
35
0
0
132000
TD AMERITRADE HLDG CORP
COM
87236Y108
7042
132000
SH
Put
OTR
35
0
0
132000
TRAVELERS COMPANIES INC
COM
89417E109
4280
33000
SH
Put
OTR
35
0
0
33000
TRIUMPH BANCORP INC
COM
89679E300
1444
37797
SH
OTR
34
0
0
37797
TRIUMPH BANCORP INC
COM
89679E300
51372
1344811
SH
OTR
35
0
0
1344811
UNITED CMNTY BKS BLAIRSVLE G
COM
90984p303
2872
102959
SH
OTR
35
0
0
102959
UNITED FINL BANCORP INC NEW
COM
910304104
612
36344
SH
OTR
34
0
0
36344
UNITED FINL BANCORP INC NEW
COM
910304104
19407
1153100
SH
OTR
35
0
0
1153100
US BANCORP DEL
COM NEW
902973304
6970
132000
SH
Put
OTR
35
0
0
132000
VALLEY NATL BANCORP
COM
919794107
8174
725000
SH
OTR
35
0
0
725000
VERITEX HLDGS INC
COM
923451108
21143
748176
SH
OTR
35
0
0
748176
VISA INC
COM CL A
92826C839
9906
66000
SH
Put
OTR
35
0
0
66000
WALKER & DUNLOP INC
COM
93148p102
349
6594
SH
OTR
35
0
0
6594
WELLS FARGO CO NEW
COM
949746101
5203
99000
SH
Put
OTR
35
0
0
99000
WESTERN NEW ENG BANCORP INC
COM
958892101
9715
899523
SH
OTR
35
0
0
899523