0001172661-18-001105.txt : 20180514
0001172661-18-001105.hdr.sgml : 20180514
20180514172241
ACCESSION NUMBER: 0001172661-18-001105
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 18831956
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001177043
XXXXXXXX
03-31-2018
03-31-2018
false
MENDON CAPITAL ADVISORS CORP
150 Allens Creek Road
Rochester
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Chief Compliance Officer
312-870-5685
/s/ Lisa M. Tamburini
Chicago
IL
05-14-2018
2
117
1101238
34
0001177044
028-15037
SCHUTZ ANTON VILLARS
35
0001332905
028-11714
RMB Capital Management, LLC
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COM
001055102
2538
58000
SH
Put
OTR
35
0
0
58000
AMERICAN EXPRESS CO
COM
025816109
4058
43500
SH
Put
OTR
35
0
0
43500
AMERIS BANCORP
COM
03076k108
13289
251217
SH
OTR
35
0
0
251217
ARES MGMT LP
COM SHS REG INT
04014y101
23923
1117895
SH
OTR
35
0
0
1117895
ATLANTIC CAP BANCSHARES INC
COM
048269203
564
31147
SH
OTR
34
0
0
31147
ATLANTIC CAP BANCSHARES INC
COM
048269203
26077
1440743
SH
OTR
35
0
0
1440743
ATLANTIC COAST FINL CORP
COM
048426100
1569
152334
SH
OTR
34
0
0
152334
ATLANTIC COAST FINL CORP
COM
048426100
5551
538908
SH
OTR
35
0
0
538908
BANC OF CALIFORNIA INC
COM
05990k106
7020
363716
SH
OTR
35
0
0
363716
BANCORP 34 INC
COM
05970V106
1194
79610
SH
OTR
34
0
0
79610
BANCORPSOUTH BK TUPELO MISS
COM
05971J102
1603
50395
SH
OTR
35
0
0
50395
BANK AMER CORP
COM
060505104
6016
200600
SH
OTR
35
0
0
200600
BANK NEW YORK MELLON CORP
COM
064058100
5977
116000
SH
Put
OTR
35
0
0
116000
BANKUNITED INC
COM
06652K103
12030
300908
SH
OTR
35
0
0
300908
BAY BANCORP INC
COM
07203T106
6476
481470
SH
OTR
35
0
0
481470
BB&T CORP
COM
054937107
6036
116000
SH
Put
OTR
35
0
0
116000
BERKSHIRE HILLS BANCORP INC
COM
084680107
2846
75000
SH
OTR
35
0
0
75000
BYLINE BANCORP INC
COM
124411109
10000
436101
SH
OTR
35
0
0
436101
CAPITAL ONE FINL CORP
COM
14040H105
2779
29000
SH
Put
OTR
35
0
0
29000
CAROLINA FINL CORP NEW
COM
143873107
8967
228273
SH
OTR
35
0
0
228273
CBTX INC
COM
12481V104
1062
36071
SH
OTR
34
0
0
36071
CENTERSTATE BK CORP
COM
15201P109
18486
696804
SH
OTR
35
0
0
696804
CITIGROUP INC
COM NEW
172967424
9787
145000
SH
Put
OTR
35
0
0
145000
CIVISTA BANCSHARES INC
COM NO PAR
178867107
852
37279
SH
OTR
34
0
0
37279
CIVISTA BANCSHARES INC
COM NO PAR
178867107
2341
102415
SH
OTR
35
0
0
102415
COBIZ FINANCIAL INC
COM
190897108
2465
125782
SH
OTR
35
0
0
125782
COMERICA INC
COM
200340107
2782
29000
SH
Put
OTR
35
0
0
29000
COMMUNITY BANKERS TR CORP
COM
203612106
1238
137509
SH
OTR
34
0
0
137509
CONNECTONE BANCORP INC NEW
COM
20786W107
7289
253091
SH
OTR
35
0
0
253091
COWEN INC
CL A NEW
223622606
9150
693211
SH
OTR
35
0
0
693211
E TRADE FINANCIAL CORP
COM NEW
269246401
2770
50000
SH
OTR
35
0
0
50000
EQUITY BANCSHARES INC
COM CL A
29460x109
20660
527587
SH
OTR
35
0
0
527587
ESQUIRE FINL HLDGS INC
COM
29667J101
997
40871
SH
OTR
34
0
0
40871
EVANS BANCORP INC
COM NEW
29911Q208
4102
90644
SH
OTR
35
0
0
90644
FB FINL CORP
COM
30257x104
52072
1282870
SH
OTR
35
0
0
1282870
FIDELITY SOUTHERN CORP NEW
COM
316394105
20493
888277
SH
OTR
35
0
0
888277
FIFTH THIRD BANCORP
COM
316773100
3682
116000
SH
Put
OTR
35
0
0
116000
FIRST BANCORP N C
COM
318910106
580
16269
SH
OTR
34
0
0
16269
FIRST BANCORP N C
COM
318910106
33110
928750
SH
OTR
35
0
0
928750
FIRST BANCSHARES INC MS
COM
318916103
14627
453544
SH
OTR
35
0
0
453544
FIRST CMNTY CORP S C
COM
319835104
1233
53829
SH
OTR
34
0
0
53829
FIRST CMNTY CORP S C
COM
319835104
5429
237065
SH
OTR
35
0
0
237065
FIRST FNDTN INC
COM
32026V104
24542
1323747
SH
OTR
35
0
0
1323747
FIRST FNDTN INC
COM
32026V104
670
36119
SH
OTR
34
0
0
36119
FIRST INTST BANCSYSTEM INC
COM CL A
32055y201
3955
100000
SH
OTR
35
0
0
100000
FSB BANCORP INC
COM
30289C102
297
17317
SH
OTR
34
0
0
17317
GREEN BANCORP INC
COM
39260x100
4450
200000
SH
OTR
35
0
0
200000
GUARANTY BANCORP DEL
COM NEW
40075T607
9531
336204
SH
OTR
35
0
0
336204
GUARANTY BANCSHARES INC TEX
COM
400764106
740
22218
SH
OTR
34
0
0
22218
HARTFORD FINL SVCS GROUP INC
COM
416515104
4482
87000
SH
Put
OTR
35
0
0
87000
HOME BANCSHARES INC
COM
436893200
12320
540111
SH
OTR
35
0
0
540111
HOWARD BANCORP INC
COM
442496105
500
25256
SH
OTR
34
0
0
25256
HOWARD BANCORP INC
COM
442496105
5157
260460
SH
OTR
35
0
0
260460
IBERIABANK CORP
COM
450828108
3900
50000
SH
OTR
35
0
0
50000
INDEPENDENT BK GROUP INC
COM
45384B106
788
11150
SH
OTR
34
0
0
11150
INDEPENDENT BK GROUP INC
COM
45384B106
37254
526933
SH
OTR
35
0
0
526933
INVESTAR HLDG CORP
COM
46134L105
592
22913
SH
OTR
34
0
0
22913
INVESTORS BANCORP INC NEW
COM
46146L101
653
47880
SH
OTR
35
0
0
47880
ISHARES TR
IBOXX HI YD ETF
464288513
4968
58000
SH
Put
OTR
35
0
0
58000
ISHARES TR
MSCI EMG MKT ETF
464287234
10501
217500
SH
Put
OTR
35
0
0
217500
ISHARES TR
RUSSELL 2000 ETF
464287655
30821
203000
SH
Put
OTR
35
0
0
203000
JPMORGAN CHASE & CO
COM
46625h100
6378
58000
SH
Put
OTR
35
0
0
58000
LAKELAND BANCORP INC
COM
511637100
9925
500000
SH
OTR
35
0
0
500000
LEGACY TEX FINL GROUP INC
COM
52471y106
1192
27837
SH
OTR
35
0
0
27837
LIVE OAK BANCSHARES INC
COM
53803x105
34519
1241689
SH
OTR
35
0
0
1241689
M & T BK CORP
*W EXP 12/23/201
55261F112
4363
40000
SH
OTR
35
0
0
40000
MANNING & NAPIER INC
CL A
56382q102
3162
903497
SH
OTR
35
0
0
903497
MASTERCARD INCORPORATED
CL A
57636Q104
7619
43500
SH
Put
OTR
35
0
0
43500
MELROSE BANCORP INC
COM
585553100
243
11851
SH
OTR
34
0
0
11851
MIDSOUTH BANCORP INC
COM
598039105
632
50000
SH
OTR
34
0
0
50000
MIDSOUTH BANCORP INC
COM
598039105
7932
627045
SH
OTR
35
0
0
627045
MORGAN STANLEY
COM NEW
617446448
9390
174000
SH
Put
OTR
35
0
0
174000
OCEANFIRST FINL CORP
COM
675234108
29120
1088613
SH
OTR
35
0
0
1088613
OLD LINE BANCSHARES INC
COM
67984m100
10618
321750
SH
OTR
35
0
0
321750
OPUS BK IRVINE CALIF
COM
684000102
30043
1072965
SH
OTR
35
0
0
1072965
PACIFIC PREMIER BANCORP
COM
69478x105
12060
300000
SH
OTR
35
0
0
300000
PACWEST BANCORP DEL
COM
695263103
9906
200000
SH
OTR
35
0
0
200000
PB BANCORP INC
COM
70454T100
1040
98622
SH
OTR
34
0
0
98622
PCSB FINL CORP
COM
69324R104
6118
291630
SH
OTR
35
0
0
291630
PEAPACK-GLADSTONE FINL CORP
COM
704699107
7672
229770
SH
OTR
35
0
0
229770
PERFORMANT FINL CORP
COM
71377e105
1648
549426
SH
OTR
35
0
0
549426
PINNACLE FINL PARTNERS INC
COM
72346Q104
29044
452394
SH
OTR
35
0
0
452394
SCHWAB CHARLES CORP NEW
COM
808513105
6058
116000
SH
Put
OTR
35
0
0
116000
SEACOAST BKG CORP FLA
COM NEW
811707801
17747
670472
SH
OTR
35
0
0
670472
SELECT BANCORP INC NEW
COM
81617L108
645
48289
SH
OTR
34
0
0
48289
SELECT BANCORP INC NEW
COM
81617L108
642
48080
SH
OTR
35
0
0
48080
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
15592
565500
SH
Put
OTR
35
0
0
565500
SI FINL GROUP INC MD
COM
78425V104
1422
98761
SH
OTR
34
0
0
98761
SIGNATURE BK NEW YORK N Y
COM
82669g104
2304
16234
SH
OTR
35
0
0
16234
SILVERCREST ASSET MGMT GROUP
CL A
828359109
8965
589808
SH
OTR
35
0
0
589808
SOUTH ST CORP
COM
840441109
38925
456331
SH
OTR
35
0
0
456331
SOUTHERN FIRST BANCSHARES IN
COM
842873101
321
7224
SH
OTR
34
0
0
7224
SOUTHERN FIRST BANCSHARES IN
COM
842873101
12782
287242
SH
OTR
35
0
0
287242
SOUTHERN NATL BANCORP OF VA
COM
843395104
463
29250
SH
OTR
34
0
0
29250
SOUTHERN NATL BANCORP OF VA
COM
843395104
4559
287790
SH
OTR
35
0
0
287790
SPDR S&P 500 ETF TR
TR UNIT
78462F103
41972
159500
SH
Put
OTR
35
0
0
159500
SPDR SERIES TRUST
S&P BK ETF
78464a797
4167
87000
SH
Put
OTR
35
0
0
87000
SPDR SERIES TRUST
S&P REGL BKG
78464a698
28023
464000
SH
Put
OTR
35
0
0
464000
SUNTRUST BKS INC
COM
867914103
5919
87000
SH
Put
OTR
35
0
0
87000
SYNCHRONY FINL
COM
87165B103
3890
116000
SH
Put
OTR
35
0
0
116000
SYNOVUS FINL CORP
COM NEW
87161c501
4994
100000
SH
OTR
35
0
0
100000
TD AMERITRADE HLDG CORP
COM
87236Y108
12023
203000
SH
Put
OTR
35
0
0
203000
TOWNEBANK PORTSMOUTH VA
COM
89214p109
3604
126000
SH
OTR
35
0
0
126000
TRIUMPH BANCORP INC
COM
89679E300
52235
1267839
SH
OTR
35
0
0
1267839
TRIUMPH BANCORP INC
COM
89679E300
1473
35744
SH
OTR
34
0
0
35744
UNITED CMNTY BANCORP IND
COM
90984R101
1386
55000
SH
OTR
34
0
0
55000
UNITED CMNTY BKS BLAIRSVLE G
COM
90984p303
3227
101946
SH
OTR
35
0
0
101946
UNITED FINL BANCORP INC NEW
COM
910304104
594
36644
SH
OTR
34
0
0
36644
UNITED FINL BANCORP INC NEW
COM
910304104
18272
1127883
SH
OTR
35
0
0
1127883
US BANCORP DEL
COM NEW
902973304
8786
174000
SH
Put
OTR
35
0
0
174000
VALLEY NATL BANCORP
COM
919794107
17468
1401918
SH
OTR
35
0
0
1401918
VERITEX HLDGS INC
COM
923451108
11881
429380
SH
OTR
35
0
0
429380
VISA INC
COM CL A
92826c839
3469
29000
SH
Put
OTR
35
0
0
29000
WELLS FARGO CO NEW
COM
949746101
9120
174000
SH
Put
OTR
35
0
0
174000
WESTERN NEW ENG BANCORP INC
COM
958892101
149
14009
SH
OTR
34
0
0
14009
WESTERN NEW ENG BANCORP INC
COM
958892101
9580
899523
SH
OTR
35
0
0
899523
ZIONS BANCORPORATION
COM
989701107
6116
116000
SH
Put
OTR
35
0
0
116000