0001172661-17-002053.txt : 20171114
0001172661-17-002053.hdr.sgml : 20171114
20171114091535
ACCESSION NUMBER: 0001172661-17-002053
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171114
DATE AS OF CHANGE: 20171114
EFFECTIVENESS DATE: 20171114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 171198693
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001177043
XXXXXXXX
09-30-2017
09-30-2017
false
MENDON CAPITAL ADVISORS CORP
150 Allens Creek Road
Rochester
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Chief Compliance Officer
312-870-5685
/s/ Lisa M. Tamburini
Chicago
IL
11-14-2017
2
128
1194834
34
0001177044
028-15037
SCHUTZ ANTON VILLARS
35
0001332905
028-11714
RMB Capital Management, LLC
INFORMATION TABLE
2
infotable.xml
ALLSTATE CORP
COM
020002101
5882
64000
SH
Put
OTR
35
0
0
64000
ALLY FINL INC
COM
02005n100
10868
448000
SH
Put
OTR
35
0
0
448000
AMERICAN EXPRESS CO
COM
025816109
5789
64000
SH
Put
OTR
35
0
0
64000
AMERICAN INTL GROUP INC
COM NEW
026874784
3929
64000
SH
Put
OTR
35
0
0
64000
AMERIS BANCORP
COM
03076k108
9600
200000
SH
OTR
35
0
0
200000
ASB BANCORP INC N C
COM
00213T109
4773
105823
SH
OTR
35
0
0
105823
ATLANTIC CAP BANCSHARES INC
COM
048269203
25800
1421463
SH
OTR
35
0
0
1421463
ATLANTIC CAP BANCSHARES INC
COM
048269203
572
31510
SH
OTR
34
0
0
31510
ATLANTIC COAST FINL CORP
COM
048426100
1388
157529
SH
OTR
34
0
0
157529
ATLANTIC COAST FINL CORP
COM
048426100
4748
538908
SH
OTR
35
0
0
538908
BANC OF CALIFORNIA INC
COM
05990k106
2075
100000
SH
OTR
35
0
0
100000
BANCORP 34 INC
COM
05970v106
483
34489
SH
OTR
34
0
0
34489
BANCORPSOUTH INC
COM
059692103
3205
100000
SH
OTR
35
0
0
100000
BANK AMER CORP
COM
060505104
11418
450600
SH
OTR
35
0
0
450600
BANK NEW YORK MELLON CORP
COM
064058100
3393
64000
SH
Put
OTR
35
0
0
64000
BANKUNITED INC
COM
06652k103
10671
300000
SH
OTR
35
0
0
300000
BAY BANCORP INC
COM
07203T106
5465
481470
SH
OTR
35
0
0
481470
BB&T CORP
COM
054937107
6008
128000
SH
Put
OTR
35
0
0
128000
BERKSHIRE HILLS BANCORP INC
COM
084680107
2906
75000
SH
OTR
35
0
0
75000
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
8275
500000
SH
OTR
35
0
0
500000
BROOKLINE BANCORP INC DEL
COM
11373m107
3100
200000
SH
OTR
35
0
0
200000
BYLINE BANCORP INC
COM
124411109
7066
332365
SH
OTR
35
0
0
332365
CAPITAL BK FINL CORP
CL A COM
139794101
8210
200000
SH
OTR
35
0
0
200000
CAPITAL ONE FINL CORP
COM
14040H105
10836
128000
SH
Put
OTR
35
0
0
128000
CAROLINA FINL CORP NEW
COM
143873107
6567
183030
SH
OTR
35
0
0
183030
CHUBB LIMITED
COM
h1467j104
9123
64000
SH
Put
OTR
35
0
0
64000
CITIZENS FINL GROUP INC
COM
174610105
7574
200000
SH
OTR
35
0
0
200000
CIVISTA BANCSHARES INC
COM NO PAR
178867107
488
21860
SH
OTR
34
0
0
21860
COBIZ FINANCIAL INC
COM
190897108
2470
125782
SH
OTR
35
0
0
125782
COMERICA INC
COM
200340107
4881
64000
SH
Put
OTR
35
0
0
64000
CONNECTONE BANCORP INC NEW
COM
20786W107
4245
172571
SH
OTR
35
0
0
172571
COWEN INC
CL A NEW
223622606
10565
593514
SH
OTR
35
0
0
593514
E TRADE FINANCIAL CORP
COM NEW
269246401
4361
100000
SH
OTR
35
0
0
100000
EQUITY BANCSHARES INC
COM CL A
29460x109
656
18430
SH
OTR
34
0
0
18430
EQUITY BANCSHARES INC
COM CL A
29460x109
15230
428050
SH
OTR
35
0
0
428050
ESQUIRE FINL HLDGS INC
COM
29667J101
714
44400
SH
OTR
34
0
0
44400
EVANS BANCORP INC
COM NEW
29911Q208
3916
90644
SH
OTR
35
0
0
90644
FB FINL CORP
COM
30257x104
48390
1282870
SH
OTR
35
0
0
1282870
FIDELITY SOUTHERN CORP NEW
COM
316394105
16843
712489
SH
OTR
35
0
0
712489
FIFTH THIRD BANCORP
COM
316773100
3582
128000
SH
Put
OTR
35
0
0
128000
FIRST BANCORP N C
COM
318910106
567
16475
SH
OTR
34
0
0
16475
FIRST BANCORP N C
COM
318910106
25807
750000
SH
OTR
35
0
0
750000
FIRST BANCSHARES INC MS
COM
318916103
11847
392934
SH
OTR
35
0
0
392934
FIRST CMNTY CORP S C
COM
319835104
1115
54509
SH
OTR
34
0
0
54509
FIRST CMNTY CORP S C
COM
319835104
4848
237065
SH
OTR
35
0
0
237065
FIRST CONN BANCORP INC MD
COM
319850103
1590
59454
SH
OTR
35
0
0
59454
FIRST FNDTN INC
COM
32026v104
25289
1413596
SH
OTR
35
0
0
1413596
FIRST FNDTN INC
COM
32026v104
660
36886
SH
OTR
34
0
0
36886
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
3825
100000
SH
OTR
35
0
0
100000
FIRST INTST BANCSYSTEM INC
COM CL A
32055Y201
893
23341
SH
OTR
34
0
0
23341
FIRST SOUTH BANCORP INC VA
COM
33646W100
461
24868
SH
OTR
34
0
0
24868
FIRST SOUTH BANCORP INC VA
COM
33646W100
4608
248668
SH
OTR
35
0
0
248668
FSB BANCORP INC
COM
30289C102
291
17550
SH
OTR
34
0
0
17550
GREEN BANCORP INC
COM
39260x100
4730
200000
SH
OTR
35
0
0
200000
GUARANTY BANCORP DEL
COM NEW
40075T607
11120
400000
SH
OTR
35
0
0
400000
HARTFORD FINL SVCS GROUP INC
COM
416515104
3548
64000
SH
Put
OTR
35
0
0
64000
HERITAGE FINL CORP WASH
COM
42722X106
11800
400000
SH
OTR
35
0
0
400000
HOME BANCSHARES INC
COM
436893200
8480
336250
SH
OTR
35
0
0
336250
HOMESTREET INC
COM
43785v102
7664
283850
SH
OTR
35
0
0
283850
IBERIABANK CORP
COM
450828108
12322
150000
SH
OTR
35
0
0
150000
INTERACTIVE BROKERS GROUP IN
COM
45841n107
0
64000
SH
Put
OTR
35
0
0
64000
INVESTAR HLDG CORP
COM
46134L105
345
14330
SH
OTR
34
0
0
14330
ISHARES TR
MSCI EMG MKT ETF
464287234
20076
448000
SH
Put
OTR
35
0
0
448000
ISHARES TR
RUSSELL 2000 ETF
464287655
42678
288000
SH
Put
OTR
35
0
0
288000
ISHARES TR
IBOXX HI YD ETF
464288513
11362
128000
SH
Put
OTR
35
0
0
128000
JPMORGAN CHASE & CO
COM
46625h100
6113
64000
SH
Put
OTR
35
0
0
64000
LAKELAND BANCORP INC
COM
511637100
10200
500000
SH
OTR
35
0
0
500000
LIVE OAK BANCSHARES INC
COM
53803x105
27900
1189760
SH
OTR
35
0
0
1189760
M & T BK CORP
*W EXP 12/23/201
55261F112
3422
40000
SH
OTR
35
0
0
40000
MANNING & NAPIER INC
CL A
56382q102
3569
903497
SH
OTR
35
0
0
903497
MASTERCARD INCORPORATED
CL A
57636Q104
13555
96000
SH
Put
OTR
35
0
0
96000
MELROSE BANCORP INC
COM
585553100
239
12000
SH
OTR
34
0
0
12000
MIDSOUTH BANCORP INC
COM
598039105
1026
85109
SH
OTR
34
0
0
85109
MIDSOUTH BANCORP INC
COM
598039105
7046
584730
SH
OTR
35
0
0
584730
MORGAN STANLEY
COM NEW
617446448
6166
128000
SH
Put
OTR
35
0
0
128000
OCEANFIRST FINL CORP
COM
675234108
15285
556036
SH
OTR
35
0
0
556036
OLD LINE BANCSHARES INC
COM
67984m100
5600
200000
SH
OTR
35
0
0
200000
OPUS BK IRVINE CALIF
COM
684000102
25751
1072965
SH
OTR
35
0
0
1072965
PACIFIC PREMIER BANCORP
COM
69478x105
29309
776390
SH
OTR
35
0
0
776390
PARAGON COML CORP
COM NEW
69911U403
5646
100000
SH
OTR
35
0
0
100000
PARK STERLING CORP
COM
70086Y105
40483
3259513
SH
OTR
35
0
0
3259513
PARK STERLING CORP
COM
70086Y105
598
48145
SH
OTR
34
0
0
48145
PCSB FINL CORP
COM
69324R104
576
30530
SH
OTR
34
0
0
30530
PCSB FINL CORP
COM
69324R104
5500
291630
SH
OTR
35
0
0
291630
PEAPACK-GLADSTONE FINL CORP
COM
704699107
7752
229770
SH
OTR
35
0
0
229770
PERFORMANT FINL CORP
COM
71377e105
1062
583418
SH
OTR
35
0
0
583418
PINNACLE FINL PARTNERS INC
COM
72346q104
56323
841264
SH
OTR
35
0
0
841264
PNC FINL SVCS GROUP INC
COM
693475105
8626
64000
SH
Put
OTR
35
0
0
64000
PROGRESSIVE CORP OHIO
COM
743315103
3099
64000
SH
Put
OTR
35
0
0
64000
REGIONS FINL CORP NEW
COM
7591ep100
1523
100000
SH
OTR
35
0
0
100000
SCHWAB CHARLES CORP NEW
COM
808513105
8397
192000
SH
Put
OTR
35
0
0
192000
SEACOAST BKG CORP FLA
COM NEW
811707801
25401
1063240
SH
OTR
35
0
0
1063240
SELECT BANCORP INC NEW
COM
81617L108
574
48986
SH
OTR
34
0
0
48986
SELECT BANCORP INC NEW
COM
81617L108
563
48080
SH
OTR
35
0
0
48080
SELECT SECTOR SPDR TR
SBI INT-FINL
81369y605
34756
1344000
SH
Put
OTR
35
0
0
1344000
SHORE BANCSHARES INC
COM
825107105
2960
177750
SH
OTR
35
0
0
177750
SI FINL GROUP INC MD
COM
78425V104
1495
100000
SH
OTR
34
0
0
100000
SILVERCREST ASSET MGMT GROUP
CL A
828359109
8741
600761
SH
OTR
35
0
0
600761
SOUTHERN FIRST BANCSHARES IN
COM
842873101
1206
33167
SH
OTR
34
0
0
33167
SOUTHERN FIRST BANCSHARES IN
COM
842873101
11257
309692
SH
OTR
35
0
0
309692
SOUTHERN NATL BANCORP OF VA
COM
843395104
1179
69417
SH
OTR
34
0
0
69417
SOUTHERN NATL BANCORP OF VA
COM
843395104
3398
200000
SH
OTR
35
0
0
200000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
48237
192000
SH
Put
OTR
35
0
0
192000
SPDR SERIES TRUST
S&P REGL BKG
78464a698
34512
608000
SH
Put
OTR
35
0
0
608000
SPDR SERIES TRUST
S&P BK ETF
78464a797
11544
256000
SH
Put
OTR
35
0
0
256000
STATE BK FINL CORP
COM
856190103
8595
300000
SH
OTR
35
0
0
300000
STATE STR CORP
COM
857477103
3057
32000
SH
Put
OTR
35
0
0
32000
SUN BANCORP INC
COM NEW
86663b201
3322
133688
SH
OTR
35
0
0
133688
SUNSHINE BANCORP INC
COM
86777J108
1507
64864
SH
OTR
34
0
0
64864
SUNSHINE BANCORP INC
COM
86777J108
6884
296206
SH
OTR
35
0
0
296206
SUNTRUST BKS INC
COM
867914103
3825
64000
SH
Put
OTR
35
0
0
64000
SYNCHRONY FINL
COM
87165B103
8942
288000
SH
Put
OTR
35
0
0
288000
SYNOVUS FINL CORP
COM NEW
87161c501
4606
100000
SH
OTR
35
0
0
100000
TD AMERITRADE HLDG CORP
COM
87236Y108
0
160000
SH
Put
OTR
35
0
0
160000
TFS FINL CORP
COM
87240R107
4014
248860
SH
OTR
35
0
0
248860
TRIUMPH BANCORP INC
COM
89679e300
2442
75731
SH
OTR
34
0
0
75731
TRIUMPH BANCORP INC
COM
89679e300
40888
1267839
SH
OTR
35
0
0
1267839
UNITED FINL BANCORP INC NEW
COM
910304104
14639
800375
SH
OTR
35
0
0
800375
US BANCORP DEL
COM NEW
902973304
10290
192000
SH
Put
OTR
35
0
0
192000
VALLEY NATL BANCORP
COM
919794107
16893
1401918
SH
OTR
35
0
0
1401918
VERITEX HLDGS INC
COM
923451108
11576
429380
SH
OTR
35
0
0
429380
VISA INC
COM CL A
92826c839
10103
96000
SH
Put
OTR
35
0
0
96000
WELLS FARGO CO NEW
COM
949746101
10590
192000
SH
Put
OTR
35
0
0
192000
WESTERN ALLIANCE BANCORP
COM
957638109
10085
190000
SH
OTR
35
0
0
190000
WESTERN NEW ENG BANCORP INC
COM
958892101
155
14187
SH
OTR
34
0
0
14187
WESTERN NEW ENG BANCORP INC
COM
958892101
9292
852471
SH
OTR
35
0
0
852471
XENITH BANKSHARES INC NEW
COM NEW
984102202
13000
400000
SH
OTR
35
0
0
400000
ZIONS BANCORPORATION
COM
989701107
7549
160000
SH
Put
OTR
35
0
0
160000