0001172661-17-001049.txt : 20170512
0001172661-17-001049.hdr.sgml : 20170512
20170512164243
ACCESSION NUMBER: 0001172661-17-001049
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
EFFECTIVENESS DATE: 20170512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 17839314
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001177043
XXXXXXXX
03-31-2017
03-31-2017
false
MENDON CAPITAL ADVISORS CORP
150 Allens Creek Road
Rochester
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Chief Compliance Officer
312-870-5685
/s/ Lisa M. Tamburini
Chicago
IL
05-12-2017
2
143
1245718
34
0001177044
028-15037
SCHUTZ ANTON VILLARS
35
0001332905
028-11714
RMB Capital Management, LLC
INFORMATION TABLE
2
infotable.xml
AERCAP HOLDINGS NV
SHS
N00985106
6895
150000
SH
OTR
35
0
0
150000
AFLAC INC
COM
001055102
2716
37500
SH
Put
OTR
35
0
0
37500
ALLEGIANCE BANCSHARES INC
COM
01748H107
897
24100
SH
OTR
35
0
0
24100
ALLSTATE CORP
COM
020002101
6112
75000
SH
Put
OTR
35
0
0
75000
ALLY FINL INC
COM
02005n100
6153
302650
SH
OTR
35
0
0
302650
AMERICAN EXPRESS CO
COM
025816109
5933
75000
SH
Put
OTR
35
0
0
75000
AMERICAN INTL GROUP INC
COM NEW
026874784
14046
225000
SH
Put
OTR
35
0
0
225000
AMERIS BANCORP
COM
03076K108
353
7650
SH
OTR
34
0
0
7650
AMERIS BANCORP
COM
03076K108
23390
507380
SH
OTR
35
0
0
507380
ASB BANCORP INC N C
COM
00213T109
3598
105823
SH
OTR
35
0
0
105823
ASB BANCORP INC N C
COM
00213T109
1217
35792
SH
OTR
34
0
0
35792
ASTORIA FINL CORP
COM
046265104
16921
825000
SH
OTR
35
0
0
825000
ATHENE HLDG LTD
CL A
G0684D107
9942
198870
SH
OTR
35
0
0
198870
ATLANTIC CAP BANCSHARES INC
COM
048269203
622
32831
SH
OTR
34
0
0
32831
ATLANTIC CAP BANCSHARES INC
COM
048269203
26937
1421463
SH
OTR
35
0
0
1421463
ATLANTIC COAST FINL CORP
COM
048426100
4106
538908
SH
OTR
35
0
0
538908
ATLANTIC COAST FINL CORP
COM
048426100
1203
157854
SH
OTR
34
0
0
157854
BANCORP 34 INC
COM
05970v106
433
34049
SH
OTR
34
0
0
34049
BANCORPSOUTH INC
COM
059692103
4413
145880
SH
OTR
35
0
0
145880
BANK AMER CORP
COM
060505104
7091
300600
SH
OTR
35
0
0
300600
BANK NEW YORK MELLON CORP
COM
064058100
14168
300000
SH
Put
OTR
35
0
0
300000
BANKUNITED INC
COM
06652k103
21853
585720
SH
OTR
35
0
0
585720
BB&T CORP
COM
054937107
10057
225000
SH
Put
OTR
35
0
0
225000
BNC BANCORP
COM
05566T101
746
21275
SH
OTR
34
0
0
21275
BNC BANCORP
COM
05566T101
60707
1732001
SH
OTR
35
0
0
1732001
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
371
22651
SH
OTR
34
0
0
22651
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
15365
936860
SH
OTR
35
0
0
936860
BSB BANCORP INC MD
COM
05573H108
616
21804
SH
OTR
34
0
0
21804
CAMDEN NATL CORP
COM
133034108
5285
120000
SH
OTR
35
0
0
120000
CAPITAL BK FINL CORP
CL A COM
139794101
9765
225000
SH
OTR
35
0
0
225000
CAPITAL ONE FINL CORP
COM
14040H105
12998
150000
SH
Put
OTR
35
0
0
150000
CAROLINA FINL CORP NEW
COM
143873107
242
8055
SH
OTR
34
0
0
8055
CAROLINA FINL CORP NEW
COM
143873107
5194
173120
SH
OTR
35
0
0
173120
CASCADE BANCORP
COM NEW
147154207
7020
910462
SH
OTR
35
0
0
910462
CASCADE BANCORP
COM NEW
147154207
296
38448
SH
OTR
34
0
0
38448
CENTERSTATE BANKS INC
COM
15201P109
5290
204240
SH
OTR
35
0
0
204240
CENTERSTATE BANKS INC
COM
15201P109
366
14135
SH
OTR
34
0
0
14135
CIT GROUP INC
COM NEW
125581801
11120
259030
SH
OTR
35
0
0
259030
CITIGROUP INC
COM NEW
172967424
4486
75000
SH
Put
OTR
35
0
0
75000
CITIZENS FINL GROUP INC
COM
174610105
8637
250000
SH
OTR
35
0
0
250000
CIVISTA BANCSHARES INC
COM NO PAR
178867107
478
21590
SH
OTR
34
0
0
21590
COBIZ FINANCIAL INC
COM
190897108
2113
125782
SH
OTR
35
0
0
125782
COMERICA INC
COM
200340107
5143
75000
SH
Put
OTR
35
0
0
75000
COMMERCE UN BANCSHARES INC
COM
200828101
599
27530
SH
OTR
35
0
0
27530
COWEN GROUP INC NEW
CL A NEW
223622606
15754
1053757
SH
OTR
35
0
0
1053757
DISCOVER FINL SVCS
COM
254709108
3419
50000
SH
OTR
35
0
0
50000
E TRADE FINANCIAL CORP
COM NEW
269246401
3489
100000
SH
OTR
35
0
0
100000
EQUITY BANCSHARES INC
COM CL A
29460x109
586
18430
SH
OTR
34
0
0
18430
EQUITY BANCSHARES INC
COM CL A
29460x109
13599
428050
SH
OTR
35
0
0
428050
EVANS BANCORP INC
COM NEW
29911Q208
104
2720
SH
OTR
34
0
0
2720
EVANS BANCORP INC
COM NEW
29911Q208
3481
90644
SH
OTR
35
0
0
90644
FB FINL CORP
COM
30257x104
21655
612404
SH
OTR
35
0
0
612404
FB FINL CORP
COM
30257x104
1408
39820
SH
OTR
34
0
0
39820
FIDELITY SOUTHERN CORP NEW
COM
316394105
10284
459501
SH
OTR
35
0
0
459501
FIFTH THIRD BANCORP
COM
316773100
3810
150000
SH
Put
OTR
35
0
0
150000
FIRST BANCORP N C
COM
318910106
17721
605015
SH
OTR
35
0
0
605015
FIRST BANCSHARES INC MS
COM
318916103
11199
392934
SH
OTR
35
0
0
392934
FIRST CMNTY CORP S C
COM
319835104
1219
55425
SH
OTR
34
0
0
55425
FIRST CMNTY CORP S C
COM
319835104
5215
237065
SH
OTR
35
0
0
237065
FIRST CONN BANCORP INC MD
COM
319850103
4609
185854
SH
OTR
35
0
0
185854
FIRST FNDTN INC
COM
32026v104
21925
1413596
SH
OTR
35
0
0
1413596
FIRST FNDTN INC
COM
32026v104
574
36986
SH
OTR
34
0
0
36986
FIRST MIDWEST BANCORP DEL
COM
320867104
4519
190824
SH
OTR
35
0
0
190824
FSB BANCORP INC
COM
30289C102
247
17335
SH
OTR
34
0
0
17335
GREEN BANCORP INC
COM
39260x100
4479
251620
SH
OTR
35
0
0
251620
GUARANTY BANCORP DEL
COM NEW
40075T607
544
22360
SH
OTR
34
0
0
22360
GUARANTY BANCORP DEL
COM NEW
40075T607
14530
596701
SH
OTR
35
0
0
596701
HARTFORD FINL SVCS GROUP INC
COM
416515104
3605
75000
SH
Put
OTR
35
0
0
75000
HERITAGE FINL CORP WASH
COM
42722X106
146
5880
SH
OTR
34
0
0
5880
HERITAGE FINL CORP WASH
COM
42722X106
11124
449452
SH
OTR
35
0
0
449452
HERITAGE OAKS BANCORP
COM
42724r107
6778
507720
SH
OTR
35
0
0
507720
HOME BANCSHARES INC
COM
436893200
10456
386250
SH
OTR
35
0
0
386250
HOMESTREET INC
COM
43785v102
7342
262670
SH
OTR
35
0
0
262670
HOMETRUST BANCSHARES INC
COM
437872104
11575
492539
SH
OTR
35
0
0
492539
HOULIHAN LOKEY INC
CL A
441593100
5339
154982
SH
OTR
35
0
0
154982
HOWARD BANCORP INC
COM
442496105
373
19930
SH
OTR
34
0
0
19930
IBERIABANK CORP
COM
450828108
28342
358300
SH
OTR
35
0
0
358300
INDEPENDENT BK GROUP INC
COM
45384b106
2946
45820
SH
OTR
35
0
0
45820
INVESTAR HLDG CORP
COM
46134L105
310
14150
SH
OTR
34
0
0
14150
ISHARES TR
MSCI EMG MKT ETF
464287234
11816
300000
SH
Put
OTR
35
0
0
300000
ISHARES TR
RUSSELL 2000 ETF
464287655
56710
412500
SH
Put
OTR
35
0
0
412500
JPMORGAN CHASE & CO
COM
46625H100
9882
112500
SH
Put
OTR
35
0
0
112500
KEARNY FINL CORP MD
COM
48716p108
1704
113212
SH
OTR
35
0
0
113212
LAKELAND BANCORP INC
COM
511637100
12740
650000
SH
OTR
35
0
0
650000
M & T BK CORP
*W EXP 12/23/201
55261F112
6456
80000
SH
OTR
35
0
0
80000
MANNING & NAPIER INC
CL A
56382q102
5150
903497
SH
OTR
35
0
0
903497
METLIFE INC
COM
59156r108
19805
375000
SH
Put
OTR
35
0
0
375000
NEW YORK CMNTY BANCORP INC
COM
649445103
4631
331478
SH
OTR
35
0
0
331478
NORTHERN TR CORP
COM
665859104
3247
37500
SH
Put
OTR
35
0
0
37500
OCEANFIRST FINL CORP
COM
675234108
16309
578860
SH
OTR
35
0
0
578860
OLD LINE BANCSHARES INC
COM
67984m100
6528
229211
SH
OTR
35
0
0
229211
OLD SECOND BANCORP INC ILL
COM
680277100
3187
283288
SH
OTR
35
0
0
283288
OPUS BK IRVINE CALIF
COM
684000102
24753
1228420
SH
OTR
35
0
0
1228420
PACIFIC PREMIER BANCORP
COM
69478x105
11820
306619
SH
OTR
35
0
0
306619
PARAGON COML CORP
COM NEW
69911U403
419
7833
SH
OTR
34
0
0
7833
PARAGON COML CORP
COM NEW
69911U403
5883
109977
SH
OTR
35
0
0
109977
PARK STERLING CORP
COM
70086Y105
35362
2872593
SH
OTR
35
0
0
2872593
PARK STERLING CORP
COM
70086Y105
593
48145
SH
OTR
34
0
0
48145
PERFORMANT FINL CORP
COM
71377e105
1709
583418
SH
OTR
35
0
0
583418
PINNACLE FINL PARTNERS INC
COM
72346Q104
2178
32770
SH
OTR
35
0
0
32770
PNC FINL SVCS GROUP INC
COM
693475105
4509
37500
SH
Put
OTR
35
0
0
37500
PROGRESSIVE CORP OHIO
COM
743315103
5876
150000
SH
Put
OTR
35
0
0
150000
REGIONS FINL CORP NEW
COM
7591ep100
2906
200000
SH
OTR
35
0
0
200000
RENASANT CORP
COM
75970E107
4837
121880
SH
OTR
35
0
0
121880
SCHWAB CHARLES CORP NEW
COM
808513105
9183
225000
SH
Put
OTR
35
0
0
225000
SEACOAST BKG CORP FLA
COM NEW
811707801
30019
1251850
SH
OTR
35
0
0
1251850
SEACOAST BKG CORP FLA
COM NEW
811707801
1307
54496
SH
OTR
34
0
0
54496
SELECT BANCORP INC NEW
COM
81617L108
476
43671
SH
OTR
34
0
0
43671
SELECT SECTOR SPDR TR
SBI INT-FINL
81369y605
33813
1425000
SH
Put
OTR
35
0
0
1425000
SHORE BANCSHARES INC
COM
825107105
3665
219321
SH
OTR
35
0
0
219321
SILVERCREST ASSET MGMT GROUP
CL A
828359109
7990
600761
SH
OTR
35
0
0
600761
SOUTHERN FIRST BANCSHARES IN
COM
842873101
1080
33070
SH
OTR
34
0
0
33070
SOUTHERN FIRST BANCSHARES IN
COM
842873101
8384
256782
SH
OTR
35
0
0
256782
SOUTHERN NATL BANCORP OF VA
COM
843395104
1209
71441
SH
OTR
34
0
0
71441
SOUTHERN NATL BANCORP OF VA
COM
843395104
4232
250000
SH
OTR
35
0
0
250000
SPDR S&P 500 ETF TR
TR UNIT
78462F103
53040
225000
SH
Put
OTR
35
0
0
225000
SPDR SERIES TRUST
S&P BK ETF
78464A797
6446
150000
SH
Put
OTR
35
0
0
150000
SPDR SERIES TRUST
S&P REGL BKG
78464a698
36864
675000
SH
Put
OTR
35
0
0
675000
STATE BK FINL CORP
COM
856190103
340
13012
SH
OTR
34
0
0
13012
STATE BK FINL CORP
COM
856190103
13471
515716
SH
OTR
35
0
0
515716
STATE STR CORP
COM
857477103
11941
150000
SH
Put
OTR
35
0
0
150000
SUN BANCORP INC
COM NEW
86663b201
2362
96788
SH
OTR
35
0
0
96788
SUNSHINE BANCORP INC
COM
86777J108
1412
67447
SH
OTR
34
0
0
67447
SUNTRUST BKS INC
COM
867914103
4147
75000
SH
Put
OTR
35
0
0
75000
SYNOVUS FINL CORP
COM NEW
87161C501
5127
125000
SH
OTR
35
0
0
125000
TD AMERITRADE HLDG CORP
COM
87236Y108
2914
75000
SH
Put
OTR
35
0
0
75000
TRIUMPH BANCORP INC
COM
89679E300
1626
63021
SH
OTR
34
0
0
63021
TRIUMPH BANCORP INC
COM
89679E300
22305
864539
SH
OTR
35
0
0
864539
UNITED BANKSHARES INC WEST V
COM
909907107
4225
100000
SH
OTR
35
0
0
100000
UNITED FINL BANCORP INC NEW
COM
910304104
19944
1172513
SH
OTR
35
0
0
1172513
UNIVEST CORP PA
COM
915271100
1165
45000
SH
OTR
35
0
0
45000
US BANCORP DEL
COM NEW
902973304
3862
75000
SH
Put
OTR
35
0
0
75000
VALLEY NATL BANCORP
COM
919794107
17659
1496500
SH
OTR
35
0
0
1496500
VERITEX HLDGS INC
COM
923451108
9079
322860
SH
OTR
35
0
0
322860
VISA INC
COM CL A
92826c839
13330
150000
SH
OTR
35
0
0
150000
WASHINGTONFIRST BANKSHARES I
COM
940730104
2827
100957
SH
OTR
35
0
0
100957
WELLS FARGO & CO NEW
COM
949746101
12522
225000
SH
Put
OTR
35
0
0
225000
WESTERN ALLIANCE BANCORP
COM
957638109
14727
300000
SH
OTR
35
0
0
300000
WESTERN NEW ENG BANCORP INC
COM
958892101
612
58307
SH
OTR
34
0
0
58307
WESTERN NEW ENG BANCORP INC
COM
958892101
6943
661211
SH
OTR
35
0
0
661211
XENITH BANKSHARES INC NEW
COM NEW
984102202
690
27209
SH
OTR
34
0
0
27209
XENITH BANKSHARES INC NEW
COM NEW
984102202
14021
552646
SH
OTR
35
0
0
552646
ZIONS BANCORPORATION
COM
989701107
3150
75000
SH
Put
OTR
35
0
0
75000