0001172661-17-000399.txt : 20170213
0001172661-17-000399.hdr.sgml : 20170213
20170213070356
ACCESSION NUMBER: 0001172661-17-000399
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
EFFECTIVENESS DATE: 20170213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP
CENTRAL INDEX KEY: 0001177043
IRS NUMBER: 280010662
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10662
FILM NUMBER: 17595763
BUSINESS ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
BUSINESS PHONE: 5857701770
MAIL ADDRESS:
STREET 1: 150 ALLENS CREEK ROAD
CITY: ROCHESTER
STATE: NY
ZIP: 14618
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001177043
XXXXXXXX
12-31-2016
12-31-2016
false
MENDON CAPITAL ADVISORS CORP
150 Allens Creek Road
Rochester
NY
14618
13F HOLDINGS REPORT
028-10662
N
Lisa M. Tamburini
Chief Compliance Officer
312-870-5685
/s/ Lisa M. Tamburini
Chicago
IL
02-13-2017
2
116
973233
34
0001177044
028-15037
SCHUTZ ANTON VILLARS
35
0001332905
028-11714
RMB Capital Management, LLC
INFORMATION TABLE
2
infotable.xml
AERCAP HOLDINGS NV
SHS
N00985106
4009
96340
SH
OTR
35
0
0
96340
AFLAC INC
COM
001055102
10440
150000
SH
Put
OTR
35
0
0
150000
AMERICAN EXPRESS CO
COM
025816109
11112
150000
SH
Put
OTR
35
0
0
150000
AMERICAN INTL GROUP INC
COM NEW
026874784
9796
150000
SH
Put
OTR
35
0
0
150000
AMERIS BANCORP
COM
03076K108
17440
400000
SH
OTR
35
0
0
400000
ASB BANCORP INC N C
COM
00213T109
998
33561
SH
OTR
34
0
0
33561
ASB BANCORP INC N C
COM
00213T109
3148
105823
SH
OTR
35
0
0
105823
ASTORIA FINL CORP
COM
046265104
14640
785000
SH
OTR
35
0
0
785000
ATLANTIC CAP BANCSHARES INC
COM
048269203
616
32421
SH
OTR
34
0
0
32421
ATLANTIC CAP BANCSHARES INC
COM
048269203
27008
1421463
SH
OTR
35
0
0
1421463
ATLANTIC COAST FINL CORP
COM
048426100
1081
158994
SH
OTR
34
0
0
158994
ATLANTIC COAST FINL CORP
COM
048426100
3665
538908
SH
OTR
35
0
0
538908
BANCORP 34 INC
COM
05970v106
401
31884
SH
OTR
34
0
0
31884
BANK AMER CORP
COM
060505104
13762
622700
SH
OTR
35
0
0
622700
BANK NEW YORK MELLON CORP
COM
064058100
3553
75000
SH
Put
OTR
35
0
0
75000
BANKUNITED INC
COM
06652k103
14494
384552
SH
OTR
35
0
0
384552
BB&T CORP
COM
054937107
7052
150000
SH
Put
OTR
35
0
0
150000
BNC BANCORP
COM
05566T101
1296
40640
SH
OTR
34
0
0
40640
BNC BANCORP
COM
05566T101
50237
1574841
SH
OTR
35
0
0
1574841
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
358
21661
SH
OTR
34
0
0
21661
BOSTON PRIVATE FINL HLDGS IN
COM
101119105
15505
936860
SH
OTR
35
0
0
936860
BSB BANCORP INC MD
COM
05573H108
603
20839
SH
OTR
34
0
0
20839
CAI INTERNATIONAL INC
COM
12477x106
707
81490
SH
OTR
35
0
0
81490
CAMDEN NATL CORP
COM
133034108
5334
120000
SH
OTR
35
0
0
120000
CAPITAL BK FINL CORP
CL A COM
139794101
8831
225000
SH
OTR
35
0
0
225000
CAPITAL ONE FINL CORP
COM
14040h105
19629
225000
SH
Put
OTR
35
0
0
225000
CITIGROUP INC
COM NEW
172967424
8914
150000
SH
OTR
35
0
0
150000
CITIZENS FINL GROUP INC
COM
174610105
17815
500000
SH
OTR
35
0
0
500000
COBIZ FINANCIAL INC
COM
190897108
1740
103000
SH
OTR
35
0
0
103000
COMMUNITY HEALTHCARE TR INC
COM
20369C106
3385
146978
SH
OTR
35
0
0
146978
CONNECTONE BANCORP INC NEW
COM
20786w107
1780
68590
SH
OTR
35
0
0
68590
COWEN GROUP INC NEW
CL A NEW
223622606
17041
1099407
SH
OTR
35
0
0
1099407
DISCOVER FINL SVCS
COM
254709108
7209
100000
SH
OTR
35
0
0
100000
E TRADE FINANCIAL CORP
COM NEW
269246401
6930
200000
SH
OTR
35
0
0
200000
EQUITY BANCSHARES INC
COM CL A
29460x109
599
17808
SH
OTR
34
0
0
17808
EQUITY BANCSHARES INC
COM CL A
29460x109
9825
292050
SH
OTR
35
0
0
292050
EVANS BANCORP INC
COM NEW
29911Q208
1357
43004
SH
OTR
35
0
0
43004
FB FINL CORP
COM
30257x104
967
37245
SH
OTR
34
0
0
37245
FB FINL CORP
COM
30257x104
11721
451694
SH
OTR
35
0
0
451694
FIDELITY SOUTHERN CORP NEW
COM
316394105
10583
447101
SH
OTR
35
0
0
447101
FIFTH THIRD BANCORP
COM
316773100
6068
225000
SH
Put
OTR
35
0
0
225000
FIRST BANCORP N C
COM
318910106
4322
159250
SH
OTR
35
0
0
159250
FIRST BANCSHARES INC MS
COM
318916103
9881
359304
SH
OTR
35
0
0
359304
FIRST CMNTY CORP S C
COM
319835104
986
54640
SH
OTR
34
0
0
54640
FIRST CMNTY CORP S C
COM
319835104
3044
168631
SH
OTR
35
0
0
168631
FIRST CONN BANCORP INC MD
COM
319850103
3294
145411
SH
OTR
35
0
0
145411
FIRST FNDTN INC
COM
32026V104
510
17903
SH
OTR
34
0
0
17903
FIRST FNDTN INC
COM
32026V104
20144
706798
SH
OTR
35
0
0
706798
FIRST HORIZON NATL CORP
COM
320517105
3482
174000
SH
OTR
35
0
0
174000
FIRST REP BK SAN FRANCISCO C
COM
33616C100
3455
37500
SH
Put
OTR
35
0
0
37500
FSB BANCORP INC
COM
30289C102
237
16695
SH
OTR
34
0
0
16695
GUARANTY BANCORP DEL
COM NEW
40075T607
1544
63785
SH
OTR
34
0
0
63785
GUARANTY BANCORP DEL
COM NEW
40075T607
14850
613621
SH
OTR
35
0
0
613621
HARTFORD FINL SVCS GROUP INC
COM
416515104
3574
75000
SH
Put
OTR
35
0
0
75000
HOME BANCSHARES INC
COM
436893200
11108
400000
SH
OTR
35
0
0
400000
HOMETRUST BANCSHARES INC
COM
437872104
12757
492539
SH
OTR
35
0
0
492539
HOULIHAN LOKEY INC
CL A
441593100
5910
189895
SH
OTR
35
0
0
189895
IBERIABANK CORP
COM
450828108
8375
100000
SH
OTR
35
0
0
100000
INDEPENDENT BK GROUP INC
COM
45384b106
1039
16650
SH
OTR
35
0
0
16650
ISHARES TR
MSCI EMG MKT ETF
464287234
13129
375000
SH
Put
OTR
35
0
0
375000
ISHARES TR
RUSSELL 2000 ETF
464287655
40456
300000
SH
Put
OTR
35
0
0
300000
JPMORGAN CHASE & CO
COM
46625h100
12944
150000
SH
Put
OTR
35
0
0
150000
KEARNY FINL CORP MD
COM
48716p108
1760
113212
SH
OTR
35
0
0
113212
LAKELAND BANCORP INC
COM
511637100
12675
650000
SH
OTR
35
0
0
650000
LIVE OAK BANCSHARES INC
COM
53803x105
2933
158560
SH
OTR
35
0
0
158560
M & T BK CORP
*W EXP 12/23/201
55261F112
6360
80000
SH
OTR
35
0
0
80000
MANNING & NAPIER INC
CL A
56382q102
1853
245477
SH
OTR
35
0
0
245477
MORGAN STANLEY
COM NEW
617446448
7994
189200
SH
OTR
35
0
0
189200
NEW YORK CMNTY BANCORP INC
COM
649445103
5775
362956
SH
OTR
35
0
0
362956
OCEANFIRST FINL CORP
COM
675234108
17383
578860
SH
OTR
35
0
0
578860
OLD LINE BANCSHARES INC
COM
67984m100
5496
229211
SH
OTR
35
0
0
229211
OLD SECOND BANCORP INC ILL
COM
680277100
3130
283288
SH
OTR
35
0
0
283288
OPUS BK IRVINE CALIF
COM
684000102
27989
931420
SH
OTR
35
0
0
931420
PARAGON COML CORP
COM NEW
69911U403
4654
106447
SH
OTR
35
0
0
106447
PARAGON COML CORP
COM NEW
69911U403
330
7548
SH
OTR
34
0
0
7548
PARK STERLING CORP
COM
70086Y105
353
32725
SH
OTR
34
0
0
32725
PARK STERLING CORP
COM
70086Y105
21970
2036176
SH
OTR
35
0
0
2036176
PERFORMANT FINL CORP
COM
71377e105
1371
583418
SH
OTR
35
0
0
583418
PNC FINL SVCS GROUP INC
COM
693475105
4386
37500
SH
Put
OTR
35
0
0
37500
PRINCIPAL FINL GROUP INC
COM
74251V102
4339
75000
SH
Put
OTR
35
0
0
75000
PROGRESSIVE CORP OHIO
COM
743315103
2662
75000
SH
Put
OTR
35
0
0
75000
RENASANT CORP
COM
75970E107
5146
121880
SH
OTR
35
0
0
121880
SCHWAB CHARLES CORP NEW
COM
808513105
2960
75000
SH
Put
OTR
35
0
0
75000
SEACOAST BKG CORP FLA
COM NEW
811707801
445
20186
SH
OTR
34
0
0
20186
SEACOAST BKG CORP FLA
COM NEW
811707801
11513
521900
SH
OTR
35
0
0
521900
SELECT BANCORP INC NEW
COM
81617L108
421
42741
SH
OTR
34
0
0
42741
SELECT SECTOR SPDR TR
SBI INT-FINL
81369y605
17435
750000
SH
Put
OTR
35
0
0
750000
SHORE BANCSHARES INC
COM
825107105
3345
219321
SH
OTR
35
0
0
219321
SILVERCREST ASSET MGMT GROUP
CL A
828359109
7900
600761
SH
OTR
35
0
0
600761
SOUTHERN FIRST BANCSHARES IN
COM
842873101
1133
31465
SH
OTR
34
0
0
31465
SOUTHERN FIRST BANCSHARES IN
COM
842873101
9244
256782
SH
OTR
35
0
0
256782
SOUTHERN NATL BANCORP OF VA
COM
843395104
1165
71311
SH
OTR
34
0
0
71311
SOUTHERN NATL BANCORP OF VA
COM
843395104
4441
271776
SH
OTR
35
0
0
271776
SPDR S&P 500 ETF TR
TR UNIT
78462f103
50295
225000
SH
Put
OTR
35
0
0
225000
SPDR SERIES TRUST
S&P REGL BKG
78464a698
16672
300000
SH
Put
OTR
35
0
0
300000
SPDR SERIES TRUST
S&P BK ETF
78464A797
6520
150000
SH
Put
OTR
35
0
0
150000
STATE BK FINL CORP
COM
856190103
334
12437
SH
OTR
34
0
0
12437
STATE BK FINL CORP
COM
856190103
12735
474142
SH
OTR
35
0
0
474142
SUN BANCORP INC
COM NEW
86663b201
1101
42338
SH
OTR
35
0
0
42338
SYNCHRONY FINL
COM
87165b103
16321
450000
SH
OTR
35
0
0
450000
SYNOVUS FINL CORP
COM NEW
87161C501
13351
325000
SH
OTR
35
0
0
325000
TD AMERITRADE HLDG CORP
COM
87236Y108
6540
150000
SH
Put
OTR
35
0
0
150000
TRIUMPH BANCORP INC
COM
89679E300
22608
864539
SH
OTR
35
0
0
864539
TRIUMPH BANCORP INC
COM
89679E300
1562
59741
SH
OTR
34
0
0
59741
UNITED BANKSHARES INC WEST V
COM
909907107
14439
312184
SH
OTR
35
0
0
312184
UNITED FINL BANCORP INC NEW
COM
910304104
21293
1172513
SH
OTR
35
0
0
1172513
UNIVEST CORP PA
COM
915271100
1390
45000
SH
OTR
35
0
0
45000
US BANCORP DEL
COM NEW
902973304
7706
150000
SH
Put
OTR
35
0
0
150000
VALLEY NATL BANCORP
COM
919794107
6943
596500
SH
OTR
35
0
0
596500
VERITEX HLDGS INC
COM
923451108
478
17880
SH
OTR
34
0
0
17880
VERITEX HLDGS INC
COM
923451108
8624
322860
SH
OTR
35
0
0
322860
WASHINGTONFIRST BANKSHARES I
COM
940730104
2927
100957
SH
OTR
35
0
0
100957
WELLS FARGO & CO NEW
COM
949746101
8266
150000
SH
Put
OTR
35
0
0
150000
WESTERN ALLIANCE BANCORP
COM
957638109
14613
300000
SH
OTR
35
0
0
300000
XENITH BANKSHARES INC NEW
COM NEW
984102202
12516
443814
SH
OTR
35
0
0
443814
XENITH BANKSHARES INC NEW
COM NEW
984102202
748
26534
SH
OTR
34
0
0
26534