0001104659-14-040371.txt : 20140520 0001104659-14-040371.hdr.sgml : 20140520 20140520154823 ACCESSION NUMBER: 0001104659-14-040371 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140520 DATE AS OF CHANGE: 20140520 EFFECTIVENESS DATE: 20140520 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 280010662 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 14857866 BUSINESS ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 BUSINESS PHONE: 5857701770 MAIL ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE 0001177043 XXXXXXXX 03-31-2014 03-31-2014 true 1 NEW HOLDINGS false Mendon Capital Advisors Corp

150 Allens Creek Road Rochester NY 14618

13F HOLDINGS REPORT 028-10662 N Anton Schutz 585-770-1770 /s/ Anton Schutz Rochester NY 05-20-2014 2 189 303810 false 1 028-02744 BURNHAM ASSET MANAGEMENT CORP /NY/ 2 028-15037 SCHUTZ ANTON VILLARS INFORMATION TABLE 2 a14-13149_1informationtable.xml INFORMATION TABLE AMERICAN CAPITAL LTD COM 02503Y103 395 25000 SH DFND 1,2 0 25000 0 AMERIS BANCORP COM 03076K108 3262 140000 SH DFND 1,2 0 140000 0 ASB BANCORP COM 00213T109 2000 112703 SH DFND 2 112703 0 0 ASB BANCORP COM 00213T109 3586 202036 SH DFND 1,2 0 202036 0 ASB BANCORP COM 00213T109 577 32519 SH DFND 2 0 32519 0 ARES COMML REAL ESTATE COM 04013V108 1006 75000 SH DFND 1,2 0 75000 0 ATLANTIC COAST FINL COM 048426100 2708 603039 SH DFND 2 603039 0 0 ATLANTIC COAST FINL COM 048426100 2194 488750 SH DFND 1,2 0 488750 0 ATLANTIC COAST FINL COM 048426100 847 188652 SH DFND 2 0 188652 0 BANK OF AMERICA COM 060505104 2590 150600 SH DFND 1,2 0 150600 0 BANC OF CALIFORNIA COM 05990K106 1411 115012 SH DFND 2 115012 0 0 BANC OF CALIFORNIA COM 05990K106 1805 147139 SH DFND 1,2 0 147139 0 BANK OF NY APR 31 COM 064058100 1765 50000 SH Put DFND 2 50000 0 0 BANK OF NY APR 31 COM 064058100 1765 50000 SH Put DFND 1,2 0 50000 0 BANK OF NY APR 33 COM 064058100 1765 50000 SH Put DFND 2 50000 0 0 BANK OF NY APR 34 COM 064058100 1765 50000 SH Put DFND 2 50000 0 0 BANK OF NY APR 34 COM 064058100 1765 50000 SH Put DFND 1,2 0 50000 0 BANK OF NY APR 35 COM 064058100 1765 50000 SH Put DFND 2 50000 0 0 BB&T APR 39 COM 054937107 2009 50000 SH Put DFND 2 50000 0 0 BB&T APR 39 COM 054937107 2009 50000 SH Put DFND 1,2 0 50000 0 BANK UNITED COM 06652K103 1739 50000 SH DFND 1,2 0 50000 0 BNC BANCORP COM 05566T101 474 27375 SH DFND 2 27375 0 0 BNC BANCORP COM 05566T101 3076 177488 SH DFND 1,2 0 177488 0 BNC BANCORP COM 05566T101 260 15000 SH DFND 2 0 15000 0 BSB BANCORP COM 05573H108 271 15748 SH DFND 2 0 15748 0 CARTER BANK AND TRUST COM 146102108 317 28180 SH DFND 2 0 28180 0 CENTER BANCORP COM 151408101 570 30000 SH DFND 2 30000 0 0 CENTER BANCORP COM 151408101 2868 150934 SH DFND 1,2 0 150934 0 CENTERSTATE BANKS COM 15201P109 644 59000 SH DFND 2 59000 0 0 CENTERSTATE BANKS COM 15201P109 2810 257343 SH DFND 1,2 0 257343 0 CHARTER FINANCIAL COM 16122W108 1081 100000 SH DFND 2 100000 0 0 CHARTER FINANCIAL COM 16122W108 1690 156376 SH DFND 1,2 0 156376 0 CHARTER FINANCIAL COM 16122W108 223 20664 SH DFND 2 0 20664 0 CITIGROUP COM 172967424 2380 50000 SH DFND 1,2 0 50000 0 CITIZENS FIRST CORP COM 17462Q107 172 16338 SH DFND 2 0 16388 0 CLIFTON SAVINGS COM 186873105 292 24925 SH DFND 2 0 24925 0 COBIZ FINANCIAL COM 190897108 864 75000 SH DFND 1,2 0 75000 0 COMERICA APR 49 COM 200340107 3885 75000 SH Put DFND 2 75000 0 0 COMERICA APR 49 COM 200340107 3885 75000 SH Put DFND 1,2 0 75000 0 CONNECTONE BANCORP COM 20786U101 1111 22700 SH DFND 2 22700 0 0 CONNECTONE BANCORP COM 20786U101 8398 171527 SH DFND 1,2 0 171527 0 CONNECTONE BANCORP COM 20786U101 771 15748 SH DFND 2 0 15748 0 COWEN GROUP CL A COM 223622101 2930 664438 SH DFND 2 664438 0 0 COWEN GROUP CL A COM 223622101 7482 1696601 SH DFND 1,2 0 1696601 0 CUSTOMERS BANCORP COM 23204G100 420 20100 SH DFND 1,2 0 20100 0 EVANS BANCORP COM 29911Q208 730 32100 SH DFND 2 32100 0 0 FIDELITY SOUTHERN COM 316394105 561 40160 SH DFND 1 40160 0 0 FIDELITY SOUTHERN COM 316394105 1052 75300 SH DFND 1,2 0 75300 0 FIDELITY SOUTHERN COM 316394105 349 25000 SH DFND 2 0 25000 0 FIFTH THIRD COM 316773100 1148 50000 SH DFND 1,2 0 50000 0 FINANCIAL INSTITUTIONS COM 317585404 909 39500 SH DFND 2 39500 0 0 FIRST BANCSHARES MISS COM 318916103 1160 80030 SH DFND 2 80030 0 0 FIRST BANCSHARES MISS COM 318916103 233 16050 SH DFND 2 0 16050 0 FIRST CAPITAL BANCORP COM 319438107 408 97254 SH DFND 2 97254 0 0 FIRST CAPITAL BANCORP COM 319438107 117 27942 SH DFND 2 0 27942 0 FIRST COMMUNITY COM 319835104 1069 95625 SH DFND 2 95625 0 0 FIRST COMMUNITY COM 319835104 1141 102020 SH DFND 1,2 0 102020 0 FIRST FINANCIAL COM 32023E105 9393 150000 SH DFND 1,2 0 150000 0 FIRST HORIZON NATIONAL CORP COM 320517105 1234 100000 SH DFND 1,2 0 100000 0 FIRST HORIZON NATL CORP FRACTIONAL COM DCA517101 0 24849 SH DFND 2 24849 0 0 FIRST SECURITY COM 336312202 406 195251 SH DFND 2 195251 0 0 FIRST SECURITY COM 336312202 687 330420 SH DFND 1,2 0 330420 0 FIRST SOUTHERN BANCORP RSTD 00FSBRSTD 232 36937 SH DFND 2 36937 0 0 FIRST UNITED BANCORP COM 33740N105 1724 225000 SH DFND 2 225000 0 0 FIRST UNITED BANCORP COM 33740N105 8809 1150000 SH DFND 1,2 0 1150000 0 FIRST UNITED BANCORP COM 33740N105 350 45640 SH DFND 2 0 45650 0 FORTRESS INVESTMENT GROUP COM 34958B106 677 91465 SH DFND 2 91465 0 0 FORTRESS INVESTMENT GROUP COM 34958B106 1354 182928 SH DFND 1,2 0 182928 0 FOX CHASE BANCORP COM 35137T108 506 30000 SH DFND 2 30000 0 0 FOX CHASE BANCORP COM 35137T108 423 25083 SH DFND 1,2 0 25083 0 FOX CHASE BANCORP COM 35137T108 169 10000 SH DFND 2 0 10000 0 FRANKLIN FINANCIAL COM 35353C102 782 40000 SH DFND 2 40000 0 0 FRANKLIN FINANCIAL COM 35353C102 978 50000 SH DFND 1,2 0 50000 0 GENWORTH FINL COM 37247D106 887 50000 SH DFND 1,2 0 50000 0 GLEACHER COM 377341201 1744 153092 SH DFND 2 153092 0 0 GLEACHER COM 377341201 3978 349208 SH DFND 1,2 0 349208 0 GUARANTY BANCORP COM 40075T607 570 40000 SH DFND 2 40000 0 0 GUARANTY BANCORP COM 40075T607 491 34450 SH DFND 1,2 0 34450 0 HERITAGE OAKS BANCORP COM 42724R107 398 49263 SH DFND 2 0 49263 0 HOME BANCSHARES COM 436893200 1721 50000 SH DFND 1,2 0 50000 0 HOMETRUST COM 437872104 3393 215000 SH DFND 2 215000 0 0 HOMETRUST COM 437872104 2803 177615 SH DFND 1,2 0 177615 0 HOMETRUST COM 437872104 621 39375 SH DFND 2 0 39375 0 INVESTORS BANCORP COM 46146P102 2211 80000 SH DFND 2 80000 0 0 INVESTORS BANCORP COM 46146P102 10476 379000 SH DFND 1,2 0 379000 0 INVESTORS BANCORP NEW RSTD 46146L101 2650 265000 SH DFND 2 265000 0 0 JACKSONVILLE BANCORP COM 469249205 865 82392 SH DFND 2 82392 0 0 JACKSONVILLE BANCORP COM 469249205 706 67228 SH DFND 1,2 0 67228 0 KEARNEY COM 487169104 1035 70000 SH DFND 1,2 0 70000 0 LADDER CAPITAL CORP CL A COM 505743104 707 37433 SH DFND 2 37433 0 0 LADDER CAPITAL CORP CL A COM 505743104 629 33334 SH DFND 1,2 0 33334 0 MALVERN BANCORP COM 561409103 1024 100000 SH DFND 2 100000 0 0 M&T BANCORP WRNT 55261F104 9704 80000 SH DFND 1,2 0 80000 0 METRO BANCORP COM 59161R101 870 41143 SH DFND 2 41143 0 0 METRO BANCORP COM 59161R101 1057 50000 SH DFND 1,2 0 50000 0 MIDSOUTH BANCORP COM 598039105 421 25000 SH DFND 2 25000 0 0 MIDSOUTH BANCORP COM 598039105 241 14300 SH DFND 1,2 0 14300 0 MORGAN STANLEY APR 30 COM 617446448 2338 75000 SH Put DFND 2 75000 0 0 MORGAN STANLEY APR 30 COM 617446448 2338 75000 SH Put DFND 1,2 0 75000 0 NBT BANCORP COM 628778102 734 30000 SH DFND 2 30000 0 0 NBT BANCORP COM 628778102 1998 81670 SH DFND 1,2 0 81670 0 NATIONAL HOLDINGS COM 636375107 1005 2010767 SH DFND 2 2010767 0 0 NATIONAL HOLDINGS RESTRICTED RSTD 636375107 833 1666667 SH DFND 2 1666667 0 0 NEW CENTURY BANCORP COM 64353M100 851 121600 SH DFND 2 121600 0 0 NEW CENTURY BANCORP COM 64353M100 106 15161 SH DFND 2 0 15161 0 NEWBRIDGE BANCORP COM 65080T102 714 100000 SH DFND 2 100000 0 0 NEWBRIDGE BANCORP COM 65080T102 965 135200 SH DFND 1,2 0 135200 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T102 647 100000 SH DFND 2 100000 0 0 NEW RESIDENTIAL INVESTMENT CORP COM 64828T102 1294 200000 SH DFND 1,2 0 200000 0 NMI HOLDINGS CL A COM 629209305 1172 100000 SH DFND 2 100000 0 0 NMI HOLDINGS CL A COM 629209305 1172 100000 SH DFND 1,2 0 100000 0 NORTH VALLEY BANCORP COM 66304M204 233 9640 SH DFND 2 0 9640 0 OAK VIEW NATIONAL COM 67134X105 585 101750 SH DFND 2 101750 0 0 OAK VIEW NATIONAL COM 67134X105 198 34492 SH DFND 2 0 34492 0 OMNIAMERICAN BANCORP COM 68216R107 1709 75000 SH DFND 2 75000 0 0 OMNIAMERICAN BANCORP COM 68216R107 3536 155160 SH DFND 1,2 0 155160 0 OMNIAMERICAN BANCORP COM 68216R107 403 17685 SH DFND 2 0 17685 0 PNC APR 82.5 COM 693475105 2175 25000 SH Put DFND 2 25000 0 0 PNC APR 82.5 COM 693475105 2175 25000 SH Put DFND 1,2 0 25000 0 PACIFIC PREMIER COM 69478X105 646 40000 SH DFND 1,2 0 40000 0 PALMETTO BANCSHARES COM 697062206 1335 94781 SH DFND 2 94781 0 0 PALMETTO BANCSHARES COM 697062206 273 19387 SH DFND 2 0 19387 0 PARK STERLING COM 70086Y105 998 150000 SH DFND 2 150000 0 0 PARK STERLING COM 70086Y105 3890 584894 SH DFND 1,2 0 584894 0 PARK STERLING COM 70086Y105 200 30142 SH DFND 2 0 30142 0 PEOPLES FEDERAL COM 711037101 508 28405 SH DFND 2 28405 0 0 PORTER BANCORP WARRANT 736233115 0 43478 SH DFND 2 43478 0 0 PORTER BANCORP WARRANT 736233115 0 182607 SH DFND 1,2 0 182607 0 REGIONS FINANCIAL COM 7591EP100 2222 200000 SH DFND 1,2 0 200000 0 REGIONAL MANAGEMENT COM 75902K106 785 31833 SH DFND 2 31833 0 0 REGIONAL MANAGEMENT COM 75902K106 2803 113667 SH DFND 1,2 0 113667 0 SANTANDER CONSUMER USA HOLDI COM 80283M101 1806 75000 SH DFND 1,2 0 75000 0 SCHWAB (CHARLES) CORP APR 25 COM 808513105 1367 50000 SH DFND 2 50000 0 0 SCHWAB (CHARLES) CORP APR 25 COM 808513105 1367 50000 SH DFND 1,2 0 50000 0 SCHWAB (CHARLES) CORP APR 27 COM 808513105 1367 50000 SH DFND 2 50000 0 0 SCHWAB (CHARLES) CORP APR 27 COM 808513105 1367 50000 SH DFND 1,2 0 50000 0 SCHWAB (CHARLES) CORP APR 28 COM 808513105 683 25000 SH DFND 2 25000 0 0 SCHWAB (CHARLES) CORP APR 28 COM 808513105 683 25000 SH DFND 1,2 0 25000 0 SEACOAST BANKING CORP COM 811707801 2475 225000 SH DFND 2 225000 0 0 SEACOAST BANKING CORP COM 811707801 5034 457607 SH DFND 1,2 0 457607 0 SEACOAST BANKING CORP COM 811707801 346 31452 SH DFND 2 0 31452 0 SILVERCREST COM 828359109 1060 57938 SH DFND 2 57938 0 0 SILVERCREST COM 828359109 1544 84400 SH DFND 1,2 0 84400 0 SIMMONS FIRST NATIONAL COM 828730200 559 15000 SH DFND 2 15000 0 0 SIMMONS FIRST NATIONAL COM 828730200 373 10000 SH DFND 1,2 0 10000 0 SOUTHCOAST COM 84129R100 911 125000 SH DFND 2 125000 0 0 SOUTHCOAST COM 84129R100 723 99198 SH DFND 2 0 99198 0 SOUTHERN FIRST COM 842873101 700 50500 SH DFND 2 50500 0 0 SOUTHERN NATIONAL COM 843395104 1074 105420 SH DFND 1,2 0 105420 0 SOUTHERN NATIONAL COM 843395104 306 30000 SH DFND 2 0 30000 0 SQUARE I FINANCIAL COM 85223W101 1005 50000 SH DFND 2 50000 0 0 SQUARE I FINANCIAL COM 85223W101 1708 85000 SH DFND 1,2 0 85000 0 SQUARE I FINANCIAL COM 85223W101 452 22500 SH DFND 2 0 22500 0 STATE BANK COM 856190103 1770 100000 SH DFND 1,2 0 100000 0 STONEGATE BANK COM 861811107 1012 42500 SH DFND 2 42500 0 0 STONEGATE BANK COM 861811107 238 10000 SH DFND 1,2 0 10000 0 SWS GROUP COM 78503N107 935 125000 SH DFND 2 125000 0 0 SWS GROUP COM 78503N107 2842 380000 SH DFND 1,2 0 380000 0 SUNTRUST BANKS COM 867914103 1990 50000 SH DFND 1,2 0 50000 0 SYNOVUS COM 87161C105 1695 500000 SH DFND 1,2 0 500000 0 SUNSHINE FINANCIAL COM 86782T109 518 30378 SH DFND 2 0 30378 0 TD AMERITRADE HOLDING CORP APR 31 COM 87236Y108 1698 50000 SH Put DFND 2 50000 0 0 TD AMERITRADE HOLDING CORP APR 31 COM 87236Y108 1698 50000 SH Put DFND 1,2 0 50000 0 TD AMERITRADE HOLDING CORP APR 34 COM 87236Y108 1698 50000 SH Put DFND 2 50000 0 0 TD AMERITRADE HOLDING CORP APR 34 COM 87236Y108 1698 50000 SH Put DFND 1,2 0 50000 0 TFS FINANCIAL COM 87240R107 311 25000 SH DFND 2 25000 0 0 TFS FINANCIAL COM 87240R107 1268 102000 SH DFND 1,2 0 102000 0 TRISTATE CAPITAL COM 89678F100 711 50000 SH DFND 2 50000 0 0 TRISTATE CAPITAL COM 89678F100 1422 100000 SH DFND 1,2 0 100000 0 TWO HARBORS COM 90187B101 1025 100000 SH DFND 1,2 0 100000 0 UNITED FINANCIAL COM 910304104 920 50000 SH DFND 1,2 0 50000 0 VANTAGE SOUTH COM 92209W105 243 34610 SH DFND 2 34610 0 0 VANTAGE SOUTH COM 92209W105 3590 510738 SH DFND 1,2 0 510738 0 VANTAGE SOUTH COM 92209W105 420 59805 SH DFND 2 0 59805 0 VANTAGE SOUTH RESTRICTED RSTD 92209W105 1226 200000 SH DFND 2 200000 0 0 VIEWPOINT FINANCIAL COM 92672A101 2087 72337 SH DFND 1,2 0 72337 0 VIRGINIA HERITAGE COM 927819102 987 50000 SH DFND 2 50000 0 0 VIRGINIA HERITAGE COM 927819102 1490 75500 SH DFND 1,2 0 75500 0 VIRGINIA HERITAGE COM 927819102 273 13860 SH DFND 2 0 13860 0 WASHINGTON BANKING COM 937303105 1778 100000 SH DFND 1,2 0 100000 0 WATERSTONE FINANCIAL COM 94188P101 3377 325000 SH DFND 2 325000 0 0 WELLS FARGO JAN 44 PUT 949746101 2487 50000 SH Put DFND 2 50000 0 0 WELLS FARGO JAN 44 COM 949746101 2487 50000 SH Put DFND 1,2 0 50000 0 YADKIN VALLEY COM 984305102 3835 179106 SH DFND 2 179106 0 0 YADKIN VALLEY COM 984305102 10579 494079 SH DFND 1,2 0 494079 0 YADKIN VALLEY COM 984305102 682 31857 SH DFND 2 0 31857 0 ZAIS FINANCIAL COM 98886K108 833 50000 SH DFND 2 50000 0 0 ZAIS FINANCIAL COM 98886K108 4831 290000 SH DFND 1,2 0 290000 0