The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN CAPITAL LTD | COM | 02503Y103 | 394 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
AMERIS BANCORP | COM | 03076K108 | 3,262 | 140,000 | SH | DFND | 1,2 | 0 | 140,000 | 0 | |
ASB BANCORP | COM | 00213T109 | 2,000 | 112,703 | SH | DFND | 2 | 112,703 | 0 | 0 | |
ASB BANCORP | COM | 00213T109 | 3,586 | 202,036 | SH | DFND | 1,2 | 0 | 202,036 | 0 | |
ASB BANCORP | COM | 00213T109 | 577 | 32,519 | SH | DFND | 2 | 0 | 32,519 | 0 | |
ARES COMML REAL ESTATE | COM | 04013V108 | 1,006 | 75,000 | SH | DFND | 1,2 | 0 | 75,000 | 0 | |
ATLANTIC COAST FINL | COM | 048426100 | 2,708 | 603,039 | SH | DFND | 2 | 603,039 | 0 | 0 | |
ATLANTIC COAST FINL | COM | 048426100 | 2,194 | 488,750 | SH | DFND | 1,2 | 0 | 488,750 | 0 | |
ATLANTIC COAST FINL | COM | 048426100 | 847 | 188,652 | SH | DFND | 2 | 0 | 188,652 | 0 | |
BANK OF AMERICA | COM | 060505104 | 2,590 | 150,600 | SH | DFND | 1,2 | 0 | 150,600 | 0 | |
BANC OF CALIFORNIA | COM | 05990K106 | 1,411 | 115,012 | SH | DFND | 2 | 115,012 | 0 | 0 | |
BANC OF CALIFORNIA | COM | 05990K106 | 1,805 | 147,139 | SH | DFND | 1,2 | 0 | 147,139 | 0 | |
BANK OF NY APR 31 | COM | 064058100 | 1,765 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
BANK OF NY APR 31 | COM | 064058100 | 1,765 | 50,000 | SH | Put | DFND | 1,2 | 0 | 50,000 | 0 |
BANK OF NY APR 33 | COM | 064058100 | 1,765 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
BANK OF NY APR 34 | COM | 064058100 | 1,765 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
BANK OF NY APR 34 | COM | 064058100 | 1,765 | 50,000 | SH | Put | DFND | 1,2 | 0 | 50,000 | 0 |
BANK OF NY APR 35 | COM | 064058100 | 1,765 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
BB&T APR 39 | COM | 054937107 | 2,009 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
BB&T APR 39 | COM | 054937107 | 2,009 | 50,000 | SH | Put | DFND | 1,2 | 0 | 50,000 | 0 |
BANK UNITED | COM | 06652K103 | 1,739 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
BNC BANCORP | COM | 05566T101 | 474 | 27,375 | SH | DFND | 2 | 27,375 | 0 | 0 | |
BNC BANCORP | COM | 05566T101 | 3,076 | 177,488 | SH | DFND | 1,2 | 0 | 177,488 | 0 | |
BNC BANCORP | COM | 05566T101 | 260 | 15,000 | SH | DFND | 2 | 0 | 15,000 | 0 | |
BSB BANCORP | COM | 05573H108 | 271 | 15,748 | SH | DFND | 2 | 0 | 15,748 | 0 | |
CARTER BANK AND TRUST | COM | 146102108 | 317 | 28,180 | SH | DFND | 2 | 0 | 28,180 | 0 | |
CENTER BANCORP | COM | 151408101 | 570 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
CENTER BANCORP | COM | 151408101 | 2,868 | 150,934 | SH | DFND | 1,2 | 0 | 150,934 | 0 | |
CENTERSTATE BANKS | COM | 15201P109 | 644 | 59,000 | SH | DFND | 2 | 59,000 | 0 | 0 | |
CENTERSTATE BANKS | COM | 15201P109 | 2,810 | 257,343 | SH | DFND | 1,2 | 0 | 257,343 | 0 | |
CHARTER FINANCIAL | COM | 16122W108 | 1,081 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
CHARTER FINANCIAL | COM | 16122W108 | 1,690 | 156,376 | SH | DFND | 1,2 | 0 | 156,376 | 0 | |
CHARTER FINANCIAL | COM | 16122W108 | 223 | 20,664 | SH | DFND | 2 | 0 | 20,664 | 0 | |
CITIGROUP | COM | 172967424 | 2,380 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
CITIZENS FIRST CORP | COM | 17462Q107 | 172 | 16,338 | SH | DFND | 2 | 0 | 16,388 | 0 | |
CLIFTON SAVINGS | COM | 186873105 | 292 | 24,925 | SH | DFND | 2 | 0 | 24,925 | 0 | |
COBIZ FINANCIAL | COM | 190897108 | 864 | 75,000 | SH | DFND | 1,2 | 0 | 75,000 | 0 | |
COMERICA APR 49 | COM | 200340107 | 3,885 | 75,000 | SH | Put | DFND | 2 | 75,000 | 0 | 0 |
COMERICA APR 49 | COM | 200340107 | 3,885 | 75,000 | SH | Put | DFND | 1,2 | 0 | 75,000 | 0 |
CONNECTONE BANCORP | COM | 20786U101 | 1,111 | 22,700 | SH | DFND | 2 | 22,700 | 0 | 0 | |
CONNECTONE BANCORP | COM | 20786U101 | 8,398 | 171,527 | SH | DFND | 1,2 | 0 | 171,527 | 0 | |
CONNECTONE BANCORP | COM | 20786U101 | 771 | 15,748 | SH | DFND | 2 | 0 | 15,748 | 0 | |
COWEN GROUP CL A | COM | 223622101 | 2,930 | 664,438 | SH | DFND | 2 | 664,438 | 0 | 0 | |
COWEN GROUP CL A | COM | 223622101 | 7,482 | 1,696,601 | SH | DFND | 1,2 | 0 | 1,696,601 | 0 | |
CUSTOMERS BANCORP | COM | 23204G100 | 420 | 20,100 | SH | DFND | 1,2 | 0 | 20,100 | 0 | |
EVANS BANCORP | COM | 29911Q208 | 730 | 32,100 | SH | DFND | 2 | 32,100 | 0 | 0 | |
FIDELITY SOUTHERN | COM | 316394105 | 561 | 40,160 | SH | DFND | 1 | 40,160 | 0 | 0 | |
FIDELITY SOUTHERN | COM | 316394105 | 1,052 | 75,300 | SH | DFND | 1,2 | 0 | 75,300 | 0 | |
FIDELITY SOUTHERN | COM | 316394105 | 349 | 25,000 | SH | DFND | 2 | 0 | 25,000 | 0 | |
FIFTH THIRD | COM | 316773100 | 1,148 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
FINANCIAL INSTITUTIONS | COM | 317585404 | 909 | 39,500 | SH | DFND | 2 | 39,500 | 0 | 0 | |
FIRST BANCSHARES MISS | COM | 318916103 | 1,160 | 80,030 | SH | DFND | 2 | 80,030 | 0 | 0 | |
FIRST BANCSHARES MISS | COM | 318916103 | 233 | 16,050 | SH | DFND | 2 | 0 | 16,050 | 0 | |
FIRST CAPITAL BANCORP | COM | 319438107 | 408 | 97,254 | SH | DFND | 2 | 97,254 | 0 | 0 | |
FIRST CAPITAL BANCORP | COM | 319438107 | 117 | 27,942 | SH | DFND | 2 | 0 | 27,942 | 0 | |
FIRST COMMUNITY | COM | 319835104 | 1,069 | 95,625 | SH | DFND | 2 | 95,625 | 0 | 0 | |
FIRST COMMUNITY | COM | 319835104 | 1,141 | 102,020 | SH | DFND | 1,2 | 0 | 102,020 | 0 | |
FIRST FINANCIAL | COM | 32023E105 | 9,393 | 150,000 | SH | DFND | 1,2 | 0 | 150,000 | 0 | |
FIRST HORIZON NATIONAL CORP | COM | 320517105 | 1,234 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
FIRST HORIZON NATL CORP FRACTIONAL | COM | DCA517101 | 0 | 24,849 | SH | DFND | 2 | 24,849 | 0 | 0 | |
FIRST SECURITY | COM | 336312202 | 406 | 195,251 | SH | DFND | 2 | 195,251 | 0 | 0 | |
FIRST SECURITY | COM | 336312202 | 687 | 330,420 | SH | DFND | 1,2 | 0 | 330,420 | 0 | |
FIRST SOUTHERN BANCORP | RSTD | 00FSBRSTD | 232 | 36,937 | SH | DFND | 2 | 36,937 | 0 | 0 | |
FIRST UNITED BANCORP | COM | 33740N105 | 1,724 | 225,000 | SH | DFND | 2 | 225,000 | 0 | 0 | |
FIRST UNITED BANCORP | COM | 33740N105 | 8,809 | 1,150,000 | SH | DFND | 1,2 | 0 | 1,150,000 | 0 | |
FIRST UNITED BANCORP | COM | 33740N105 | 350 | 45,640 | SH | DFND | 2 | 0 | 45,650 | 0 | |
FORTRESS INVESTMENT GROUP | COM | 34958B106 | 677 | 91,465 | SH | DFND | 2 | 91,465 | 0 | 0 | |
FORTRESS INVESTMENT GROUP | COM | 34958B106 | 1,354 | 182,928 | SH | DFND | 1,2 | 0 | 182,928 | 0 | |
FOX CHASE BANCORP | COM | 35137T108 | 506 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
FOX CHASE BANCORP | COM | 35137T108 | 423 | 25,083 | SH | DFND | 1,2 | 0 | 25,083 | 0 | |
FOX CHASE BANCORP | COM | 35137T108 | 169 | 10,000 | SH | DFND | 2 | 0 | 10,000 | 0 | |
FRANKLIN FINANCIAL | COM | 35353C102 | 782 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
FRANKLIN FINANCIAL | COM | 35353C102 | 978 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
GENWORTH FINL | COM | 37247D106 | 887 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
GLEACHER | COM | 377341201 | 1,744 | 153,092 | SH | DFND | 2 | 153,092 | 0 | 0 | |
GLEACHER | COM | 377341201 | 3,978 | 349,208 | SH | DFND | 1,2 | 0 | 349,208 | 0 | |
GUARANTY BANCORP | COM | 40075T607 | 570 | 40,000 | SH | DFND | 2 | 40,000 | 0 | 0 | |
GUARANTY BANCORP | COM | 40075T607 | 491 | 34,450 | SH | DFND | 1,2 | 0 | 34,450 | 0 | |
HERITAGE OAKS BANCORP | COM | 42724R107 | 398 | 49,263 | SH | DFND | 2 | 0 | 49,263 | 0 | |
HOME BANCSHARES | COM | 436893200 | 1,721 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
HOMETRUST | COM | 437872104 | 3,393 | 215,000 | SH | DFND | 2 | 215,000 | 0 | 0 | |
HOMETRUST | COM | 437872104 | 2,803 | 177,615 | SH | DFND | 1,2 | 0 | 177,615 | 0 | |
HOMETRUST | COM | 437872104 | 621 | 39,375 | SH | DFND | 2 | 0 | 39,375 | 0 | |
INVESTORS BANCORP | COM | 46146P102 | 2,211 | 80,000 | SH | DFND | 2 | 80,000 | 0 | 0 | |
INVESTORS BANCORP | COM | 46146P102 | 10,476 | 379,000 | SH | DFND | 1,2 | 0 | 379,000 | 0 | |
INVESTORS BANCORP NEW | RSTD | 46146L101 | 2,650 | 265,000 | SH | DFND | 2 | 265,000 | 0 | 0 | |
JACKSONVILLE BANCORP | COM | 469249205 | 865 | 82,392 | SH | DFND | 2 | 82,392 | 0 | 0 | |
JACKSONVILLE BANCORP | COM | 469249205 | 706 | 67,228 | SH | DFND | 1,2 | 0 | 72,228 | 0 | |
KEARNEY | COM | 487169104 | 1,035 | 70,000 | SH | DFND | 1,2 | 0 | 70,000 | 0 | |
LADDER CAPITAL CORP CL A | COM | 505743104 | 707 | 37,433 | SH | DFND | 2 | 37,433 | 0 | 0 | |
LADDER CAPITAL CORP CL A | COM | 505743104 | 629 | 33,334 | SH | DFND | 1,2 | 0 | 33,334 | 0 | |
MALVERN BANCORP | COM | 561409103 | 1,024 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
M&T BANCORP | WRNT | 55261F104 | 9,704 | 80,000 | SH | DFND | 1,2 | 0 | 80,000 | 0 | |
METRO BANCORP | COM | 59161R101 | 870 | 41,143 | SH | DFND | 2 | 41,143 | 0 | 0 | |
METRO BANCORP | COM | 59161R101 | 1,057 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
MIDSOUTH BANCORP | COM | 598039105 | 421 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
MIDSOUTH BANCORP | COM | 598039105 | 241 | 14,300 | SH | DFND | 1,2 | 0 | 14,300 | 0 | |
MORGAN STANLEY | COM | 617446448 | 2,338 | 75,000 | SH | Put | DFND | 1,2 | 0 | 75,000 | 0 |
NBT BANCORP | COM | 628778102 | 734 | 30,000 | SH | DFND | 2 | 30,000 | 0 | 0 | |
NBT BANCORP | COM | 628778102 | 1,998 | 81,670 | SH | DFND | 1,2 | 0 | 81,670 | 0 | |
NATIONAL HOLDINGS | COM | 636375107 | 1,005 | 2,010,767 | SH | DFND | 2 | 2,010,767 | 0 | 0 | |
NATIONAL HOLDINGS RESTRICTED | RSTD | 636375107 | 833 | 1,666,667 | SH | DFND | 2 | 1,666,667 | 0 | 0 | |
NEW CENTURY BANCORP | COM | 64353M100 | 851 | 121,600 | SH | DFND | 2 | 121,600 | 0 | 0 | |
NEW CENTURY BANCORP | COM | 64353M100 | 106 | 15,161 | SH | DFND | 2 | 0 | 15,161 | 0 | |
NEWBRIDGE BANCORP | COM | 65080T102 | 714 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
NEWBRIDGE BANCORP | COM | 65080T102 | 965 | 135,200 | SH | DFND | 1,2 | 0 | 135,200 | 0 | |
NEW RESIDENTIAL INVESTMENT CORP | COM | 64828T102 | 647 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
NEW RESIDENTIAL INVESTMENT CORP | COM | 64828T102 | 1,294 | 200,000 | SH | DFND | 1,2 | 0 | 200,000 | 0 | |
NMI HOLDINGS CL A | COM | 629209305 | 1,172 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
NMI HOLDINGS CL A | COM | 629209305 | 1,172 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
NORTH VALLEY BANCORP | COM | 66304M204 | 233 | 9,640 | SH | DFND | 2 | 0 | 9,640 | 0 | |
OAK VIEW NATIONAL | COM | 67134X105 | 585 | 101,750 | SH | DFND | 2 | 101,750 | 0 | 0 | |
OAK VIEW NATIONAL | COM | 67134X105 | 198 | 34,492 | SH | DFND | 2 | 0 | 34,492 | 0 | |
OMNIAMERICAN BANCORP | COM | 68216R107 | 1,709 | 75,000 | SH | DFND | 2 | 75,000 | 0 | 0 | |
OMNIAMERICAN BANCORP | COM | 68216R107 | 3,536 | 155,160 | SH | DFND | 1,2 | 0 | 155,160 | 0 | |
OMNIAMERICAN BANCORP | COM | 68216R107 | 403 | 17,685 | SH | DFND | 2 | 0 | 17,685 | 0 | |
PNC APR 82.5 | COM | 693475105 | 2,175 | 25,000 | SH | Put | DFND | 2 | 25,000 | 0 | 0 |
PACIFIC PREMIER | COM | 69478X105 | 646 | 40,000 | SH | DFND | 1,2 | 0 | 40,000 | 0 | |
PALMETTO BANCSHARES | COM | 697062206 | 1,335 | 94,781 | SH | DFND | 2 | 94,781 | 0 | 0 | |
PALMETTO BANCSHARES | COM | 697062206 | 273 | 19,387 | SH | DFND | 2 | 0 | 19,387 | 0 | |
PARK STERLING | COM | 70086Y105 | 998 | 150,000 | SH | DFND | 2 | 150,000 | 0 | 0 | |
PARK STERLING | COM | 70086Y105 | 3,890 | 584,894 | SH | DFND | 1,2 | 0 | 584,894 | 0 | |
PARK STERLING | COM | 70086Y105 | 200 | 30,142 | SH | DFND | 2 | 0 | 30,142 | 0 | |
PEOPLES FEDERAL | COM | 711037101 | 508 | 28,405 | SH | DFND | 2 | 28,405 | 0 | 0 | |
PORTER BANCORP | WARRANT | 736233115 | 0 | 43,478 | SH | DFND | 2 | 43,478 | 0 | 0 | |
PORTER BANCORP | WARRANT | 736233115 | 0 | 182,607 | SH | DFND | 1,2 | 0 | 45,651 | 0 | |
REGIONS FINANCIAL | COM | 7591EP100 | 2,222 | 200,000 | SH | DFND | 1,2 | 0 | 200,000 | 0 | |
REGIONAL MANAGEMENT | COM | 75902K106 | 785 | 31,833 | SH | DFND | 2 | 31,833 | 0 | 0 | |
REGIONAL MANAGEMENT | COM | 75902K106 | 2,803 | 113,667 | SH | DFND | 1,2 | 0 | 113,667 | 0 | |
SANTANDER CONSUMER USA HOLDI | COM | 80283M101 | 1,806 | 75,000 | SH | DFND | 1,2 | 0 | 75,000 | 0 | |
SCHWAB (CHARLES) CORP APR 25 | COM | 808513105 | 1,367 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
SCHWAB (CHARLES) CORP APR 25 | COM | 808513105 | 1,367 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
SCHWAB (CHARLES) CORP APR 27 | COM | 808513105 | 1,367 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
SCHWAB (CHARLES) CORP APR 27 | COM | 808513105 | 1,367 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
SCHWAB (CHARLES) CORP APR 28 | COM | 808513105 | 683 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
SCHWAB (CHARLES) CORP APR 28 | COM | 808513105 | 683 | 25,000 | SH | DFND | 1,2 | 0 | 25,000 | 0 | |
SEACOAST BANKING CORP | COM | 811707801 | 2,475 | 225,000 | SH | DFND | 2 | 225,000 | 0 | 0 | |
SEACOAST BANKING CORP | COM | 811707801 | 5,034 | 457,607 | SH | DFND | 1,2 | 0 | 457,606 | 0 | |
SEACOAST BANKING CORP | COM | 811707801 | 346 | 31,452 | SH | DFND | 2 | 0 | 31,452 | 0 | |
SILVERCREST | COM | 828359109 | 1,060 | 57,938 | SH | DFND | 2 | 57,938 | 0 | 0 | |
SILVERCREST | COM | 828359109 | 1,544 | 84,400 | SH | DFND | 1,2 | 0 | 84,400 | 0 | |
SIMMONS FIRST NATIONAL | COM | 828730200 | 559 | 15,000 | SH | DFND | 2 | 15,000 | 0 | 0 | |
SIMMONS FIRST NATIONAL | COM | 828730200 | 373 | 10,000 | SH | DFND | 1,2 | 0 | 15,000 | 0 | |
SOUTHCOAST | COM | 84129R100 | 911 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
SOUTHCOAST | COM | 84129R100 | 723 | 99,198 | SH | DFND | 2 | 0 | 99,198 | 0 | |
SOUTHERN FIRST | COM | 842873101 | 700 | 50,500 | SH | DFND | 2 | 50,500 | 0 | 0 | |
SOUTHERN NATIONAL | COM | 843395104 | 1,074 | 105,420 | SH | DFND | 1,2 | 0 | 105,420 | 0 | |
SOUTHERN NATIONAL | COM | 843395104 | 306 | 30,000 | SH | DFND | 2 | 0 | 30,000 | 0 | |
SQUARE I FINANCIAL | COM | 85223W101 | 1,005 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
SQUARE I FINANCIAL | COM | 85223W101 | 1,708 | 85,000 | SH | DFND | 1,2 | 0 | 85,000 | 0 | |
SQUARE I FINANCIAL | COM | 85223W101 | 452 | 22,500 | SH | DFND | 2 | 0 | 22,500 | 0 | |
STATE BANK | COM | 856190103 | 1,770 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
STONEGATE BANK | COM | 861811107 | 1,012 | 42,500 | SH | DFND | 2 | 42,500 | 0 | 0 | |
STONEGATE BANK | COM | 861811107 | 238 | 10,000 | SH | DFND | 1,2 | 0 | 10,000 | 0 | |
SWS GROUP | COM | 78503N107 | 935 | 125,000 | SH | DFND | 2 | 125,000 | 0 | 0 | |
SWS GROUP | COM | 78503N107 | 2,842 | 380,000 | SH | DFND | 1,2 | 0 | 380,000 | 0 | |
SUNTRUST BANKS | COM | 867914103 | 1,990 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
SYNOVUS | COM | 87161C105 | 1,695 | 500,000 | SH | DFND | 1,2 | 0 | 500,000 | 0 | |
SUNSHINE FINANCIAL | COM | 86782T109 | 518 | 30,378 | SH | DFND | 2 | 0 | 30,378 | 0 | |
TD AMERITRADE HOLDING CORP APR 31 | COM | 87236Y108 | 1,698 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
TD AMERITRADE HOLDING CORP APR 31 | COM | 87236Y108 | 1,698 | 50,000 | SH | Put | DFND | 1,2 | 0 | 50,000 | 0 |
TD AMERITRADE HOLDING CORP APR 34 | COM | 87236Y108 | 1,698 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
TD AMERITRADE HOLDING CORP APR 34 | COM | 87236Y108 | 1,698 | 50,000 | SH | Put | DFND | 1,2 | 0 | 50,000 | 0 |
TFS FINANCIAL | COM | 87240R107 | 311 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
TFS FINANCIAL | COM | 87240R107 | 1,268 | 102,000 | SH | DFND | 1,2 | 0 | 102,000 | 0 | |
TRISTATE CAPITAL | COM | 89678F100 | 711 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
TRISTATE CAPITAL | COM | 89678F100 | 1,422 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
TWO HARBORS | COM | 90187B101 | 1,025 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
UNITED FINANCIAL | COM | 910304104 | 920 | 50,000 | SH | DFND | 1,2 | 0 | 50,000 | 0 | |
VANTAGE SOUTH | COM | 92209W105 | 243 | 34,610 | SH | DFND | 2 | 34,610 | 0 | 0 | |
VANTAGE SOUTH | COM | 92209W105 | 3,590 | 510,738 | SH | DFND | 1,2 | 0 | 510,738 | 0 | |
VANTAGE SOUTH | COM | 92209W105 | 420 | 59,805 | SH | DFND | 2 | 0 | 59,805 | 0 | |
VANTAGE SOUTH RESTRICTED | RSTD | 92209W105 | 1,226 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
VIEWPOINT FINANCIAL | COM | 92672A101 | 2,087 | 72,337 | SH | DFND | 1,2 | 0 | 72,337 | 0 | |
VIRGINIA HERITAGE | COM | 927819102 | 987 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
VIRGINIA HERITAGE | COM | 927819102 | 1,490 | 75,500 | SH | DFND | 1,2 | 0 | 75,500 | 0 | |
VIRGINIA HERITAGE | COM | 927819102 | 273 | 13,860 | SH | DFND | 2 | 0 | 13,860 | 0 | |
WASHINGTON BANKING | COM | 937303105 | 1,778 | 100,000 | SH | DFND | 1,2 | 0 | 100,000 | 0 | |
WATERSTONE FINANCIAL | COM | 94188P101 | 3,377 | 325,000 | SH | DFND | 2 | 325,000 | 0 | 0 | |
WELLS FARGO JAN 44 | PUT | 949746101 | 2,487 | 50,000 | SH | Put | DFND | 2 | 50,000 | 0 | 0 |
WELLS FARGO JAN 44 | COM | 949746101 | 2,487 | 50,000 | SH | Put | DFND | 1,2 | 0 | 50,000 | 0 |
YADKIN VALLEY | COM | 984305102 | 3,835 | 179,106 | SH | DFND | 2 | 179,106 | 0 | 0 | |
YADKIN VALLEY | COM | 984305102 | 10,579 | 494,079 | SH | DFND | 1,2 | 0 | 494,079 | 0 | |
YADKIN VALLEY | COM | 984305102 | 682 | 31,857 | SH | DFND | 2 | 0 | 31,857 | 0 | |
ZAIS FINANCIAL | COM | 98886K108 | 833 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
ZAIS FINANCIAL | COM | 98886K108 | 4,831 | 290,000 | SH | DFND | 1,2 | 0 | 290,000 | 0 |