0001104659-14-010421.txt : 20140214 0001104659-14-010421.hdr.sgml : 20140214 20140214132832 ACCESSION NUMBER: 0001104659-14-010421 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MENDON CAPITAL ADVISORS CORP CENTRAL INDEX KEY: 0001177043 IRS NUMBER: 280010662 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10662 FILM NUMBER: 14614056 BUSINESS ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 BUSINESS PHONE: 5857701770 MAIL ADDRESS: STREET 1: 150 ALLENS CREEK ROAD CITY: ROCHESTER STATE: NY ZIP: 14618 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001177043 XXXXXXXX 12-31-2013 12-31-2013 false Mendon Capital Advisors Corp

150 Allens Creek Road Rochester NY 14618

13F HOLDINGS REPORT 028-10662 N Anton Schutz 585-770-1770 /s/ Anton Schutz Rochester NY 02-14-2014 2 170 258494 false 1 028-02744 BURNHAM ASSET MANAGEMENT CORP /NY/ 2 028-15037 SCHUTZ ANTON VILLARS INFORMATION TABLE 2 a14-5735_1informationtable.xml INFORMATION TABLE AMERICAN CAPITAL AGENCY COM 02503X105 2894 150000 SH DFND 1,2 0 150000 0 AMERICAN CAPITAL LTD COM 02503Y103 391 25000 SH DFND 1,2 0 25000 0 AMERIS BANCORP COM 03076K108 2956 140000 SH DFND 1,2 0 140000 0 AMERIS BANCORP COM 03076K108 211 10000 SH DFND 2 0 10000 0 ARES CAPITAL COM 04010L103 710 40000 SH DFND 1,2 0 40000 0 ASB BANCORP COM 00213T109 1798 104203 SH DFND 2 104203 0 0 ASB BANCORP COM 00213T109 3485 202036 SH DFND 1,2 0 3485 0 ASB BANCORP COM 00213T109 482 27962 SH DFND 2 0 27962 0 ARES COMML REAL ESTATE COM 04013V108 3275 250000 SH DFND 1,2 0 250000 0 ATLANTIC COAST FINL COM 048426100 2116 488750 SH DFND 2 488750 0 0 ATLANTIC COAST FINL COM 048426100 2116 488750 SH DFND 1,2 0 488750 0 ATLANTIC COAST FINL COM 048426101 747 172500 SH DFND 2 0 172500 0 BANK OF AMERICA COM 060505104 3114 200000 SH DFND 1,2 0 200000 0 BANC OF CALIFORNIA COM 05990K106 1341 100000 SH DFND 1,2 0 100000 0 BANK OF NY JAN 33 PUT 064058100 2621 75000 SH Put DFND 2 75000 0 0 BANK OF NY JAN 33 PUT 064058100 2621 75000 SH Put DFND 1,2 0 75000 0 BB&T JAN 35 PUT 054937107 2799 75000 SH Put DFND 2 75000 0 0 BB&T JAN 35 PUT 054937107 2799 75000 SH Put DFND 1,2 0 75000 0 BB&T JAN37 PUT 054937107 933 25000 SH Put DFND 2 25000 0 0 BB&T JAN37 PUT 054937107 933 25000 SH Put DFND 1,2 0 25000 0 BANK UNITED COM 06652K103 1646 50000 SH DFND 1,2 0 50000 0 BNC BANCORP COM 05566T101 686 40000 SH DFND 2 40000 0 0 BNC BANCORP COM 05566T101 3259 190113 SH DFND 1,2 0 190113 0 BNC BANCORP COM 05566T101 343 20000 SH DFND 2 0 20000 0 BSB BANCORP COM 05573H108 207 13725 SH DFND 2 0 13725 0 CENTERSTATES COM 15201P109 1470 144843 SH DFND 1,2 0 144843 0 CHARTER FINANCIAL COM 16122M100 1077 100000 SH DFND 2 100000 0 0 CHARTER FINANCIAL COM 16122M100 1616 150000 SH DFND 1,2 0 150000 0 CHARTER FINANCIAL COM 16122M100 176 16376 SH DFND 2 0 16376 0 CHERRY HILL MTGE INVT COM 164651101 445 25000 SH DFND 1,2 0 25000 0 CITIGROUP COM 172967101 2606 50000 SH DFND 1,2 0 50000 0 CLIFTON SAVINGS COM 18712Q103 307 24000 SH DFND 2 0 24000 0 COBIZ FINANCIAL COM 190897108 897 75000 SH DFND 1,2 0 75000 0 COMERICA JAN46 PUT 200340107 2377 50000 SH Put DFND 2 50000 0 0 COMERICA JAN46 PUT 200340107 2377 50000 SH Put DFND 1,2 0 50000 0 COMERICA JAN 47 PUT 200340107 1189 25000 SH Put DFND 2 25000 0 0 COMERICA JAN 47 PUT 200340107 1189 25000 SH Put DFND 1,2 0 25000 0 COMMUNITY FINANCIAL COM 20368X101 944 45602 SH DFND 2 45602 0 0 COMMUNITY FINANCIAL COM 20368X101 944 45603 SH DFND 1,2 0 45603 0 COMMUNITY FINANCIAL COM 20368X101 344 16625 SH DFND 2 0 16625 0 CONNECTONE BANCORP COM 20786U101 568 14330 SH DFND 2 14330 0 0 CONNECTONE BANCORP COM 20786U101 6797 171527 SH DFND 1,2 0 171527 0 CONNECTONE BANCORP COM 20786U101 579 14600 SH DFND 2 0 14600 0 COWEN HOLDINGS COM 223622101 1851 473299 SH DFND 2 473299 0 0 COWEN HOLDINGS COM 223622101 6438 1646601 SH DFND 1,2 0 1646601 0 CUSTOMERS BANCORP COM 23204G100 1024 50000 SH DFND 1,2 0 50000 0 CYS INVESTMENTS COM 12673A108 741 100000 SH DFND 1,2 0 100000 0 DIME COMMUNITY COM 253922108 375 22167 SH DFND 1,2 0 22167 0 EVANS BANCORP COM 29911Q208 668 31672 SH DFND 2 31672 0 0 EVERBANK FINAN JAN 17.50 PUT 29977G102 917 50000 SH Put DFND 2 50000 0 0 EVERBANK FINAN JAN 17.50 PUT 29977G102 917 50000 SH Put DFND 1,2 0 50000 0 EVERBANK FIN FEB 17.50 PUT 29977G102 917 50000 SH Put DFND 2 50000 0 0 EVERBANK FIN FEB 17.50 PUT 29977G102 917 50000 SH Put DFND 1,2 0 50000 0 FIDELITY SOUTHERN COM 316394105 1246 75000 SH DFND 1,2 0 50000 0 FIDELITY SOUTHERN COM 316394105 443 26682 SH DFND 2 0 26682 0 FIFTH THIRD COM 316773100 1052 50000 SH DFND 1,2 0 50000 0 FINANCIAL INSTITUTIONS COM 317585404 358 14500 SH DFND 2 14500 0 0 FIRST BANCSHARES MISS COM 318916103 1057 75371 SH DFND 2 75371 0 0 FIRST BANCSHARES MISS COM 318916103 191 13650 SH DFND 2 0 13650 0 FIRST CAPITAL BANCORP COM 319438107 442 95354 SH DFND 2 95354 0 0 FIRST CAPITAL BANCORP COM 319438107 108 23300 SH DFND 2 0 23300 0 FIRST COMMUNITY COM 319835104 979 94125 SH DFND 2 94125 0 0 FIRST COMMUNITY COM 319835104 1061 102020 SH DFND 1,2 0 102020 0 FIRST COMMUNITY COM 319835104 74 7110 SH DFND 2 0 7110 0 FIRST FINANCIAL COM 32023E105 9971 150000 SH DFND 1,2 0 150000 0 FIRST SECURITY COM 336312202 551 239606 SH DFND 2 239606 0 0 FIRST UNITED BANCORP COM 33740N105 1522 200000 SH DFND 2 200000 0 0 FIRST UNITED BANCORP COM 33740N105 8752 1150000 SH DFND 1,2 0 1150000 0 FIRST UNITED BANCORP COM 33740N105 284 37305 SH DFND 2 0 37305 0 FOX CHASE BANCORP COM 35137T108 518 30000 SH DFND 2 30000 0 0 FOX CHASE BANCORP COM 35137T108 433 25083 SH DFND 1,2 0 25083 0 FOX CHASE BANCORP COM 35137T108 220 12720 SH DFND 2 0 12720 0 FRANKLIN FINANCIAL COM 35353C102 791 40000 SH DFND 2 40000 0 0 FRANKLIN FINANCIAL COM 35353C102 989 50000 SH DFND 1,2 0 50000 0 GENWORTH FINL COM 37247D106 777 50000 SH DFND 1,2 0 50000 0 GLEACHER COM 377341102 1591 153092 SH DFND 2 153092 0 0 GLEACHER COM 377341102 3629 349208 SH DFND 1,2 0 349208 0 HARTFORD COM 416515104 906 25000 SH DFND 1,2 0 25000 0 HERITAGE OAKS BANCORP COM 42724R107 300 40000 SH DFND 2 0 40000 0 HOME BANCSHARES COM 436893200 1868 50000 SH DFND 1,2 0 50000 0 HOMETRUST COM 437872104 1618 101215 SH DFND 1,2 0 101215 0 HOMETRUST COM 437872104 243 15215 SH DFND 2 0 15215 0 INVESTORS BANCORP COM 46146P102 2046 80000 SH DFND 2 80000 0 0 INVESTORS BANCORP COM 46146P102 9695 379000 SH DFND 1,2 0 379000 0 JACKSONVILLE BANCORP COM 469249106 1038 82392 SH DFND 2 82392 0 0 JACKSONVILLE BANCORP COM 469249106 847 67227 SH DFND 1,2 0 67227 0 KEARNEY COM 487169104 814 70000 SH DFND 1,2 0 70000 0 MALVERN BANCORP COM 561409103 1100 100000 SH DFND 2 100000 0 0 M&T BANCORP WRNT 55261F104 9314 80000 SH DFND 1,2 0 80000 0 METRO BANCORP COM 59161R101 819 38043 SH DFND 2 38043 0 0 METRO BANCORP COM 59161R101 1077 50000 SH DFND 1,2 0 50000 0 MONROE CAPITAL COM 610335101 568 46503 SH DFND 1,2 0 46503 0 MORGAN STANLEY COM 617446448 1568 50000 SH DFND 1,2 0 50000 0 NBT BANCORP COM 628778102 705 27223 SH DFND 2 27223 0 0 NBT BANCORP COM 628778102 2115 81670 SH DFND 1,2 0 81670 0 NATIONAL HOLDINGS COM 636375107 1827 3177434 SH DFND 2 3177434 0 0 NEW CENTURY BANCORP COM 64353M100 565 84709 SH DFND 2 84709 0 0 NEW CENTURY BANCORP COM 64353M100 86 12930 SH DFND 2 0 12930 0 NEWBRIDGE BANCORP COM 65080T102 1004 135200 SH DFND 2 135200 0 0 NEWBRIDGE BANCORP COM 65080T102 1004 135200 SH DFND 1,2 0 135200 0 NEWBRIDGE BANCORP COM 65080T102 194 26100 SH DFND 2 0 26100 0 NMI HOLDINGS COM 629209305 1273 100000 SH DFND 2 100000 0 0 NMI HOLDINGS COM 629209305 1273 100000 SH DFND 1,2 0 100000 0 NORTH VALLEY BANCORP COM 66304M204 163 8625 SH DFND 2 0 8625 0 OAK VIEW NATIONAL COM 67134X105 493 101750 SH DFND 2 101750 0 0 OAK VIEW NATIONAL COM 67134X105 145 29800 SH DFND 2 0 29800 0 OMNIAMERICAN BANCORP COM 68216R107 1413 66086 SH DFND 2 66086 0 0 OMNIAMERICAN BANCORP COM 68216R107 3317 155160 SH DFND 1,2 0 155160 0 OMNIAMERICAN BANCORP COM 68216R107 316 14775 SH DFND 2 0 14775 0 PNC JAN 75 PUT 693475105 3879 50000 SH Put DFND 2 50000 0 0 PNC JAN 75 PUT 693475105 3879 50000 SH Put DFND 1,2 0 50000 0 PACIFIC CONTINENTAL COM 69412V108 159 10000 SH DFND 2 0 10000 0 PACIFIC PREMIER COM 69478X105 630 40000 SH DFND 1,2 0 40000 0 PALMETTO BANCSHARES COM 697062206 486 37484 SH DFND 2 37484 0 0 PALMETTO BANCSHARES COM 697062206 104 8000 SH DFND 2 0 8000 0 PARK STERLING COM 70086Y105 945 132362 SH DFND 2 132362 0 0 PARK STERLING COM 70086Y105 4176 584894 SH DFND 1,2 0 584894 0 PARK STERLING COM 70086Y105 189 26441 SH DFND 2 0 26441 0 PENNY MAC CORP COM 70931T103 1148 50000 SH DFND 1,2 0 50000 0 PEOPLES FEDERAL COM 711037101 504 28405 SH DFND 2 28405 0 0 PEOPLES FEDERAL COM 711037101 218 12270 SH DFND 2 0 12270 0 PORTER BANCORP COM 736233107 389 385123 SH DFND 1,2 0 385123 0 PORTER BANCORP WARRANT 736233107 0 43478 SH DFND 2 43478 0 0 PORTER BANCORP WARRANT 736233107 0 182607 SH DFND 1,2 0 182607 0 REGIONS FINANCIAL COM 7591EP100 1978 200000 SH DFND 1,2 0 200000 0 REGIONAL MANAGEMENT COM 75902K106 1018 30000 SH DFND 2 30000 0 0 REGIONAL MANAGEMENT COM 75902K106 3393 100000 SH DFND 1,2 0 100000 0 SEACOAST FINANCIAL COM 811707306 2440 200000 SH DFND 2 200000 0 0 SEACOAST FINANCIAL COM 811707306 5583 457606 SH DFND 1,2 0 457606 0 SEACOAST FINANCIAL COM 811707306 320 26190 SH DFND 2 0 26190 0 SILVERCREST COM 828359109 1233 72288 SH DFND 2 72288 0 0 SILVERCREST COM 828359109 1684 98750 SH DFND 1,2 0 98750 0 SOUTHCOAST COM 84129R100 680 117225 SH DFND 2 117225 0 0 SOUTHCOAST COM 84129R100 368 63479 SH DFND 2 0 63479 0 SOUTHERN FIRST COM 842873101 567 42672 SH DFND 2 42672 0 0 SOUTHERN NATIONAL COM 843395104 1005 100420 SH DFND 1,2 0 100420 0 SOUTHERN NATIONAL COM 843395104 343 34300 SH DFND 2 0 34300 0 STATE BANK COM 856190103 1820 100000 SH DFND 1,2 0 100000 0 STONEGATE BANK COM 861811107 746 32500 SH DFND 2 32500 0 0 SWS GROUP COM 78503N107 1550 255000 SH DFND 1,2 0 255000 0 SUNTRUST BANKS COM 867914103 1841 50000 SH DFND 1,2 0 50000 0 SYNOVUS COM 87161C105 1800 500000 SH DFND 1,2 0 500000 0 SYNOVUS COM 87161C105 268 74500 SH DFND 2 0 74500 0 SUNSHINE FINANCIAL COM 86782T109 497 27254 SH DFND 2 0 27254 0 TFS FINANCIAL COM 87240R107 1212 100000 SH DFND 1,2 0 100000 0 TRISTATE CAPITAL COM 89678F100 2076 175000 SH DFND 2 175000 0 0 TWO HARBORS COM 90187B101 928 100000 SH DFND 1,2 0 100000 0 UNITED FINANCIAL COM 91030T109 945 50000 SH DFND 1,2 0 50000 0 VANTAGE SOUTH COM 92209W105 101 19210 SH DFND 2 19210 0 0 VANTAGE SOUTH COM 92209W105 2691 510738 SH DFND 1,2 0 510738 0 VANTAGE SOUTH COM 92209W105 283 53608 SH DFND 2 0 53608 0 VIEWPOINT FINANCIAL COM 92672A102 2882 105000 SH DFND 1,2 0 105000 0 VIEWPOINT FINANCIAL COM 92672A103 228 11050 SH DFND 2 0 11050 0 VIRGINIA HERITAGE COM 927819102 896 50000 SH DFND 2 50000 0 0 VIRGINIA HERITAGE COM 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