0001176552-12-000008.txt : 20121114
0001176552-12-000008.hdr.sgml : 20121114
20121114100547
ACCESSION NUMBER: 0001176552-12-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121114
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001176552
IRS NUMBER: 460465072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10322
FILM NUMBER: 121201462
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125886600
MAIL ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020628
13F-HR
1
f13_3q12.txt
Q3 2012 HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SuttonBrook Capital Management, LP
Address: 623 Fifth Ave
suite 2602
New York, NY 10022
13F File Number: 028-10322
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rich Potapchuk
Title: CFO
Phone: 212 588-6600
Signature, Place, and Date of Signing:
Rich Potapchuk New York, NY November 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 16
Form 13F Information Table Value Total: $123,199 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ANADARKO PETE CORP COM 032511107 274 650000 SH CALL SOLE 650000 0 0
ANADARKO PETE CORP COM 032511107 18688 267271 SH SOLE 267271 0 0
CHEMTURA CORP COM NEW 163893209 11193 650000 SH SOLE 650000 0 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 7077 1150801 SH SOLE 1150801 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 14897 1085000 SH SOLE 1085000 0 0
HOWARD HUGHES CORP COM 44267D107 9700 136519 SH SOLE 136519 0 0
ISHARES TR MSCI EMERG MKT 464287234 50 500000 SH PUT SOLE 500000 0 0
MBIA INC COM 55262C100 13872 1369358 SH SOLE 1369358 0 0
MEADWESTVACO CORP COM 583334107 14535 475000 SH SOLE 475000 0 0
OREXIGEN THERAPEUTICS INC COM 686164104 1142 200000 SH SOLE 200000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 160 1000000 SH CALL SOLE 1000000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 624 600000 SH PUT SOLE 600000 0 0
VIVUS INC COM 928551100 11024 618981 SH SOLE 618981 0 0
VIVUS INC COM 928551100 71 187500 SH CALL SOLE 187500 0 0
YAHOO INC COM 984332106 220 665600 SH CALL SOLE 665600 0 0
YAHOO INC COM 984332106 19672 1231416 SH SOLE 1231416 0 0