0001176552-12-000008.txt : 20121114 0001176552-12-000008.hdr.sgml : 20121114 20121114100547 ACCESSION NUMBER: 0001176552-12-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001176552 IRS NUMBER: 460465072 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10322 FILM NUMBER: 121201462 BUSINESS ADDRESS: STREET 1: 598 MADISON AVE STREET 2: 6TH FL CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125886600 MAIL ADDRESS: STREET 1: 598 MADISON AVE STREET 2: 6TH FL CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC DATE OF NAME CHANGE: 20020628 13F-HR 1 f13_3q12.txt Q3 2012 HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SuttonBrook Capital Management, LP Address: 623 Fifth Ave suite 2602 New York, NY 10022 13F File Number: 028-10322 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Rich Potapchuk Title: CFO Phone: 212 588-6600 Signature, Place, and Date of Signing: Rich Potapchuk New York, NY November 14, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 16 Form 13F Information Table Value Total: $123,199 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANADARKO PETE CORP COM 032511107 274 650000 SH CALL SOLE 650000 0 0 ANADARKO PETE CORP COM 032511107 18688 267271 SH SOLE 267271 0 0 CHEMTURA CORP COM NEW 163893209 11193 650000 SH SOLE 650000 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 7077 1150801 SH SOLE 1150801 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 14897 1085000 SH SOLE 1085000 0 0 HOWARD HUGHES CORP COM 44267D107 9700 136519 SH SOLE 136519 0 0 ISHARES TR MSCI EMERG MKT 464287234 50 500000 SH PUT SOLE 500000 0 0 MBIA INC COM 55262C100 13872 1369358 SH SOLE 1369358 0 0 MEADWESTVACO CORP COM 583334107 14535 475000 SH SOLE 475000 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 1142 200000 SH SOLE 200000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 160 1000000 SH CALL SOLE 1000000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 624 600000 SH PUT SOLE 600000 0 0 VIVUS INC COM 928551100 11024 618981 SH SOLE 618981 0 0 VIVUS INC COM 928551100 71 187500 SH CALL SOLE 187500 0 0 YAHOO INC COM 984332106 220 665600 SH CALL SOLE 665600 0 0 YAHOO INC COM 984332106 19672 1231416 SH SOLE 1231416 0 0