0001176552-12-000004.txt : 20120515
0001176552-12-000004.hdr.sgml : 20120515
20120515102339
ACCESSION NUMBER: 0001176552-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001176552
IRS NUMBER: 460465072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10322
FILM NUMBER: 12841697
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125886600
MAIL ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020628
13F-HR
1
f13_1q12.txt
1ST QUARTER 2012 13F HOLDING REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SuttonBrook Capital Management, LP
Address: 598 Madison Ave
6th Fl
New York, NY 10022
13F File Number: 028-10322
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rich Potapchuk
Title: CFO
Phone: 212 588-6600
Signature, Place, and Date of Signing:
Rich Potapchuk New York, NY May 14, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 30
Form 13F Information Table Value Total: $178,159 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AMYLIN PHARMACEUTICALS INC COM 032346108 200 200000 SH PUT SOLE 200000 0 0
ANADARKO PETE CORP COM 032511107 11102 141718 SH SOLE 141718 0 0
ATHENAHEALTH INC COM 04685W103 343 70000 SH CALL SOLE 70000 0 0
ATHENAHEALTH INC COM 04685W103 75 250000 SH PUT SOLE 250000 0 0
BP PLC SPONSORED ADR 055622104 11120 247100 SH SOLE 247100 0 0
CHEMTURA CORP COM NEW 163893209 15747 927401 SH SOLE 927401 0 0
CHESAPEAKE ENERGY CORP COM 165167107 155 800000 SH PUT SOLE 800000 0 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 7339 1068301 SH SOLE 1068301 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 103 1025000 SH PUT SOLE 1025000 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 11016 1006000 SH SOLE 1006000 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 153 300000 SH CALL SOLE 300000 0 0
EXPRESS SCRIPTS INC COM 302182100 13545 250000 SH SOLE 250000 0 0
HERTZ GLOBAL HOLDINGS INC COM 42805T105 6768 450000 SH SOLE 450000 0 0
HOWARD HUGHES CORP COM 44267D107 16401 256786 SH SOLE 256786 0 0
ILLUMINA INC COM 452327109 10522 200000 SH SOLE 200000 0 0
ISHARES TR MSCI EMERG MKT 464287234 995 2500000 SH PUT SOLE 2500000 0 0
MBIA INC COM 55262C100 11211 1143975 SH SOLE 1143975 0 0
MBIA INC COM 55262C100 1300 2000000 SH CALL SOLE 2000000 0 0
MEADWESTVACO CORP COM 583334107 15005 475000 SH SOLE 475000 0 0
NETFLIX INC COM 64110L106 1630 200000 SH PUT SOLE 200000 0 0
OREXIGEN THERAPEUTICS INC COM 686164104 750 500000 SH CALL SOLE 500000 0 0
PENTAIR INC COM 709631105 6189 130000 SH SOLE 130000 0 0
SANOFI RIGHT 12/31/2020 80105N113 89 66135 SH SOLE 66135 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 509 3617 SH SOLE 3617 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 7778 394000 SH SOLE 394000 0 0
VIVUS INC COM 928551100 7962 356090 SH SOLE 356090 0 0
VIVUS INC COM 928551100 1570 606100 SH CALL SOLE 606100 0 0
VIVUS INC COM 928551100 674 405000 SH PUT SOLE 405000 0 0
YAHOO INC COM 984332106 85 500000 SH CALL SOLE 500000 0 0
YAHOO INC COM 984332106 17823 1171000 SH SOLE 1171000 0 0