0001176552-12-000002.txt : 20120210
0001176552-12-000002.hdr.sgml : 20120210
20120210105140
ACCESSION NUMBER: 0001176552-12-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
EFFECTIVENESS DATE: 20120210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001176552
IRS NUMBER: 460465072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10322
FILM NUMBER: 12590154
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125886600
MAIL ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020628
13F-HR
1
f13_4q11.txt
4 QUARTER 2011 13F HOLDINGS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SuttonBrook Capital Management, LP
Address: 598 Madison Ave
6th Fl
New York, NY 10022
13F File Number: 028-10322
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rich Potapchuk
Title: CFO
Phone: 212 588-6600
Signature, Place, and Date of Signing:
Rich Potapchuk New York, NY February 10, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 28
Form 13F Information Table Value Total: $337,407 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
CDNS 2.625% 01 JUN 2015 127387AJ7 3774 2500000 PRN SOLE 2500000 0 0
ANADARKO PETE CORP COM 032511107 35402 463800 SH SOLE 463800 0 0
CARDIOME PHARMA CORP COM NEW 14159U202 2731 1038555 SH SOLE 1038555 0 0
CHELSEA THERAPEUTICS INTL LT COM 163428105 4078 795000 SH SOLE 795000 0 0
CHEMTURA CORP COM NEW 163893209 29967 2642579 SH SOLE 2642579 0 0
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 15460 2253701 SH SOLE 2253701 0 0
CUBIST PHARMACEUTICALS INC COM 229678107 7582 191380 SH SOLE 191380 0 0
DURECT CORP COM 266605104 1145 970500 SH SOLE 970500 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 30206 3794702 SH SOLE 3794702 0 0
HOLOGIC INC COM 436440101 2966 169400 SH SOLE 169400 0 0
HOWARD HUGHES CORP COM 44267D107 46403 1050564 SH SOLE 1050564 0 0
ISHARES TR FTSE CHINA25 IDX 464287184 335 500000 SH PUT SOLE 500000 0 0
ISHARES TR MSCI EMERG MKT 464287234 1380 2000000 SH PUT SOLE 2000000 0 0
MBIA INC COM 55262C100 1926 1800000 SH CALL SOLE 1800000 0 0
MBIA INC COM 55262C100 9446 815000 SH SOLE 815000 0 0
MEDCO HEALTH SOLUTIONS INC COM 58405U102 9783 175000 SH SOLE 175000 0 0
MICROMET INC COM 59509C105 2876 400000 SH SOLE 400000 0 0
NETFLIX INC COM 64110L106 1839 404100 SH PUT SOLE 404100 0 0
PAIN THERAPEUTICS INC COM 69562K100 2850 750000 SH SOLE 750000 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 3350 392250 SH SOLE 392250 0 0
RESEARCH IN MOTION LTD COM 760975102 3625 250000 SH SOLE 250000 0 0
SANOFI RIGHT 12/31/2020 80105N113 1200 1000000 SH SOLE 1000000 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 720 2000000 SH CALL SOLE 2000000 0 0
STEEL DYNAMICS INC COM 858119100 1349 102600 SH SOLE 102600 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 37169 2375000 SH SOLE 2375000 0 0
VIVUS INC COM 928551100 1621 1000000 SH CALL SOLE 1000000 0 0
VIVUS INC COM 928551100 49190 5045077 SH SOLE 5045077 0 0
YAHOO INC COM 984332106 29034 1800000 SH SOLE 1800000 0 0