0001176552-11-000011.txt : 20111115
0001176552-11-000011.hdr.sgml : 20111115
20111115095550
ACCESSION NUMBER: 0001176552-11-000011
CONFORMED SUBMISSION TYPE: 13F-HR
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111115
DATE AS OF CHANGE: 20111115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001176552
IRS NUMBER: 460465072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10322
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125886600
MAIL ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020628
13F-HR
1
f13_3q11.txt
13F HR Q3 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SuttonBrook Capital Management, LP
Address: 598 Madison Ave
6th Fl
New York, NY 10022
13F File Number: 028-10322
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rich Potapchuk
Title: CFO
Phone: 212 588-6600
Signature, Place, and Date of Signing:
Rich Potapchuk New York, NY November 15, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 37
Form 13F Information Table Value Total: $397,802 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
COMVERSE TECHNOLOGY INC 205862402 14639 2073500 SH SOLE 2073500 0 0
ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 6329 5000000 PRN SOLE 5000000 0 0
ANADARKO PETE CORP COM 032511107 104 650000 SH CALL SOLE 650000 0 0
ANADARKO PETE CORP COM 032511107 44375 703800 SH SOLE 703800 0 0
CARDIOME PHARMA CORP COM NEW 14159U202 3417 1038555 SH SOLE 1038555 0 0
CHART INDS INC NOTE 2.000% 8/0 16115QAC4 2296 2500000 PRN SOLE 2500000 0 0
CHELSEA THERAPEUTICS INTL LT COM 163428105 2985 820000 SH SOLE 820000 0 0
CHEMTURA CORP COM NEW 163893209 21689 2162444 SH SOLE 2162444 0 0
CREXUS INVT CORP COM 226553105 3968 446800 SH SOLE 446800 0 0
CUBIST PHARMACEUTICALS INC COM 229678107 12944 366480 SH SOLE 366480 0 0
DOLLAR TREE INC COM 256746108 6976 92875 SH SOLE 92875 0 0
DURECT CORP COM 266605104 1563 970500 SH SOLE 970500 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 100 1500000 SH CALL SOLE 1500000 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 45285 4970931 SH SOLE 4970931 0 0
GOODRICH CORP COM 382388106 1100 100000 SH CALL SOLE 100000 0 0
GOODRICH CORP COM 382388106 21119 175000 SH SOLE 175000 0 0
HECKMANN CORP *W EXP 11/09/201 422680116 31 312800 SH SOLE 312800 0 0
HEWLETT PACKARD CO COM 428236103 26940 1200000 SH SOLE 1200000 0 0
HOLOGIC INC COM 436440101 3005 197600 SH SOLE 197600 0 0
HOWARD HUGHES CORP COM 44267D107 43271 1027819 SH SOLE 1027819 0 0
MBIA INC COM 55262C100 509 70046 SH SOLE 70046 0 0
MF GLOBAL HLDGS LTD NOTE 3.375% 8/0 55277JAB4 9832 12500000 PRN SOLE 12500000 0 0
MICROMET INC COM 59509C105 2520 525000 SH SOLE 525000 0 0
MOTOROLA MOBILITY HLDGS INC COM 620097105 9445 250000 SH SOLE 250000 0 0
PAIN THERAPEUTICS INC COM 69562K100 3570 750000 SH SOLE 750000 0 0
PROGENICS PHARMACEUTICALS IN COM 743187106 2395 417250 SH SOLE 417250 0 0
RIGEL PHARMACEUTICALS INC COM NEW 766559603 1656 225000 SH SOLE 225000 0 0
ROVI CORP NOTE 2.625% 2/1 779376AB8 8685 7500000 PRN SOLE 7500000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 11513 1505000 SH PUT SOLE 1505000 0 0
SPRINT NEXTEL CORP COM SER 1 852061100 13680 4500000 SH SOLE 4500000 0 0
STEEL DYNAMICS INC COM 858119100 1696 171000 SH SOLE 171000 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 27350 1859923 SH SOLE 1859923 0 0
TEMPLE INLAND INC COM 879868107 1095 643900 SH CALL SOLE 643900 0 0
VIVUS INC COM 928551100 720 750000 SH CALL SOLE 750000 0 0
VIVUS INC COM 928551100 37377 4631577 SH SOLE 4631577 0 0
WILLIAMS COS INC DEL COM 969457100 3043 125000 SH SOLE 125000 0 0
YAHOO INC COM 984332106 580 1000000 SH CALL SOLE 1000000 0 0