0001176552-11-000006.txt : 20110513
0001176552-11-000006.hdr.sgml : 20110513
20110513101132
ACCESSION NUMBER: 0001176552-11-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001176552
IRS NUMBER: 460465072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10322
FILM NUMBER: 11838317
BUSINESS ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 2125886600
MAIL ADDRESS:
STREET 1: 598 MADISON AVE
STREET 2: 6TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: SUTTONBROOK CAPITAL MANAGEMENT LLC
DATE OF NAME CHANGE: 20020628
13F-HR
1
f13_1q11.txt
2011 Q1 13F HOLDINGS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SuttonBrook Capital Management, LP
Address: 598 Madison Ave
6th Fl
New York, NY 10022
13F File Number: 028-10322
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Rich Potapchuk
Title: CFO
Phone: 212 588-6600
Signature, Place, and Date of Signing:
Rich Potapchuk New York, NY May 13, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 54
Form 13F Information Table Value Total: $848,845 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
COMVERSE TECHNOLOGY INC COM 205862402 15020 2000000 SH SOLE 2000000 0 0
VISA INC COM CL A 92826C839 167 750 PRN PUT SOLE 750 0 0
VISA INC COM CL A 92826C839 431 750 PRN CALL SOLE 750 0 0
AIR PRODS & CHEMS INC COM 009158106 8553 94848 SH SOLE 94848 0 0
AIRGAS INC COM 009363102 35219 530246 SH SOLE 530246 0 0
ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 18050 15000000 SH SOLE 15000000 0 0
AMYLIN PHARMACEUTICALS INC COM 032346108 4409 387800 SH SOLE 387800 0 0
ANADARKO PETE CORP COM 032511107 27116 331000 SH SOLE 331000 0 0
BMC SOFTWARE INC COM 055921100 14922 300000 SH SOLE 300000 0 0
BOISE INC *W EXP 06/18/201 09746Y113 1698 999000 SH SOLE 999000 0 0
CARDIOME PHARMA CORP COM NEW 14159U202 3889 908700 SH SOLE 908700 0 0
CEPHALON INC COM 156708109 425 2500 PRN CALL SOLE 2500 0 0
CEPHALON INC COM 156708109 45648 600000 SH SOLE 600000 0 0
CHELSEA THERAPEUTICS INTL LT COM 163428105 3853 992950 SH SOLE 992950 0 0
CHEMTURA CORP COM NEW 163893209 15886 923624 SH SOLE 923624 0 0
CREXUS INVT CORP COM 226553105 11991 1050000 SH SOLE 1050000 0 0
CUBIST PHARMACEUTICALS INC COM 229678107 792 3654 PRN CALL SOLE 3654 0 0
CUBIST PHARMACEUTICALS INC COM 229678107 24045 952642 SH SOLE 952642 0 0
DOLLAR GEN CORP NEW COM 256677105 11245 358686 SH SOLE 358686 0 0
DOLLAR TREE INC COM 256746108 11937 215000 SH SOLE 215000 0 0
DURECT CORP COM 266605104 2711 753000 SH SOLE 753000 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 55955 3580000 SH SOLE 3580000 0 0
ELAN PLC ADR 284131208 6880 1000000 SH SOLE 1000000 0 0
ENDO PHARMACEUTICALS HLDGS I NOTE 1.750% 4/1 29264FAB2 21061 15000000 SH SOLE 15000000 0 0
EXTERRAN HLDGS INC NOTE 4.250% 6/1 30225XAA1 15918 12900000 SH SOLE 12900000 0 0
FAMILY DLR STORES INC COM 307000109 4751 92584 SH SOLE 92584 0 0
GENZYME CORP COM 372917104 49338 647865 SH SOLE 647865 0 0
HECKMANN CORP *W EXP 11/09/201 422680116 475 500000 SH SOLE 500000 0 0
HOLOGIC INC COM 436440101 2429 109400 SH SOLE 109400 0 0
HOWARD HUGHES CORP COM 44267D107 45217 640103 SH SOLE 640103 0 0
IDENIX PHARMACEUTICALS INC COM 45166R204 3735 1125000 SH SOLE 1125000 0 0
INPHI CORP COM 45772F107 735 35000 SH SOLE 35000 0 0
ITT EDUCATIONAL SERVICES INC COM 45068B109 301 4164 PRN PUT SOLE 4164 0 0
LAWSON SOFTWARE INC NEW COM 52078P102 15809 1306520 SH SOLE 1306520 0 0
METLIFE INC UNIT 99/99/9999 59156R116 25413 300000 SH SOLE 300000 0 0
MGM RESORTS INTERNATIONAL COM 552953101 21698 1650000 SH SOLE 1650000 0 0
MICRON TECHNOLOGY INC NOTE 4.250%10/1 595112AJ2 18835 8000000 SH SOLE 8000000 0 0
MOSAIC CO COM 61945A107 38591 490050 SH SOLE 490050 0 0
NETAPP INC NOTE 1.750% 6/0 64110DAB0 26895 17000000 SH SOLE 17000000 0 0
NEUROCRINE BIOSCIENCES INC COM 64125C109 4499 592753 SH SOLE 592753 0 0
NPS PHARMACEUTICALS INC COM 62936P103 6016 628000 SH SOLE 628000 0 0
NUVASIVE INC COM 670704105 4254 168000 SH SOLE 168000 0 0
NYSE EURONEXT COM 629491101 1759 50000 SH SOLE 50000 0 0
PAIN THERAPEUTICS INC COM 69562K100 9883 1033817 SH SOLE 1033817 0 0
PRIDE INTL INC DEL COM 74153Q102 22549 525000 SH SOLE 525000 0 0
PROGRESS ENERGY INC COM 743263105 16149 350000 SH SOLE 350000 0 0
SANTARUS INC COM 802817304 3558 1040400 SH SOLE 1040400 0 0
SELECT MED HLDGS CORP COM 81619Q105 2176 270000 SH SOLE 270000 0 0
SMURFIT-STONE CONTAINER CORP COM 83272A104 34785 900000 SH SOLE 900000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1310 30000 PRN PUT SOLE 30000 0 0
SPRINT NEXTEL CORP COM SER 1 852061100 41760 9000000 SH SOLE 9000000 0 0
SYMANTEC CORP COM 871503108 44496 2400000 SH SOLE 2400000 0 0
VALEANT PHARMACEUTICALS INTL COM 91911K102 14943 300000 SH SOLE 300000 0 0
VIVUS INC COM 928551100 28665 4630805 SH SOLE 4630805 0 0