0001200876-11-000060.txt : 20111102 0001200876-11-000060.hdr.sgml : 20111102 20111102204146 ACCESSION NUMBER: 0001200876-11-000060 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090531 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pourhassan Nader CENTRAL INDEX KEY: 0001532878 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49908 FILM NUMBER: 111175856 MAIL ADDRESS: STREET 1: 5099 GALEN STREET CITY: LAKE OSWEGO STATE: OR ZIP: 97035 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYTODYN INC CENTRAL INDEX KEY: 0001175680 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 753056237 STATE OF INCORPORATION: CO FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 110 CRENSHAW LAKE ROAD CITY: LUTZ STATE: FL ZIP: 33548 BUSINESS PHONE: 813-527-6969 MAIL ADDRESS: STREET 1: 110 CRENSHAW LAKE ROAD CITY: LUTZ STATE: FL ZIP: 33548 FORMER COMPANY: FORMER CONFORMED NAME: REXRAY CORP DATE OF NAME CHANGE: 20020617 5 1 primary_doc.xml PRIMARY DOCUMENT X0304 5 2009-05-31 0 0 1 0001175680 CYTODYN INC CYDY 0001532878 Pourhassan Nader 5099 GALEN STREET LAKE OSWEGO OR 97035 0 1 0 0 Chief Operating Officer Common Stock 2008-11-24 4 P 0 L 100 0.49 A 314774 I By Spouse Common Stock 2008-12-02 4 S 0 L 5000 0.37 D 309774 I By Spouse Common Stock 2008-12-10 4 S 0 L 6000 0.3083 D 303774 I By Spouse Common Stock 2008-12-10 4 P 0 L 100 0.47 A 303874 I By Spouse Common Stock 2008-12-18 4 S 0 L 10000 0.4 D 293874 I By Spouse Common Stock 2008-12-18 4 P 0 L 100 0.47 A 293974 I By Spouse Common Stock 2008-12-30 4 S 0 L 15800 0.3 D 278174 I By Spouse Common Stock 2008-12-30 4 P 0 L 200 0.42 A 278374 I By Spouse Common Stock 2008-12-31 4 S 0 L 5000 0.3 D 273374 I By Spouse Common Stock 2008-12-31 4 P 0 L 100 0.42 A 273474 I By Spouse Common Stock 2009-01-07 4 S 0 L 10000 0.3 D 263474 I By Spouse Common Stock 2009-01-07 4 P 0 L 100 0.35 A 263574 I By Spouse Common Stock 2009-02-24 4 P 0 L 100 0.41 A 263674 I By Spouse Common Stock 2009-03-05 4 P 0 L 250 0.46 A 263924 I By Spouse Common Stock 2009-03-10 4 P 0 L 400 0.4725 A 264324 I By Spouse Common Stock 2009-03-18 4 P 0 L 100 0.52 A 264424 I By Spouse Common Stock 2009-03-23 4 P 0 L 200 0.55 A 264624 I By Spouse Common Stock 2009-04-13 4 P 0 L 100 0.55 A 264724 I By Spouse Common Stock 2009-04-22 4 P 0 L 700 0.55 A 265424 I By Spouse Common Stock 2008-05-05 4 S 0 L 950 0.65 D 264474 I By Spouse Common Stock 2009-05-07 4 S 0 L 7775 0.5614 D 256699 I By Spouse Common Stock 2009-05-07 4 P 0 L 100 0.75 A 256799 I By Spouse Common Stock 2009-05-13 4 S 0 L 9590 0.55 D 247209 I By Spouse Common Stock 2009-05-13 4 P 0 L 100 0.65 A 247309 I By Spouse Common Stock 2009-05-14 4 P 0 L 200 0.7 A 247509 I By Spouse Common Stock 2009-05-19 4 S 0 L 10000 0.7 A 237509 I By Spouse Common Stock 2009-05-22 4 S 0 L 2500 0.67 D 235009 I By Spouse Common Stock 2008-10-02 4 A 0 L 250000 0 A 250000 D Common Stock 2008-11-01 5 G 0 L 20000 0 D 230000 D This transaction was executed in multiple trades at prices ranging from $0.30 to $0.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. This transaction was executed in multiple trades at prices ranging from $0.40 to $0.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. This transaction was executed in multiple trades at prices ranging from $0.42 to $0.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. The reporting person has agreed to disgorge a total short swing profit of $1,217.00 resulting from numerous transactions by his spouse. This transaction was executed in multiple trades at prices ranging from $0.54 to $0.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. This transaction was executed in multiple trades at prices ranging from $0.65 to $0.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. ( 2 of 3 ) Nader Pourhassan 2011-11-02