0001209191-18-012042.txt : 20180221 0001209191-18-012042.hdr.sgml : 20180221 20180221173706 ACCESSION NUMBER: 0001209191-18-012042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180220 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THORNLEY ANTHONY S CENTRAL INDEX KEY: 0001191319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 18629720 MAIL ADDRESS: STREET 1: 2180 RUTHERFORD ROAD CITY: CARLSBAD STATE: CA ZIP: 92008 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-20 0 0001175609 CAVIUM, INC. CAVM 0001191319 THORNLEY ANTHONY S C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common stock 2018-02-20 4 M 0 12500 42.01 A 21511 D Common stock 2018-02-20 4 S 0 12500 88.50 D 9011 D Stock option right to buy 42.01 2018-02-20 4 M 0 12500 0.00 D 2011-07-03 2018-06-03 Common Stock 12500 0 D 1/48th of the shares subject to the option vest monthly over 48 months. /s/ Vincent P. Pangrazio with Power of Attorney 2018-02-21