0001209191-17-021092.txt : 20170316 0001209191-17-021092.hdr.sgml : 20170316 20170316162815 ACCESSION NUMBER: 0001209191-17-021092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170314 FILED AS OF DATE: 20170316 DATE AS OF CHANGE: 20170316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangrazio Vincent P CENTRAL INDEX KEY: 0001514114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 17694916 MAIL ADDRESS: STREET 1: C/O CAVIUM NETWORKS, INC. STREET 2: 805 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-14 0 0001175609 CAVIUM, INC. CAVM 0001514114 Pangrazio Vincent P C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 SVP,Gen. Counsel & Secretary Common stock 2017-03-14 4 M 0 15000 37.22 A 60039 D Common stock 2017-03-14 4 S 0 15000 72.22 D 45039 D Stock option right to buy 37.22 2017-03-14 4 M 0 15000 0.00 D 2018-03-10 Common stock 15000 15000 D The sale was made under a 10b5-1 trading plan as adopted by the reporting person. 1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years. /s/ Vincent P. Pangrazio 2017-03-16