0001571049-16-019973.txt : 20161117 0001571049-16-019973.hdr.sgml : 20161117 20161117165534 ACCESSION NUMBER: 0001571049-16-019973 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RANDGOLD RESOURCES LTD CENTRAL INDEX KEY: 0001175580 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-49888 FILM NUMBER: 162005537 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, UNITY CHAMBERS 28 HALKETT ST STREET 2: ST. HELIER, JERSEY JE2 4WJ CITY: CHANNEL ISLANDS STATE: X0 ZIP: 00000 BUSINESS PHONE: 011-44-1534-735-333 MAIL ADDRESS: STREET 1: 3RD FLOOR, UNITY CHAMBERS 28 HALKETT ST STREET 2: ST. HELIER, JERSEY JE2 4WJ CITY: CHANNEL ISLANDS STATE: X0 ZIP: 00000 6-K 1 t1602837_6k.htm FORM 6-K

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934

 

For the month of November 2016 (third filing)

 

Commission File Number: 0-49888

 

Randgold Resources Limited

(Translation of registrant’s name into English)

 

3rd Floor, Unity Chambers, 28 Halkett Street, St Helier, Jersey JE2 4WJ, Channel Islands

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F x           Form 40-F ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's “home country”), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

 

 

 

 

Attached to the Registrant’s Form 6-K filing for the month of November 2016, and incorporated by reference herein, is:

 

Exhibit No.   Description
     
99.1   Release, dated November 15, 2016 entitled “TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES.”

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RANDGOLD RESOURCES LIMITED
     
  By: /s/ Martin Welsh
    Martin Welsh
    General Counsel and Secretary

 

Dated: November 17, 2016

 

 

 

 EX-99.1 2 t1602837_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

RANDGOLD RESOURCES LIMITED
Incorporated in Jersey, Channel Islands
Reg. No. 62686
LSE Trading Symbol: RRS
NASDAQ Trading Symbol: GOLD
("Randgold Resources" or the "Company")

 

Jersey, Channel Islands, 15 November 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii Randgold Resources Ltd
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights

X

An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments  
An event changing the breakdown of voting rights  
Other (please specify):    
3. Full name of person(s) subject to the notification obligation: iii FMR LLC
4. Full name of shareholder(s) (if different from 3.):iv See Section 9
5. Date of the transaction and date on
which the threshold is crossed or reached: v		 10 November 2016
6. Date on which issuer notified: 14 November 2016
7. Threshold(s) that is/are crossed or reached: vi, vii 5%
8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of
shares


if possible using
the ISIN CODE

 Situation previous to the
triggering transaction		 Resulting situation after the triggering transaction
Number
of
Shares		 Number of
Voting
Rights		 Number
of shares		 Number of voting
rights		 % of  voting rights x
Indirect Direct xi Indirect xii Direct Indirect
GB00B01C3S32 4,744,952 4,744,952 4,528,465   4,528,465   4.83%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument		 Expiration
date xiii		 Exercise/
Conversion Period xiv		 Number of voting rights
that may be acquired if
the instrument is
exercised / converted.		 % of voting
rights
Right of Recall     589,500 0.63%
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of
financial
instrument		 Exercise
price		 Expiration
date xvii		 Exercise/
Conversion
period xviii		 Number of voting rights
instrument refers to		 % of voting rights
xix, xx
          Nominal Delta
   
                                     

 

 

 

 

Total (A+B+C)
Number of voting rights Percentage of voting rights
5,117,965 5.46%
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

       
  Controlled Undertaking Percentage Holding  
  Fidelity (Canada) Asset Management ULC 1.16  
  FIAM LLC 0.35  
  Fidelity Institutional Asset Management Trust Company 0.33  
  FMR CO., INC 3.31  
  FMR INVESTMENT MANAGEMENT (UK) LIMITED 0.30  
  FIDELITY MANAGEMENT TRUST COMPANY 0.01  
  Grand Total 5.46  
       

Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will acquire/ cease to hold:  
12. Date on which proxy holder will acquire/ cease to hold voting rights:  
13. Additional information: N/A
14. Contact name: Sally-Ann Hatton
15. Contact telephone number: fil-regreporting@fil.com, 01737 837148

 

RANDGOLD RESOURCES ENQUIRIES:

Chief Executive
Mark Bristow
+44 788 071 1386
+44 779 775 2288		 Financial Director
Graham Shuttleworth
+44 1534 735 333
+44 779 771 1338		 Investor & Media Relations
Kathy du Plessis
+44 20 7557 7738
Email: randgold@dpapr.com