0001571049-16-011870.txt : 20160217 0001571049-16-011870.hdr.sgml : 20160217 20160217114917 ACCESSION NUMBER: 0001571049-16-011870 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RANDGOLD RESOURCES LTD CENTRAL INDEX KEY: 0001175580 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-49888 FILM NUMBER: 161432118 BUSINESS ADDRESS: STREET 1: 3RD FLOOR, UNITY CHAMBERS 28 HALKETT ST STREET 2: ST. HELIER, JERSEY JE2 4WJ CITY: CHANNEL ISLANDS STATE: X0 ZIP: 00000 BUSINESS PHONE: 011-44-1534-735-333 MAIL ADDRESS: STREET 1: 3RD FLOOR, UNITY CHAMBERS 28 HALKETT ST STREET 2: ST. HELIER, JERSEY JE2 4WJ CITY: CHANNEL ISLANDS STATE: X0 ZIP: 00000 6-K 1 t1600440_6k.htm FORM 6-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16

under the Securities Exchange Act of 1934

 

For the month of February 2016 (second filing)

 

Commission File Number: 0-49888

 

Randgold Resources Limited

(Translation of registrant’s name into English)

 

3rd Floor, Unity Chambers, 28 Halkett Street, St Helier, Jersey JE2 4WJ, Channel Islands

(Address of principal executive offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F x          Form 40-F ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):

 

Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):

 

Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's “home country”), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.

 

 

 

 

Attached to the Registrant’s Form 6-K filing for the month of February 2016, and incorporated by reference herein, is:

 

Exhibit No.   Description
     
99.1   Release, dated February 11, 2016 entitled “TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES.”
     
99.2   Release, dated February 12, 2016 entitled “TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES.”

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  RANDGOLD RESOURCES LIMITED
     
  By: /s/ Martin Welsh*
    Martin Welsh
    General Counsel and Secretary

 

Dated: February 16, 2016

 

* This filing has been signed by the undersigned Attorney-in-Fact pursuant to the power of attorney filed heretofore.

 

/s/ Manuel G. R. Rivera  
Manuel G. R. Rivera  
Attorney-in-Fact  

 

 

 

EX-99.1 2 t1600440_ex99-1.htm EXHIBIT 99.1

 

Exhibit 99.1

 

RANDGOLD RESOURCES LIMITED

Incorporated in Jersey, Channel Islands

Reg. No. 62686

LSE Trading Symbol: RRS

NASDAQ Trading Symbol: GOLD

("Randgold Resources" or the "Company")

 

Jersey, Channel Islands, 11 February 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
Randgold Resources Limited

2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights ¨
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached ¨
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments x
An event changing the breakdown of voting rights ¨
Other (please specify):   ¨

3. Full name of person(s) subject to the
notification obligation: iii
BlackRock, Inc.
4. Full name of shareholder(s)
 (if different from 3.):iv
 
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
8 February, 2016
6. Date on which issuer notified: 10 February, 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii

 

Financial Instruments holding for BlackRock, Inc. has gone below 10%

8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of
shares

 

if possible using
the ISIN CODE

Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
GB00B01C3S32 6,081,207 6,081,207 N/A N/A 6,175,169 N/A 6.62%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
Securities Lending     899,233 0.96%
American Depository Receipt     8,371,933 8.98%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

 

 

 

 

Resulting situation after the triggering transaction
Type of financial
instrument
Exercise
price
Expiration
date xvii
Exercise/
Conversion
period xviii

Number of voting rights
instrument refers to

% of voting rights xix,
xx

CFD       10,649 Nominal Delta
0.01% 0.01%

Total (A+B+C)
Number of voting rights Percentage of voting rights
15,456,984 16.58%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
 

Name % of voting
rights if it equals
or is higher than
the notifiable
threshold
% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold
Total of both if it
equals or is higher
than the notifiable
threshold
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Australia Holdco Pty. Ltd.      
BlackRock Investment Management (Australia) Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock Holdco 4, LLC      
BlackRock Holdco 6, LLC      
BlackRock Delaware Holdings Inc.      
BlackRock Fund Advisors      
BlackRock Institutional Trust Company, National Association      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock Investment Management (UK) Limited 1.04% 8.54% 9.59%
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock Capital Holdings, Inc.      

 

 

 

 

BlackRock Advisors, LLC      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Holdco 3, LLC      
BlackRock Canada Holdings LP      
BlackRock Canada Holdings ULC      
BlackRock Asset Management Canada Limited      
       
BlackRock, Inc.      
Trident Merger, LLC      
BlackRock Investment Management, LLC      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock (Singapore) Holdco Pte. Ltd.      
BlackRock Asia-Pac Holdco, LLC      
BlackRock HK Holdco Limited      
BlackRock Asset Management North Asia Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock (Singapore) Holdco Pte. Ltd.      
BlackRock Asia-Pac Holdco, LLC      
BlackRock HK Holdco Limited      
BlackRock Cayco Limited      
BlackRock Trident Holding Company Limited      
BlackRock Japan Holdings GK      
BlackRock Japan Co., Ltd.      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      

 

 

 

 

BlackRock Advisors (UK) Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock Holdco 4, LLC      
BlackRock Holdco 6, LLC      
BlackRock Delaware Holdings Inc.      
BlackRock Fund Advisors      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock (Netherlands) B.V.      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock International Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock (Singapore) Holdco Pte. Ltd.      
BlackRock (Singapore) Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock Investment Management (UK) Limited      
BlackRock Asset Management Deutschland AG      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      

 

 

 

 

       
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
13. Additional information: BlackRock Regulatory Threshold Reporting Team
14. Contact name: Gareth Slade
15. Contact telephone number: 020 7743 3650
           

 

RANDGOLD RESOURCES ENQUIRIES:

Chief Executive
Mark Bristow
+44 788 071 1386
+44 779 775 2288
Financial Director
Graham Shuttleworth
+44 1534 735 333
+44 779 771 1338
Investor & Media Relations
Kathy du Plessis
+44 20 7557 7738
Email: randgold@dpapr.com

 

Website: www.randgoldresources.com

 

 

EX-99.2 3 t1600440_ex99-2.htm EXHIBIT 99.2

 

Exhibit 99.2

 

RANDGOLD RESOURCES LIMITED

Incorporated in Jersey, Channel Islands
Reg. No. 62686
LSE Trading Symbol: RRS
NASDAQ Trading Symbol: GOLD

("Randgold Resources" or the "Company")

 

Jersey, Channel Islands, 12 February 2016

 

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached: ii
Randgold Resources Limited

2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights x
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached ¨
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments ¨
An event changing the breakdown of voting rights ¨
Other (please specify):   ¨

3. Full name of person(s) subject to the
notification obligation: iii
BlackRock, Inc.
4. Full name of shareholder(s)
 (if different from 3.):iv
 
5. Date of the transaction and date on
which the threshold is crossed or
reached: v
10 February, 2016
6. Date on which issuer notified: 11 February, 2016
7. Threshold(s) that is/are crossed or
reached: vi, vii

Total holding for BlackRock Investment Management (UK) Limited has gone above 10%

Total holdings in BlackRock, Inc. remain above 15%

8. Notified details:
A: Voting rights attached to shares viii, ix

Class/type of
shares

 

if possible using
the ISIN CODE

Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct Direct xi Indirect xii Direct Indirect
GB00B01C3S32 6,175,169 6,175,169 N/A N/A 6,912,110 N/A 7.41%

B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date xiii
Exercise/
Conversion Period xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
Securities Lending     892,609 0.95%
American Depository Receipt     8,376,506 8.98%

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

 

 

 

 

Resulting situation after the triggering transaction
Type of financial
instrument
Exercise
price
Expiration
date xvii
Exercise/
Conversion
period xviii

Number of voting rights
instrument refers to

% of voting rights xix,
xx

CFD       7,422 Nominal Delta
0.00% 0.00%

Total (A+B+C)
Number of voting rights Percentage of voting rights
16,188,647 17.36%

9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi

 
Name % of voting
rights if it equals
or is higher than
the notifiable
threshold
% of voting rights
through financial
instruments if it
equals or is higher
than the notifiable
threshold
Total of both if it
equals or is higher
than the notifiable
threshold
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock Investment Management (UK) Limited      
BlackRock Asset Management Deutschland AG      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock (Singapore) Holdco Pte. Ltd.      
BlackRock Asia-Pac Holdco, LLC      
BlackRock HK Holdco Limited      
BlackRock Cayco Limited      
BlackRock Trident Holding Company Limited      
BlackRock Japan Holdings GK      
BlackRock Japan Co., Ltd.      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock Holdco 4, LLC      
BlackRock Holdco 6, LLC      
BlackRock Delaware Holdings Inc.      
BlackRock Fund Advisors      
BlackRock Institutional Trust Company, National Association      

 

 

 

 

       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Australia Holdco Pty. Ltd.      
BlackRock Investment Management (Australia) Limited      
       
BlackRock, Inc.      
Trident Merger, LLC      
BlackRock Investment Management, LLC      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock Holdco 4, LLC      
BlackRock Holdco 6, LLC      
BlackRock Delaware Holdings Inc.      
BlackRock Fund Advisors      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock (Singapore) Holdco Pte. Ltd.      
BlackRock Asia-Pac Holdco, LLC      
BlackRock HK Holdco Limited      
BlackRock Asset Management North Asia Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Holdco 3, LLC      
BlackRock Canada Holdings LP      
BlackRock Canada Holdings ULC      
BlackRock Asset Management Canada Limited      

 

 

 

 

       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock International Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock (Singapore) Holdco Pte. Ltd.      
BlackRock (Singapore) Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock (Netherlands) B.V.      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock Capital Holdings, Inc.      
BlackRock Advisors, LLC      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock Advisors (UK) Limited      
       
BlackRock, Inc.      
BlackRock Holdco 2, Inc.      
BlackRock Financial Management, Inc.      
BlackRock International Holdings, Inc.      
BR Jersey International Holdings L.P.      
BlackRock Group Limited      
BlackRock Investment Management (UK) Limited 1.79% 8.50% 10.29%

 

 

 

 

       
Proxy Voting:
10. Name of the proxy holder:  
11. Number of voting rights proxy holder will cease
to hold:
 
12. Date on which proxy holder will cease to hold
voting rights:
 
13. Additional information: BlackRock Regulatory Threshold Reporting Team
14. Contact name: William Graham
15. Contact telephone number: 020 7743 3650
           

 

RANDGOLD RESOURCES ENQUIRIES:

Chief Executive
Mark Bristow
+44 788 071 1386
+44 779 775 2288
Financial Director
Graham Shuttleworth
+44 1534 735 333
+44 779 771 1338
Investor & Media Relations
Kathy du Plessis
+44 20 7557 7738
Email: randgold@dpapr.com

 

Website: www.randgoldresources.com