UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16
under the Securities Exchange Act of 1934
For the month of February 2016 (second filing)
Commission File Number: 0-49888
Randgold Resources Limited
(Translation of registrant’s name into English)
3rd Floor, Unity Chambers, 28 Halkett Street, St Helier, Jersey JE2 4WJ, Channel Islands
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F ¨
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Note: Regulation S-T Rule 101(b)(1) only permits the submission in paper of a Form 6-K if submitted solely to provide an attached annual report to security holders.
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Note: Regulation S-T Rule 101(b)(7) only permits the submission in paper of a Form 6-K if submitted to furnish a report or other document that the registrant foreign private issuer must furnish and make public under the laws of the jurisdiction in which the registrant is incorporated, domiciled or legally organized (the registrant's “home country”), or under the rules of the home country exchange on which the registrant's securities are traded, as long as the report or other document is not a press release, is not required to be and has not been distributed to the registrant's security holders, and, if discussing a material event, has already been the subject of a Form 6-K submission or other Commission filing on EDGAR.
Attached to the Registrant’s Form 6-K filing for the month of February 2016, and incorporated by reference herein, is:
Exhibit No. | Description | |
99.1 | Release, dated February 11, 2016 entitled “TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES.” | |
99.2 | Release, dated February 12, 2016 entitled “TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES.” |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.
RANDGOLD RESOURCES LIMITED | ||
By: | /s/ Martin Welsh* | |
Martin Welsh | ||
General Counsel and Secretary |
Dated: February 16, 2016
* This filing has been signed by the undersigned Attorney-in-Fact pursuant to the power of attorney filed heretofore.
/s/ Manuel G. R. Rivera | |
Manuel G. R. Rivera | |
Attorney-in-Fact |
Exhibit 99.1
RANDGOLD RESOURCES LIMITED
Incorporated in Jersey, Channel Islands
Reg. No. 62686
LSE Trading Symbol: RRS
NASDAQ Trading Symbol: GOLD
("Randgold Resources" or the "Company")
Jersey, Channel Islands, 11 February 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Randgold Resources Limited |
2 Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | ¨ | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ¨ | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | x | |
An event changing the breakdown of voting rights | ¨ | |
Other (please specify): | ¨ |
3. Full name of person(s) subject to the notification obligation: iii |
BlackRock, Inc. |
4. Full name of shareholder(s) (if different from 3.):iv |
|
5. Date of the transaction and date on which the threshold is crossed or reached: v |
8 February, 2016 |
6. Date on which issuer notified: | 10 February, 2016 |
7. Threshold(s) that is/are crossed or reached: vi, vii |
Financial Instruments holding for BlackRock, Inc. has gone below 10% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type
of
if possible using |
Situation
previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number
of voting rights |
% of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
GB00B01C3S32 | 6,081,207 | 6,081,207 | N/A | N/A | 6,175,169 | N/A | 6.62% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type
of financial instrument |
Expiration date xiii |
Exercise/
Conversion Period xiv |
Number
of voting rights that may be acquired if the instrument is exercised/ converted. |
%
of voting rights |
Securities Lending | 899,233 | 0.96% | ||
American Depository Receipt | 8,371,933 | 8.98% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
Resulting situation after the triggering transaction | ||||||
Type
of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number
of voting rights |
%
of voting rights xix, | |
CFD | 10,649 | Nominal | Delta | |||
0.01% | 0.01% |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
15,456,984 | 16.58% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
Name | %
of voting rights if it equals or is higher than the notifiable threshold |
%
of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total
of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock Institutional Trust Company, National Association | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | 1.04% | 8.54% | 9.59% |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Capital Holdings, Inc. |
BlackRock Advisors, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Canada Holdings LP | |||
BlackRock Canada Holdings ULC | |||
BlackRock Asset Management Canada Limited | |||
BlackRock, Inc. | |||
Trident Merger, LLC | |||
BlackRock Investment Management, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Cayco Limited | |||
BlackRock Trident Holding Company Limited | |||
BlackRock Japan Holdings GK | |||
BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited |
BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock International Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock (Singapore) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. |
Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will cease to hold: |
|||||
12. Date on which proxy holder will cease to hold voting rights: |
|||||
13. Additional information: | BlackRock Regulatory Threshold Reporting Team | ||||
14. Contact name: | Gareth Slade | ||||
15. Contact telephone number: | 020 7743 3650 | ||||
RANDGOLD RESOURCES ENQUIRIES:
Chief Executive Mark Bristow +44 788 071 1386 +44 779 775 2288 |
Financial Director Graham Shuttleworth +44 1534 735 333 +44 779 771 1338 |
Investor & Media Relations Kathy du Plessis +44 20 7557 7738 Email: randgold@dpapr.com |
Website: www.randgoldresources.com
Exhibit 99.2
RANDGOLD RESOURCES LIMITED
Incorporated in Jersey, Channel Islands
Reg. No. 62686
LSE Trading Symbol: RRS
NASDAQ Trading Symbol: GOLD
("Randgold Resources" or the "Company")
Jersey, Channel Islands, 12 February 2016
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Randgold Resources Limited |
2. Reason for the notification (please tick the appropriate box or boxes): | ||
An acquisition or disposal of voting rights | x | |
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ¨ | |
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ¨ | |
An event changing the breakdown of voting rights | ¨ | |
Other (please specify): | ¨ |
3. Full name of person(s) subject to the notification obligation: iii |
BlackRock, Inc. |
4. Full name of shareholder(s) (if different from 3.):iv |
|
5. Date of the transaction and date on which the threshold is crossed or reached: v |
10 February, 2016 |
6. Date on which issuer notified: | 11 February, 2016 |
7. Threshold(s) that is/are crossed or reached: vi, vii |
Total holding for BlackRock Investment Management (UK) Limited has gone above 10% Total holdings in BlackRock, Inc. remain above 15% |
8. Notified details: | |||||||
A: Voting rights attached to shares viii, ix | |||||||
Class/type
of
if possible using |
Situation
previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
Number of Shares |
Number of Voting Rights |
Number of shares |
Number
of voting rights |
% of voting rights x | |||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||
GB00B01C3S32 | 6,175,169 | 6,175,169 | N/A | N/A | 6,912,110 | N/A | 7.41% |
B: Qualifying Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type
of financial instrument |
Expiration date xiii |
Exercise/
Conversion Period xiv |
Number
of voting rights that may be acquired if the instrument is exercised/ converted. |
%
of voting rights |
Securities Lending | 892,609 | 0.95% | ||
American Depository Receipt | 8,376,506 | 8.98% |
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi |
Resulting situation after the triggering transaction | ||||||
Type
of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number
of voting rights |
%
of voting rights xix, | |
CFD | 7,422 | Nominal | Delta | |||
0.00% | 0.00% |
Total (A+B+C) | |
Number of voting rights | Percentage of voting rights |
16,188,647 | 17.36% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
Name | %
of voting rights if it equals or is higher than the notifiable threshold |
%
of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total
of both if it equals or is higher than the notifiable threshold |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | |||
BlackRock Asset Management Deutschland AG | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Cayco Limited | |||
BlackRock Trident Holding Company Limited | |||
BlackRock Japan Holdings GK | |||
BlackRock Japan Co., Ltd. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock Institutional Trust Company, National Association |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Australia Holdco Pty. Ltd. | |||
BlackRock Investment Management (Australia) Limited | |||
BlackRock, Inc. | |||
Trident Merger, LLC | |||
BlackRock Investment Management, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Holdco 4, LLC | |||
BlackRock Holdco 6, LLC | |||
BlackRock Delaware Holdings Inc. | |||
BlackRock Fund Advisors | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock Asia-Pac Holdco, LLC | |||
BlackRock HK Holdco Limited | |||
BlackRock Asset Management North Asia Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Holdco 3, LLC | |||
BlackRock Canada Holdings LP | |||
BlackRock Canada Holdings ULC | |||
BlackRock Asset Management Canada Limited |
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock International Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock (Singapore) Holdco Pte. Ltd. | |||
BlackRock (Singapore) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock (Netherlands) B.V. | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock Capital Holdings, Inc. | |||
BlackRock Advisors, LLC | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Advisors (UK) Limited | |||
BlackRock, Inc. | |||
BlackRock Holdco 2, Inc. | |||
BlackRock Financial Management, Inc. | |||
BlackRock International Holdings, Inc. | |||
BR Jersey International Holdings L.P. | |||
BlackRock Group Limited | |||
BlackRock Investment Management (UK) Limited | 1.79% | 8.50% | 10.29% |
Proxy Voting: | |||||
10. Name of the proxy holder: | |||||
11. Number of voting rights proxy holder will cease to hold: |
|||||
12. Date on which proxy holder will cease to hold voting rights: |
|||||
13. Additional information: | BlackRock Regulatory Threshold Reporting Team | ||||
14. Contact name: | William Graham | ||||
15. Contact telephone number: | 020 7743 3650 | ||||
RANDGOLD RESOURCES ENQUIRIES:
Chief Executive Mark Bristow +44 788 071 1386 +44 779 775 2288 |
Financial Director Graham Shuttleworth +44 1534 735 333 +44 779 771 1338 |
Investor & Media Relations Kathy du Plessis +44 20 7557 7738 Email: randgold@dpapr.com |
Website: www.randgoldresources.com