0001571049-17-003811.txt : 20170424 0001571049-17-003811.hdr.sgml : 20170424 20170421175226 ACCESSION NUMBER: 0001571049-17-003811 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170424 DATE AS OF CHANGE: 20170421 EFFECTIVENESS DATE: 20170424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 17776856 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 03-31-2017 03-31-2017 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N Ann Lawson 920-617-5325 /s/ Ann Lawson Green Bay WI 04-05-2017 0 174 190275 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 1292 29103 SH DFND 29103 0 0 ABBVIE INC COMMON STOCK 00287Y109 324 4966 SH DFND 4966 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 295 13795 SH DFND 13795 0 0 ACTIVISION BLIZZARD INC COMMON STOCK 00507V109 79 1594 SH DFND 1594 0 0 ADOBE SYS INC COMMON STOCK 00724F101 789 6060 SH DFND 6060 0 0 AES CORP COMMON STOCK 00130H105 279 24975 SH DFND 24975 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 504 3074 SH DFND 2780 0 294 AFLAC INC COMMON STOCK 001055102 351 4846 SH DFND 4846 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 306 5130 SH DFND 5130 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 344 1380 SH DFND 1380 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 139 10975 SH DFND 10975 0 0 ALLSTATE CORP COMMON STOCK 020002101 398 4889 SH DFND 4889 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 523 617 SH DFND 606 0 11 ALPHABET INC CL C COMMON STOCK 02079K107 2114 2548 SH DFND 2256 0 292 ALTRIA GROUP INC COMMON STOCK 02209S103 786 11009 SH DFND 10171 0 838 AMAZON.COM INC COMMON STOCK 023135106 222 250 SH DFND 250 0 0 AMERICAN TOWER CORP COMMON STOCK 03027X100 343 2819 SH DFND 2819 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 285 3671 SH DFND 3671 0 0 AMETEK INC COMMON STOCK 031100100 216 4000 SH DFND 4000 0 0 APPLE INC COMMON STOCK 037833100 3977 27684 SH DFND 26798 0 886 AT&T INC COMMON STOCK 00206R102 920 22148 SH DFND 22092 0 56 BARD CR INC COMMON STOCK 067383109 500 2011 SH DFND 2011 0 0 BAXTER INTL INC COMMON STOCK 071813109 480 9255 SH DFND 9255 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 250 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1082 6491 SH DFND 6398 0 93 BIOGEN INC COMMON STOCK 09062X103 485 1772 SH DFND 1768 0 4 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 615 26015 SH DFND 26015 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 977 17960 SH DFND 17922 0 38 CVS COMMON STOCK 126650100 469 5973 SH DFND 5973 0 0 CA INC COMMON STOCK 12673P105 353 11120 SH DFND 11120 0 0 CATERPILLAR INC COMMON STOCK 149123101 358 3855 SH DFND 3515 0 340 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 209 2708 SH DFND 2168 0 540 CELGENE CORP COMMON STOCK 151020104 187 1502 SH DFND 1502 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 776 19006 SH DFND 17555 0 1451 CHEVRON CORPORATION COMMON STOCK 166764100 1292 12037 SH DFND 11496 0 541 CISCO SYSTEMS INC COMMON STOCK 17275R102 233 6887 SH DFND 6447 0 440 CITIGROUP INC COMMON STOCK 172967424 1010 16889 SH DFND 16789 0 100 COCA COLA CO COMMON STOCK 191216100 1245 29346 SH DFND 29263 0 83 COGNIZANT TECHNOLOGY SOLUTION S COMMON STOCK 192446102 241 4055 SH DFND 4055 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 205 5442 SH DFND 5300 0 142 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 834 4975 SH DFND 4643 0 332 CSX CORP COMMON STOCK 126408103 465 9999 SH DFND 9238 0 761 DANAHER CORP COMMON STOCK 235851102 349 4084 SH DFND 3129 0 955 DEERE & CO COMMON STOCK 244199105 391 3590 SH DFND 3590 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1251 11030 SH DFND 10993 0 37 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 259 3220 SH DFND 3220 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 142 1730 SH DFND 1730 0 0 EOG RES INC COMMON STOCK 26875P101 61 624 SH DFND 624 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 232 10855 SH DFND 10855 0 0 EMERSON ELEC CO COMMON STOCK 291011104 213 3562 SH DFND 3562 0 0 EQUIFAX INC COMMON STOCK 294429105 514 3760 SH DFND 3760 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 286 12125 SH DFND 12125 0 0 EXELON CORP COMMON STOCK 30161N101 233 6466 SH DFND 6466 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 633 9602 SH DFND 9602 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 2650 32309 SH DFND 32256 0 53 FACEBOOK INC-A COMMON STOCK 30303M102 203 1427 SH DFND 1387 0 40 FEDEX CORPORATION COMMON STOCK 31428X106 275 1409 SH DFND 1332 0 77 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1624 20396 SH DFND 20396 0 0 FIRST DATA CORP CL A COMMON STOCK 32008D106 155 10000 SH DFND 10000 0 0 FISERV INC COMMON STOCK 337738108 615 5332 SH DFND 5332 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1845 61922 SH DFND 60907 0 1015 GILEAD SCIENCES INC COMMON STOCK 375558103 502 7389 SH DFND 7369 0 20 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 399 4940 SH DFND 4940 0 0 GRAINGER W W INC COMMON STOCK 384802104 369 1584 SH DFND 1584 0 0 HANESBRANDS INC COMMON STOCK 410345102 273 13145 SH DFND 13145 0 0 HOLOGIC INC COMMON STOCK 436440101 207 4860 SH DFND 4860 0 0 HOME DEPOT INC COMMON STOCK 437076102 1407 9583 SH DFND 9239 0 344 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 383 3066 SH DFND 3066 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 519 3920 SH DFND 3822 0 98 INTEL CORP COMMON STOCK 458140100 713 19761 SH DFND 18911 0 850 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 99 1650 SH DFND 1650 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 565 3247 SH DFND 3247 0 0 INTUIT INC COMMON STOCK 461202103 491 4234 SH DFND 4212 0 22 JOHNSON & JOHNSON COMMON STOCK 478160104 1268 10182 SH DFND 9614 0 568 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2645 30106 SH DFND 28723 0 1383 KIMBERLY CLARK CORP COMMON STOCK 494368103 526 3999 SH DFND 3999 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 338 1262 SH DFND 1262 0 0 LOWES COS INC COMMON STOCK 548661107 894 10879 SH DFND 9874 0 1005 MASCO CORP COMMON STOCK 574599106 289 8496 SH DFND 8496 0 0 MCDONALDS CORP COMMON STOCK 580135101 1138 8782 SH DFND 8782 0 0 MERCK & CO INC COMMON STOCK 58933Y105 564 8878 SH DFND 8878 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 268 3630 SH DFND 3630 0 0 MICROSOFT CORP COMMON STOCK 594918104 1291 19608 SH DFND 17847 0 1761 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 767 17800 SH DFND 15715 0 2085 NAVIENT CORP COMMON STOCK 63938C108 272 18405 SH DFND 18405 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 34900 737222 SH DFND 726761 0 10461 NICOLET BANKSHARES INC COMMON STOCK 65406E102 622 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 825 14806 SH DFND 14735 0 71 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 314 2895 SH DFND 2895 0 0 NUCOR CORP COMMON STOCK 670346105 221 3695 SH DFND 3695 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 1201 26925 SH DFND 26925 0 0 PEPSICO INC COMMON STOCK 713448108 981 8773 SH DFND 8736 0 37 PFIZER INC COMMON STOCK 717081103 1087 31781 SH DFND 30295 0 1486 PG & E CORP COMMON STOCK 69331C108 261 3930 SH DFND 3738 0 192 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 1039 9207 SH DFND 9207 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 639 10118 SH DFND 10118 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1737 19329 SH DFND 19254 0 75 QUALCOMM INC COMMON STOCK 747525103 790 13918 SH DFND 13847 0 71 RPM INTERNATIONAL INC COMMON STOCK 749685103 317 5766 SH DFND 5360 0 406 RED HAT INC COMMON STOCK 756577102 343 3965 SH DFND 3965 0 0 SALESFORCE.COM COMMON STOCK 79466L302 721 8744 SH DFND 8644 0 100 SHIRE PLC COMMON STOCK 82481R106 349 2003 SH DFND 2003 0 0 STARBUCKS CORP COMMON STOCK 855244109 915 15674 SH DFND 14572 0 1102 STRYKER CORPORATION COMMON STOCK 863667101 410 3115 SH DFND 3061 0 54 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 334 4905 SH DFND 4905 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 604 3933 SH DFND 2774 0 1159 TWENTY-FIRST CENTURY FOX INC COMMON STOCK 90130A101 426 13137 SH DFND 13137 0 0 TWITTER INC COMMON STOCK 90184L102 117 7821 SH DFND 7821 0 0 UNION PAC CORP COMMON STOCK 907818108 355 3352 SH DFND 3295 0 57 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 482 4492 SH DFND 4492 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 712 6345 SH DFND 6167 0 178 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 369 2251 SH DFND 2135 0 116 US BANCORP NEW COMMON STOCK 902973304 237 4611 SH DFND 4433 0 178 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 967 19839 SH DFND 18963 0 876 VISA INC CL A COMMON STOCK 92826C839 828 9312 SH DFND 6334 0 2978 WAL MART STORES INC COMMON STOCK 931142103 257 3565 SH DFND 3565 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 396 4763 SH DFND 4763 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 1347 22223 SH DFND 22223 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2239 40233 SH DFND 38714 0 1519 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 545 6460 SH DFND 6385 0 75 XCEL ENERGY INC COMMON STOCK 98389B100 306 6890 SH DFND 6890 0 0 XILINX INC COMMON STOCK 983919101 217 3740 SH DFND 3740 0 0 YUM! BRANDS INC COMMON STOCK 988498101 422 6606 SH DFND 6606 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 836 6845 SH DFND 6540 0 305 3M CO COMMON STOCK 88579Y101 480 2509 SH DFND 2473 0 36 ALLERGAN PLC COMMON STOCK G0177J108 743 3108 SH DFND 3067 0 41 BANK MONTREAL QUEBEC COMMON STOCK 063671101 244 3266 SH DFND 3266 0 0 EATON CORP PLC COMMON STOCK G29183103 383 5171 SH DFND 5171 0 0 NXP SEMICONDUCTORS N V COMMON STOCK N6596X109 251 2424 SH DFND 2424 0 0 EVERTEC INC COMMON STOCK 30040P103 258 16225 SH DFND 16225 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 1356 17359 SH DFND 16313 0 1046 AES TRUST III 6.750 CONV PFD PREFERRED STOCK 00808N202 262 5130 SH DFND 5130 0 0 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 531 7593 SH DFND 7593 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 15482 525715 SH DFND 525210 0 505 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 103 3486 SH OTR 3486 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 348 3493 SH DFND 3493 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 203 1184 SH DFND 1184 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 206 2982 SH DFND 2982 0 0 ISHARES CORE S&P U.S. GROWTH E OTHER 464287671 338 7294 SH DFND 7294 0 0 ISHARES CORE S&P U.S. VALUE ET OTHER 464287663 290 5736 SH DFND 5736 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 464 1956 SH DFND 1956 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5201 83491 SH DFND 83491 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 99 1597 SH OTR 1597 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 391 2982 SH DFND 2982 0 0 ISHARES RUSSELL 1000 GROWTH ETF OTHER 464287614 6291 55284 SH DFND 55284 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2572 22375 SH DFND 22281 0 94 ISHARES RUSSELL 2000 ETF OTHER 464287655 1096 7972 SH DFND 7972 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 1614 38140 SH DFND 37915 0 225 ISHARES S&P 500 GROWTH ETF OTHER 464287309 5581 42431 SH DFND 42431 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2902 27895 SH DFND 27895 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 486 14280 SH DFND 14280 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 386 16100 SH DFND 16100 0 0 SPDR GOLD TRUST OTHER 78463V107 205 1725 SH DFND 1725 0 0 SPDR MSCI EMRG MRKTS OTHER 78463X426 101 1808 SH DFND 1808 0 0 SPDR S&P DIVIDEND ETF OTHER 78464A763 477 5407 SH DFND 5407 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 527 1688 SH DFND 1688 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 4890 20742 SH DFND 20742 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 170 723 SH OTR 723 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 350 7314 SH DFND 7314 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 2821 71778 SH DFND 71778 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 72 1831 SH OTR 1831 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 1340 33742 SH DFND 33742 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 24 606 SH OTR 606 0 0 VANGUARD MID CAP ETF OTHER 922908629 55 398 SH DFND 398 0 0 VANGUARD GROWTH ETF OTHER 922908736 3121 25657 SH DFND 25657 0 0 VANGUARD SMALL CAP ETF OTHER 922908751 57 424 SH DFND 424 0 0 VANGUARD S&P 500 ETF OTHER 922908363 800 3696 SH DFND 3696 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1159 9551 SH DFND 9551 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 143 1176 SH OTR 1176 0 0 VANGUARD VALUE ETF OTHER 922908744 302 3167 SH DFND 3167 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 8579 343848 SH DFND 342808 0 1040 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 84 3380 SH OTR 3380 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1506 13134 SH DFND 13134 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 393 3870 SH DFND 3870 0 0