0001571049-16-019514.txt : 20161104 0001571049-16-019514.hdr.sgml : 20161104 20161104161934 ACCESSION NUMBER: 0001571049-16-019514 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161104 DATE AS OF CHANGE: 20161104 EFFECTIVENESS DATE: 20161104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 161975394 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 09-30-2016 09-30-2016 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N Ann Lawson 920-617-5325 /s/ Ann Lawson Green Bay WI 10-05-2016 0 162 171748 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 772 18257 SH DFND 18257 0 0 ABBVIE INC COMMON STOCK 00287Y109 426 6753 SH DFND 6753 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 270 13925 SH DFND 13925 0 0 ADOBE SYS INC COMMON STOCK 00724F101 691 6365 SH DFND 6365 0 0 AES CORP COMMON STOCK 00130H105 298 23200 SH DFND 23200 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 465 3211 SH DFND 2892 0 319 AFLAC INC COMMON STOCK 001055102 365 5080 SH DFND 4949 0 131 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 284 5365 SH DFND 5365 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 457 2130 SH DFND 2130 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 172 13075 SH DFND 13075 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 517 643 SH DFND 624 0 19 ALPHABET INC CL C COMMON STOCK 02079K107 2182 2807 SH DFND 2553 0 254 ALTRIA GROUP INC COMMON STOCK 02209S103 662 10465 SH DFND 9971 0 494 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 275 3671 SH DFND 3671 0 0 AMERICAN TOWER CORP COMMON STOCK 03027X100 483 4260 SH DFND 4260 0 0 AMETEK INC COMMON STOCK 031100100 204 4275 SH DFND 4275 0 0 APPLE INC COMMON STOCK 037833100 3210 28392 SH DFND 26880 0 1512 AT&T INC COMMON STOCK 00206R102 798 19653 SH DFND 19554 0 99 BAXTER INTL INC COMMON STOCK 071813109 278 5841 SH DFND 5841 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 216 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 849 5879 SH DFND 5829 0 50 BIOGEN INC COMMON STOCK 09062X103 306 979 SH DFND 939 0 40 BOEING CO COMMON STOCK 097023105 221 1680 SH DFND 1680 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 606 26015 SH DFND 26015 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 462 8567 SH DFND 7399 0 1168 CA INC COMMON STOCK 12673P105 382 11540 SH DFND 11540 0 0 CATERPILLAR INC COMMON STOCK 149123101 307 3458 SH DFND 3424 0 34 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 205 2910 SH DFND 2115 0 795 CHARLES SCHWAB CORP COMMON STOCK 808513105 571 18079 SH DFND 16485 0 1594 CHEVRON CORPORATION COMMON STOCK 166764100 1358 13198 SH DFND 12210 0 988 CISCO SYSTEMS INC COMMON STOCK 17275R102 288 9079 SH DFND 8315 0 764 CITIGROUP INC COMMON STOCK 172967424 738 15633 SH DFND 15413 0 220 COCA COLA CO COMMON STOCK 191216100 2912 68801 SH DFND 68495 0 306 COMCAST CORP-CL A COMMON STOCK 20030N101 282 4258 SH DFND 3113 0 1145 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 564 3698 SH DFND 3475 0 223 CSX CORP COMMON STOCK 126408103 329 10800 SH DFND 10800 0 0 CVS HEALTH CORP COMMON STOCK 126650100 1409 15835 SH DFND 14257 0 1578 DANAHER CORP COMMON STOCK 235851102 398 5078 SH DFND 4123 0 955 DEERE & CO COMMON STOCK 244199105 306 3590 SH DFND 3590 0 0 DICKS SPORTING GOODS INC COMMON STOCK 253393102 246 4333 SH DFND 4333 0 0 DISCOVERY COMMUNICATIONS CL C COMMON STOCK 25470F302 204 7765 SH DFND 7765 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 894 9625 SH DFND 9569 0 56 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 216 3220 SH DFND 3220 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 235 10205 SH DFND 10205 0 0 EMERSON ELEC CO COMMON STOCK 291011104 300 5501 SH DFND 5501 0 0 EQUIFAX INC COMMON STOCK 294429105 540 4010 SH DFND 4010 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 225 12125 SH DFND 12125 0 0 EXELON CORP COMMON STOCK 30161N101 215 6466 SH DFND 6466 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 977 13847 SH DFND 13792 0 55 EXXONMOBIL CORP COMMON STOCK 30231G102 2757 31588 SH DFND 31449 0 139 FEDEX CORPORATION COMMON STOCK 31428X106 249 1427 SH DFND 1377 0 50 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1641 21303 SH DFND 21303 0 0 FISERV INC COMMON STOCK 337738108 557 5597 SH DFND 5597 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 2306 77843 SH DFND 76706 0 1137 GENERAL MLS INC COMMON STOCK 370334104 244 3824 SH DFND 2739 0 1085 GILEAD SCIENCES INC COMMON STOCK 375558103 355 4490 SH DFND 3943 0 547 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 404 5265 SH DFND 5265 0 0 HOME DEPOT INC COMMON STOCK 437076102 1542 11981 SH DFND 11451 0 530 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 359 3080 SH DFND 3061 0 19 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 507 4234 SH DFND 4062 0 172 INTEL CORP COMMON STOCK 458140100 856 22664 SH DFND 21705 0 959 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 89 330 SH DFND 330 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 599 3772 SH DFND 3772 0 0 INTUIT INC COMMON STOCK 461202103 474 4307 SH DFND 4307 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1295 10959 SH DFND 10015 0 944 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2159 32420 SH DFND 30255 0 2165 KIMBERLY CLARK CORP COMMON STOCK 494368103 501 3970 SH DFND 3970 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 312 1302 SH DFND 1302 0 0 LOWES COS INC COMMON STOCK 548661107 811 11229 SH DFND 9914 0 1315 MCDONALDS CORP COMMON STOCK 580135101 892 7735 SH DFND 7735 0 0 MERCK & CO INC COMMON STOCK 58933Y105 652 10442 SH DFND 10330 0 112 METLIFE INC COMMON STOCK 59156R108 567 12763 SH DFND 12763 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 303 4875 SH DFND 4875 0 0 MICROSOFT CORP COMMON STOCK 594918104 1279 22211 SH DFND 20551 0 1660 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 793 18067 SH DFND 16441 0 1626 NAVIENT CORP COMMON STOCK 63938C108 274 18955 SH DFND 18955 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 31126 811635 SH DFND 801174 0 10461 NIKE INC-CLASS B COMMON STOCK 654106103 457 8677 SH DFND 8606 0 71 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 477 4911 SH DFND 4911 0 0 NUCOR CORP COMMON STOCK 670346105 509 10293 SH DFND 10293 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 490 12462 SH DFND 12184 0 278 PEPSICO INC COMMON STOCK 713448108 1065 9795 SH DFND 9758 0 37 PFIZER INC COMMON STOCK 717081103 1190 35121 SH DFND 34384 0 737 PG & E CORP COMMON STOCK 69331C108 274 4481 SH DFND 4231 0 250 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 955 9824 SH DFND 9727 0 97 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 574 11143 SH DFND 11143 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1478 16472 SH DFND 16472 0 0 QUALCOMM INC COMMON STOCK 747525103 535 7814 SH DFND 7515 0 299 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 211 1724 SH DFND 1323 0 401 RPM INTERNATIONAL INC COMMON STOCK 749685103 341 6341 SH DFND 5935 0 406 SALESFORCE.COM COMMON STOCK 79466L302 710 9951 SH DFND 9801 0 150 SEI INVESTMENTS COMPANY COMMON STOCK 784117103 283 6215 SH DFND 4930 0 1285 SHIRE PLC COMMON STOCK 82481R106 231 1192 SH DFND 1192 0 0 STARBUCKS CORP COMMON STOCK 855244109 372 6875 SH DFND 5948 0 927 STRYKER CORPORATION COMMON STOCK 863667101 382 3279 SH DFND 3145 0 134 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 349 5250 SH DFND 5250 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 619 3892 SH DFND 2786 0 1106 UNION PAC CORP COMMON STOCK 907818108 346 3544 SH DFND 3445 0 99 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 442 4040 SH DFND 4040 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 796 7834 SH DFND 6959 0 875 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 350 2502 SH DFND 2300 0 202 US BANCORP NEW COMMON STOCK 902973304 318 7403 SH DFND 7198 0 205 VERIFONE SYSTEMS, INC COMMON STOCK 92342Y109 178 11290 SH DFND 11290 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1124 21622 SH DFND 20004 0 1618 VISA INC CL A COMMON STOCK 92826C839 805 9740 SH DFND 6705 0 3035 WAL MART STORES INC COMMON STOCK 931142103 309 4289 SH DFND 4289 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 434 5378 SH DFND 5378 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 1307 21821 SH DFND 21821 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1887 42607 SH DFND 40289 0 2318 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 431 6408 SH DFND 6275 0 133 XCEL ENERGY INC COMMON STOCK 98389B100 312 7590 SH DFND 7590 0 0 XILINX INC COMMON STOCK 983919101 221 4070 SH DFND 4070 0 0 YUM! BRANDS INC COMMON STOCK 988498101 593 6526 SH DFND 6526 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 1184 9104 SH DFND 8760 0 344 3M CO COMMON STOCK 88579Y101 528 2996 SH DFND 2959 0 37 ALLERGAN PLC COMMON STOCK G0177J108 653 2836 SH DFND 2802 0 34 BANK MONTREAL QUEBEC COMMON STOCK 063671101 276 4214 SH DFND 4214 0 0 EATON CORP PLC COMMON STOCK G29183103 442 6733 SH DFND 6733 0 0 EVERTEC INC COMMON STOCK 30040P103 253 15100 SH DFND 15100 0 0 MEDTRONIC PLC COMMON STOCK G5960L103 464 5372 SH DFND 4718 0 654 NXP SEMICONDUCTORS COMMON STOCK N6596X109 460 4509 SH DFND 4438 0 71 PERRIGO CO PLC COMMON STOCK G97822103 279 3025 SH DFND 2475 0 550 SCHLUMBERGER LTD COMMON STOCK 806857108 1443 18347 SH DFND 17018 0 1329 AES TRUST III 6.750% CONV PFD PREFERRED STOCK 00808N202 258 5055 SH DFND 5055 0 0 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 538 7622 SH DFND 7622 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 10829 393340 SH DFND 393249 0 91 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 9 314 SH OTR 314 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 417 3975 SH DFND 3975 0 0 ISHARES CORE RUSSELL U.S. GROW OTHER 464287671 310 7294 SH DFND 7294 0 0 ISHARES CORE RUSSELL U.S. VALU OTHER 464287663 264 5736 SH DFND 5736 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 261 1199 SH DFND 1199 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5317 89928 SH DFND 89928 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 14 240 SH OTR 240 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 545 4527 SH DFND 4527 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 5274 50631 SH DFND 50631 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2390 22630 SH DFND 22536 0 94 ISHARES RUSSELL 2000 ETF OTHER 464287655 1035 8332 SH DFND 8332 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 3385 81439 SH DFND 81214 0 225 ISHARES S&P 500 GROWTH ETF OTHER 464287309 5076 41722 SH DFND 41722 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2763 29098 SH DFND 29098 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 460 16560 SH DFND 16560 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 354 15350 SH DFND 15350 0 0 SPDR GOLD TRUST OTHER 78463V107 444 3531 SH DFND 3531 0 0 SPDR EM QUALITY MIX ETF OTHER 78463X426 98 1808 SH DFND 1808 0 0 SPDR S&P DIVIDEND ETF OTHER 78464A763 464 5496 SH DFND 5496 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 695 2462 SH DFND 2462 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 4536 20971 SH DFND 20971 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 93 431 SH OTR 431 0 0 TRI CONTINENTAL CORPORATION OTHER 895436103 342 16000 SH DFND 16000 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 472 10386 SH DFND 10386 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 810 21639 SH DFND 21639 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 1581 42004 SH DFND 42004 0 0 VANGUARD S&P 500 ETF OTHER 922908363 450 2264 SH DFND 2264 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 38 290 SH DFND 290 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 38 312 SH DFND 312 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 236 2120 SH DFND 2120 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 8350 336157 SH DFND 334975 0 1182 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 10 386 SH OTR 386 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1583 13589 SH DFND 13589 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 450 4440 SH DFND 4440 0 0 VANGUARD TOTAL BOND MARKET OTHER 921937835 587 6979 SH DFND 6979 0 0 NUVEEN MUNI VALUE FD OTHER 670928100 162 15300 SH DFND 15300 0 0