0001571049-16-016890.txt : 20160728 0001571049-16-016890.hdr.sgml : 20160728 20160728170909 ACCESSION NUMBER: 0001571049-16-016890 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 EFFECTIVENESS DATE: 20160728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 161790965 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 06-30-2016 06-30-2016 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N ANN LAWSON 920-617-5325 /s/ ANN LAWSON GREEN BAY WI 07-06-2016 0 148 152614 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 722 18357 SH DFND 18357 0 0 ABBVIE INC COMMON STOCK 00287Y109 406 6553 SH DFND 6553 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 271 13900 SH DFND 13900 0 0 ADOBE SYS INC COMMON STOCK 00724F101 624 6510 SH DFND 6510 0 0 AES CORP COMMON STOCK 00130H105 274 21950 SH DFND 21950 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 462 3279 SH DFND 2960 0 319 AFLAC INC COMMON STOCK 001055102 382 5298 SH DFND 5099 0 199 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 300 5365 SH DFND 5365 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 162 12775 SH DFND 12775 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 453 644 SH DFND 624 0 20 ALPHABET INC CL C COMMON STOCK 02079K107 988 1427 SH DFND 1105 0 322 ALTRIA GROUP INC COMMON STOCK 02209S103 726 10522 SH DFND 9987 0 535 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 310 3671 SH DFND 3671 0 0 AMGEN INC COMMON STOCK 031162100 247 1621 SH DFND 1621 0 0 APPLE INC COMMON STOCK 037833100 2519 26346 SH DFND 23979 0 2367 AT&T INC COMMON STOCK 00206R102 752 17409 SH DFND 17409 0 0 BARD CR INC COMMON STOCK 067383109 333 1416 SH DFND 1416 0 0 BAXTER INTL INC COMMON STOCK 071813109 267 5899 SH DFND 5899 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 217 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 862 5954 SH DFND 5904 0 50 BIOGEN INC COMMON STOCK 09062X103 328 1358 SH DFND 1037 0 321 BOEING CO COMMON STOCK 097023105 218 1680 SH DFND 1680 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 541 25140 SH DFND 25140 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 707 9619 SH DFND 8106 0 1513 CA INC COMMON STOCK 12673P105 379 11540 SH DFND 11540 0 0 CATERPILLAR INC COMMON STOCK 149123101 260 3424 SH DFND 3424 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 239 3214 SH DFND 2261 0 953 CHARLES SCHWAB CORP COMMON STOCK 808513105 286 11303 SH DFND 9139 0 2164 CHEVRON CORPORATION COMMON STOCK 166764100 1323 12620 SH DFND 11378 0 1242 CHURCH & DWIGHT INC COMMON STOCK 171340102 212 2059 SH DFND 1780 0 279 CISCO SYSTEMS INC COMMON STOCK 17275R102 305 10644 SH DFND 9829 0 815 COCA COLA CO COMMON STOCK 191216100 3121 68841 SH DFND 68535 0 306 COMCAST CORP-CL A COMMON STOCK 20030N101 307 4706 SH DFND 3231 0 1475 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 603 3842 SH DFND 3552 0 290 CSX CORP COMMON STOCK 126408103 282 10800 SH DFND 10800 0 0 CVS HEALTH CORP COMMON STOCK 126650100 485 5064 SH DFND 3007 0 2057 DANAHER CORP COMMON STOCK 235851102 587 5814 SH DFND 4618 0 1196 DEERE & CO COMMON STOCK 244199105 291 3590 SH DFND 3590 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 591 6038 SH DFND 5982 0 56 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 209 3220 SH DFND 3220 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 237 10555 SH DFND 10555 0 0 EMC CORP MASS COMMON STOCK 268648102 206 7580 SH DFND 7218 0 362 EMERSON ELEC CO COMMON STOCK 291011104 287 5501 SH DFND 5501 0 0 EQUIFAX INC COMMON STOCK 294429105 612 4763 SH DFND 4350 0 413 EXACT SCIENCES CORP COMMON STOCK 30063P105 149 12125 SH DFND 12125 0 0 EXELON CORP COMMON STOCK 30161N101 206 5666 SH DFND 5666 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 421 5560 SH DFND 5505 0 55 EXXONMOBIL CORP COMMON STOCK 30231G102 2401 25616 SH DFND 25471 0 145 FEDEX CORPORATION COMMON STOCK 31428X106 220 1452 SH DFND 1402 0 50 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1609 21838 SH DFND 21838 0 0 FISERV INC COMMON STOCK 337738108 651 5987 SH DFND 5987 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1446 45939 SH DFND 44652 0 1287 GENERAL MLS INC COMMON STOCK 370334104 484 6785 SH DFND 5450 0 1335 GILEAD SCIENCES INC COMMON STOCK 375558103 446 5344 SH DFND 4460 0 884 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 407 5695 SH DFND 5695 0 0 HOME DEPOT INC COMMON STOCK 437076102 461 3610 SH DFND 2959 0 651 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 358 3080 SH DFND 3061 0 19 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 461 4429 SH DFND 4227 0 202 INTEL CORP COMMON STOCK 458140100 763 23263 SH DFND 22222 0 1041 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 599 3949 SH DFND 3949 0 0 INTUIT INC COMMON STOCK 461202103 486 4357 SH DFND 4357 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1440 11872 SH DFND 10726 0 1146 JP MORGAN CHASE & CO COMMON STOCK 46625H100 1376 22151 SH DFND 19542 0 2609 KELLOGG CO COMMON STOCK 487836108 322 3943 SH DFND 3855 0 88 KIMBERLY CLARK CORP COMMON STOCK 494368103 556 4045 SH DFND 4045 0 0 KROGER CO COMMON STOCK 501044101 226 6135 SH DFND 3885 0 2250 LOCKHEED MARTIN CORP COMMON STOCK 539830109 323 1302 SH DFND 1302 0 0 LOWES COS INC COMMON STOCK 548661107 927 11714 SH DFND 10019 0 1695 MCDONALDS CORP COMMON STOCK 580135101 922 7661 SH DFND 7661 0 0 MERCK & CO INC COMMON STOCK 58933Y105 602 10442 SH DFND 10330 0 112 METLIFE INC COMMON STOCK 59156R108 236 5934 SH DFND 5934 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 250 4925 SH DFND 4925 0 0 MICROSOFT CORP COMMON STOCK 594918104 1191 23278 SH DFND 21180 0 2098 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 411 9026 SH DFND 6894 0 2132 NAVIENT CORP COMMON STOCK 63938C108 229 19155 SH DFND 19155 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 31277 821340 SH DFND 809018 0 12322 NIKE INC-CLASS B COMMON STOCK 654106103 517 9369 SH DFND 9298 0 71 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 244 2863 SH DFND 2863 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 466 11380 SH DFND 11102 0 278 PEPSICO INC COMMON STOCK 713448108 1038 9800 SH DFND 9763 0 37 PFIZER INC COMMON STOCK 717081103 1130 32097 SH DFND 31559 0 538 PG & E CORP COMMON STOCK 69331C108 288 4501 SH DFND 4231 0 270 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 992 9754 SH DFND 9651 0 103 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 467 11368 SH DFND 11368 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1437 16971 SH DFND 16971 0 0 QUALCOMM INC COMMON STOCK 747525103 425 7940 SH DFND 7759 0 181 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 205 1783 SH DFND 1280 0 503 RPM INTERNATIONAL INC COMMON STOCK 749685103 319 6391 SH DFND 5985 0 406 SALESFORCE.COM COMMON STOCK 79466L302 340 4283 SH DFND 4133 0 150 SEI INVESTMENTS COMPANY COMMON STOCK 784117103 289 6007 SH DFND 4895 0 1112 STARBUCKS CORP COMMON STOCK 855244109 354 6200 SH DFND 5000 0 1200 STRYKER CORPORATION COMMON STOCK 863667101 420 3502 SH DFND 3362 0 140 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 381 5215 SH DFND 5215 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 606 4104 SH DFND 2820 0 1284 TJX COS INC COMMON STOCK 872540109 210 2716 SH DFND 2716 0 0 UNION PAC CORP COMMON STOCK 907818108 322 3686 SH DFND 3580 0 106 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 425 3945 SH DFND 3945 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 892 8700 SH DFND 7694 0 1006 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 360 2551 SH DFND 2335 0 216 US BANCORP NEW COMMON STOCK 902973304 273 6777 SH DFND 6545 0 232 VERIFONE SYSTEMS, INC COMMON STOCK 92342Y109 223 12010 SH DFND 12010 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1145 20500 SH DFND 18850 0 1650 VISA INC CL A COMMON STOCK 92826C839 781 10535 SH DFND 6906 0 3629 WAL MART STORES INC COMMON STOCK 931142103 342 4689 SH DFND 4689 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 448 5378 SH DFND 5378 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 1330 20361 SH DFND 20361 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2178 46007 SH DFND 42797 0 3210 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 450 6314 SH DFND 6230 0 84 XCEL ENERGY INC COMMON STOCK 98389B100 220 4910 SH DFND 4910 0 0 YUM! BRANDS INC COMMON STOCK 988498101 531 6406 SH DFND 6406 0 0 3M CO COMMON STOCK 88579Y101 560 3197 SH DFND 3160 0 37 BANK MONTREAL QUEBEC COMMON STOCK 063671101 267 4214 SH DFND 4214 0 0 EATON CORP PLC COMMON STOCK G29183103 371 6218 SH DFND 6218 0 0 EVERTEC INC COMMON STOCK 30040P103 242 15550 SH DFND 15550 0 0 MEDTRONIC PLC COMMON STOCK G5960L103 484 5582 SH DFND 4799 0 783 PERRIGO CO PLC COMMON STOCK G97822103 295 3257 SH DFND 2550 0 707 SCHLUMBERGER LTD COMMON STOCK 806857108 724 9155 SH DFND 7344 0 1811 AES TRUST III 6.750% CONV PFD PREFERRED STOCK 00808N202 263 5055 SH DFND 5055 0 0 CONSUMER STAPLES SPDR OTHER 81369Y308 201 3641 SH DFND 3641 0 0 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 792 11608 SH DFND 11608 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 7315 277618 SH DFND 277618 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 8 314 SH OTR 314 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 492 4546 SH DFND 4546 0 0 ISHARES CORE U.S. GROWTH ETF OTHER 464287671 298 3647 SH DFND 3647 0 0 ISHARES CORE U.S. VALUE ETF OTHER 464287663 257 1912 SH DFND 1912 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5364 96090 SH DFND 96090 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 40 718 SH OTR 718 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 512 4377 SH DFND 4377 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 4997 49794 SH DFND 49794 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2228 21581 SH DFND 21431 0 150 ISHARES RUSSELL 2000 ETF OTHER 464287655 800 6956 SH DFND 6956 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 4232 104589 SH DFND 104364 0 225 ISHARES S&P 500 GROWTH ETF OTHER 464287309 5054 43351 SH DFND 43351 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2461 26489 SH DFND 26489 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 428 16710 SH DFND 16710 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 316 14850 SH DFND 14850 0 0 SPDR GOLD TRUST OTHER 78463V107 529 4181 SH DFND 4181 0 0 SPDR S&P DIVIDEND ETF OTHER 78464A763 530 6311 SH DFND 6311 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 743 2731 SH DFND 2731 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 3974 18970 SH DFND 18970 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 90 431 SH OTR 431 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 446 10407 SH DFND 10407 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 1024 29067 SH DFND 29067 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 213 1990 SH DFND 1990 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 8129 325950 SH DFND 324811 0 1139 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 10 386 SH OTR 386 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1665 14269 SH DFND 14269 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 463 4580 SH DFND 4580 0 0