0001571049-16-013946.txt : 20160415 0001571049-16-013946.hdr.sgml : 20160415 20160415140946 ACCESSION NUMBER: 0001571049-16-013946 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160415 DATE AS OF CHANGE: 20160415 EFFECTIVENESS DATE: 20160415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 161574022 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 03-31-2016 03-31-2016 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N ANN LAWSON 920-617-5325 /s/ ANN LAWSON GREEN BAY WI 04-07-2016 0 145 140660 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 731 17475 SH DFND 17475 0 0 ABBVIE INC COMMON STOCK 00287Y109 374 6553 SH DFND 6553 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 301 14500 SH DFND 14500 0 0 ADOBE SYS INC COMMON STOCK 00724F101 632 6735 SH DFND 6735 0 0 AES CORP COMMON STOCK 00130H105 235 19875 SH DFND 19875 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 532 3274 SH DFND 2955 0 319 AFLAC INC COMMON STOCK 001055102 336 5318 SH DFND 5099 0 219 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 300 5390 SH DFND 5390 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 176 13325 SH DFND 13325 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 475 623 SH DFND 611 0 12 ALPHABET INC CL C COMMON STOCK 02079K107 1034 1388 SH DFND 1059 0 329 ALTRIA GROUP INC COMMON STOCK 02209S103 652 10405 SH DFND 10010 0 395 AMERICAN EXPRESS CO COMMON STOCK 025816109 208 3384 SH DFND 2425 0 959 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 253 3671 SH DFND 3671 0 0 AMETEK INC COMMON STOCK 031100100 207 4140 SH DFND 4140 0 0 AMGEN INC COMMON STOCK 031162100 284 1893 SH DFND 1893 0 0 APPLE INC COMMON STOCK 037833100 2712 24880 SH DFND 22308 0 2572 AT&T INC COMMON STOCK 00206R102 449 11468 SH DFND 11468 0 0 BARD CR INC COMMON STOCK 067383109 277 1368 SH DFND 1368 0 0 BAXALTA INC COMMON STOCK 07177M103 208 5140 SH DFND 5140 0 0 BAXTER INTL INC COMMON STOCK 071813109 242 5899 SH DFND 5899 0 0 BERKSHIRE HATHAWAY INC CLASS A COMMON STOCK 084670108 213 1 SH DFND 1 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 845 5954 SH DFND 5904 0 50 BIOGEN INC COMMON STOCK 09062X103 229 881 SH DFND 456 0 425 BOEING CO COMMON STOCK 097023105 272 2145 SH DFND 1741 0 404 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 685 22450 SH DFND 22450 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 572 8952 SH DFND 7301 0 1651 CA INC COMMON STOCK 12673P105 355 11540 SH DFND 11540 0 0 CATERPILLAR INC COMMON STOCK 149123101 262 3424 SH DFND 3424 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 279 3759 SH DFND 2364 0 1395 CHARLES SCHWAB CORP COMMON STOCK 808513105 328 11716 SH DFND 9517 0 2199 CHEVRON CORPORATION COMMON STOCK 166764100 1182 12390 SH DFND 11058 0 1332 CHURCH & DWIGHT INC COMMON STOCK 171340102 201 2184 SH DFND 1905 0 279 CISCO SYSTEMS INC COMMON STOCK 17275R102 291 10214 SH DFND 9723 0 491 COCA COLA CO COMMON STOCK 191216100 3195 68882 SH DFND 67244 0 1638 COMCAST CORP-CL A COMMON STOCK 20030N101 208 3401 SH DFND 1608 0 1793 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 511 3242 SH DFND 3195 0 47 CSX CORP COMMON STOCK 126408103 278 10800 SH DFND 10800 0 0 CVS HEALTH CORP COMMON STOCK 126650100 491 4738 SH DFND 2607 0 2131 DANAHER CORP COMMON STOCK 235851102 545 5748 SH DFND 4473 0 1275 DICKS SPORTING GOODS INC COMMON STOCK 253393102 200 4282 SH DFND 4282 0 0 DISCOVERY COMMUNICATIONS CL C COMMON STOCK 25470F302 231 8560 SH DFND 8560 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 569 5732 SH DFND 5607 0 125 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 284 10455 SH DFND 10455 0 0 EMC CORP MASS COMMON STOCK 268648102 269 10091 SH DFND 7121 0 2970 EMERSON ELEC CO COMMON STOCK 291011104 260 4775 SH DFND 4775 0 0 EQUIFAX INC COMMON STOCK 294429105 570 4983 SH DFND 4570 0 413 EXACT SCIENCES CORP COMMON STOCK 30063P105 82 12125 SH DFND 12125 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 429 6241 SH DFND 5540 0 701 EXXONMOBIL CORP COMMON STOCK 30231G102 1470 17582 SH DFND 17408 0 174 FEDEX CORPORATION COMMON STOCK 31428X106 241 1482 SH DFND 1432 0 50 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1402 22143 SH DFND 22143 0 0 FISERV INC COMMON STOCK 337738108 639 6232 SH DFND 6232 0 0 FORD MOTOR CO DEL COMMON STOCK 345370860 316 23404 SH DFND 23404 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1374 43213 SH DFND 41831 0 1382 GENERAL MLS INC COMMON STOCK 370334104 442 6983 SH DFND 5506 0 1477 GILEAD SCIENCES INC COMMON STOCK 375558103 437 4760 SH DFND 3859 0 901 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 402 6160 SH DFND 6160 0 0 HOME DEPOT INC COMMON STOCK 437076102 474 3556 SH DFND 2614 0 942 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 238 2121 SH DFND 2102 0 19 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 420 4099 SH DFND 3974 0 125 INTEL CORP COMMON STOCK 458140100 639 19759 SH DFND 19117 0 642 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 598 3949 SH DFND 3949 0 0 INTUIT INC COMMON STOCK 461202103 461 4432 SH DFND 4432 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1212 11198 SH DFND 9947 0 1251 JP MORGAN CHASE & CO COMMON STOCK 46625H100 1013 17101 SH DFND 14712 0 2389 KELLOGG CO COMMON STOCK 487836108 295 3855 SH DFND 3855 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 485 3605 SH DFND 3605 0 0 KOHLS CORP COMMON STOCK 500255104 259 5560 SH DFND 5560 0 0 KROGER CO COMMON STOCK 501044101 241 6313 SH DFND 3972 0 2341 LOCKHEED MARTIN CORP COMMON STOCK 539830109 288 1302 SH DFND 1302 0 0 LOWES COS INC COMMON STOCK 548661107 846 11164 SH DFND 9319 0 1845 MCDONALDS CORP COMMON STOCK 580135101 916 7285 SH DFND 7285 0 0 MERCK & CO INC COMMON STOCK 58933Y105 540 10202 SH DFND 10090 0 112 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 217 4493 SH DFND 4493 0 0 MICROSOFT CORP COMMON STOCK 594918104 1219 22063 SH DFND 19300 0 2763 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 314 7827 SH DFND 6058 0 1769 NAVIENT CORP COMMON STOCK 63938C108 213 17780 SH DFND 17780 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 30349 781176 SH DFND 771431 0 9745 NIKE INC-CLASS B COMMON STOCK 654106103 478 7775 SH DFND 7663 0 112 ORACLE CORPORATION COMMON STOCK 68389X105 405 9888 SH DFND 9350 0 538 PEPSICO INC COMMON STOCK 713448108 968 9450 SH DFND 9361 0 89 PFIZER INC COMMON STOCK 717081103 793 26753 SH DFND 26436 0 317 PG & E CORP COMMON STOCK 69331C108 269 4501 SH DFND 4231 0 270 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 902 9195 SH DFND 9133 0 62 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 439 11128 SH DFND 11128 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1224 14867 SH DFND 14867 0 0 QUALCOMM INC COMMON STOCK 747525103 419 8193 SH DFND 7954 0 239 RPM INTERNATIONAL INC COMMON STOCK 749685103 302 6391 SH DFND 5985 0 406 SALESFORCE.COM COMMON STOCK 79466L302 302 4096 SH DFND 3946 0 150 SEI INVESTMENTS COMPANY COMMON STOCK 784117103 269 6244 SH DFND 4895 0 1349 STARBUCKS CORP COMMON STOCK 855244109 348 5826 SH DFND 4539 0 1287 STRYKER CORPORATION COMMON STOCK 863667101 383 3572 SH DFND 3471 0 101 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 357 4855 SH DFND 4855 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 599 4231 SH DFND 2819 0 1412 TJX COS INC COMMON STOCK 872540109 213 2716 SH DFND 2716 0 0 UNION PAC CORP COMMON STOCK 907818108 293 3686 SH DFND 3622 0 64 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 383 3630 SH DFND 3630 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 840 8387 SH DFND 7363 0 1024 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 329 2551 SH DFND 2421 0 130 US BANCORP NEW COMMON STOCK 902973304 296 7303 SH DFND 5483 0 1820 VERIFONE SYSTEMS, INC COMMON STOCK 92342Y109 284 10055 SH DFND 10055 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 1008 18631 SH DFND 17003 0 1628 VISA INC CL A COMMON STOCK 92826C839 667 8716 SH DFND 6250 0 2466 WAL MART STORES INC COMMON STOCK 931142103 231 3379 SH DFND 3379 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 410 4867 SH DFND 4867 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 988 16441 SH DFND 16441 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2488 51446 SH DFND 48500 0 2946 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 445 5820 SH DFND 5820 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 216 5160 SH DFND 5160 0 0 XILINX INC COMMON STOCK 983919101 212 4465 SH DFND 4465 0 0 YUM! BRANDS INC COMMON STOCK 988498101 528 6445 SH DFND 6445 0 0 3M CO COMMON STOCK 88579Y101 367 2200 SH DFND 2112 0 88 BANK MONTREAL QUEBEC COMMON STOCK 063671101 234 3863 SH DFND 3863 0 0 EATON CORP PLC COMMON STOCK G29183103 365 5828 SH DFND 5828 0 0 EVERTEC INC COMMON STOCK 30040P103 227 16250 SH DFND 16250 0 0 MEDTRONIC PLC COMMON STOCK G5960L103 481 6413 SH DFND 4936 0 1477 PERRIGO CO PLC COMMON STOCK G97822103 304 2377 SH DFND 1610 0 767 SCHLUMBERGER LTD COMMON STOCK 806857108 609 8252 SH DFND 6147 0 2105 AES TRUST III 6.750% CONV PFD PREFERRED STOCK 00808N202 255 5055 SH DFND 5055 0 0 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 722 11658 SH DFND 11658 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 5493 226897 SH DFND 226597 0 300 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 419 4063 SH DFND 4063 0 0 ISHARES CORE U.S. GROWTH ETF OTHER 464287671 296 3647 SH DFND 3647 0 0 ISHARES CORE U.S. VALUE ETF OTHER 464287663 246 1912 SH DFND 1912 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 4478 78343 SH DFND 78343 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 41 718 SH OTR 718 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 499 4377 SH DFND 4377 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 4664 46739 SH DFND 46739 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2143 21686 SH DFND 21536 0 150 ISHARES RUSSELL 2000 ETF OTHER 464287655 659 5955 SH DFND 5955 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 5750 147087 SH DFND 146789 0 298 ISHARES S&P 500 GROWTH ETF OTHER 464287309 4935 42582 SH DFND 42582 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2067 22979 SH DFND 22979 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 411 16910 SH DFND 16910 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 308 14850 SH DFND 14850 0 0 SPDR GOLD TRUST OTHER 78463V107 279 2375 SH DFND 2375 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 627 2386 SH DFND 2386 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 3560 17323 SH DFND 17323 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 99 481 SH OTR 481 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 293 6780 SH DFND 6780 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 865 25003 SH DFND 25003 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 5928 239526 SH DFND 238389 0 1137 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1867 16288 SH DFND 16288 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 467 4630 SH DFND 4630 0 0