0001571049-16-011828.txt : 20160216 0001571049-16-011828.hdr.sgml : 20160215 20160216153510 ACCESSION NUMBER: 0001571049-16-011828 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 161427314 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 12-31-2015 12-31-2015 false NICOLET BANKSHARES INC

111 N Washington St Green Bay WI 54301

13F HOLDINGS REPORT 028-17319 N ANN LAWSON 920-617-5325 /s/ ANN LAWSON GREEN BAY WI 02-11-2016 0 135 100743 INFORMATION TABLE 2 infotable.xml ABBOTT LABS COMMON STOCK 002824100 618 16315 SH DFND 16315 0 0 ABBVIE INC COMMON STOCK 00287Y109 360 6553 SH DFND 6553 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 258 14400 SH DFND 14400 0 0 ADOBE SYS INC COMMON STOCK 00724F101 609 6830 SH DFND 6830 0 0 AES CORP COMMON STOCK 00130H105 163 17175 SH DFND 17175 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 344 2564 SH DFND 2308 0 256 AFLAC INC COMMON STOCK 001055102 308 5318 SH DFND 5099 0 219 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 246 5390 SH DFND 5390 0 0 ALLSCRIPTS HEALTHCARE SOLUTION COMMON STOCK 01988P108 179 13025 SH DFND 13025 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 473 621 SH DFND 609 0 12 ALPHABET INC CL C COMMON STOCK 02079K107 1031 1388 SH DFND 1059 0 329 ALTRIA GROUP INC COMMON STOCK 02209S103 630 10305 SH DFND 9910 0 395 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 238 3671 SH DFND 3671 0 0 AMGEN INC COMMON STOCK 031162100 289 1893 SH DFND 1893 0 0 APPLE INC COMMON STOCK 037833100 2410 24755 SH DFND 22183 0 2572 AT&T INC COMMON STOCK 00206R102 410 11363 SH DFND 11363 0 0 BARD CR INC COMMON STOCK 067383109 251 1368 SH DFND 1368 0 0 BAXALTA INC COMMON STOCK 07177M103 204 5091 SH DFND 5091 0 0 BAXTER INTL INC COMMON STOCK 071813109 216 5899 SH DFND 5899 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 536 4127 SH DFND 4077 0 50 BIOGEN INC COMMON STOCK 09062X103 220 805 SH DFND 446 0 359 BOEING CO COMMON STOCK 097023105 258 2145 SH DFND 1741 0 404 BOTTOMLINE TECHNOLOGIES DELIN COMMON STOCK 101388106 653 22650 SH DFND 22650 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 556 8952 SH DFND 7301 0 1651 CA INC COMMON STOCK 12673P105 332 11540 SH DFND 11540 0 0 CATERPILLAR INC COMMON STOCK 149123101 213 3424 SH DFND 3424 0 0 CH ROBINSON WORLDWIDE INC COMMON STOCK 12541W209 246 3800 SH DFND 2364 0 1436 CHARLES SCHWAB CORP COMMON STOCK 808513105 251 9842 SH DFND 7812 0 2030 CHEVRON CORPORATION COMMON STOCK 166764100 1070 12378 SH DFND 11058 0 1320 CISCO SYSTEMS INC COMMON STOCK 17275R102 244 10269 SH DFND 9778 0 491 COCA COLA CO COMMON STOCK 191216100 2987 69586 SH DFND 67244 0 2342 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 490 3242 SH DFND 3195 0 47 CSX CORP COMMON STOCK 126408103 249 10800 SH DFND 10800 0 0 CVS HEALTH CORP COMMON STOCK 126650100 453 4688 SH DFND 2557 0 2131 DANAHER CORP COMMON STOCK 235851102 492 5683 SH DFND 4473 0 1210 DISCOVERY COMMUNICATIONS CLC COMMON STOCK 25470F302 233 8560 SH DFND 8560 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 548 5721 SH DFND 5596 0 125 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 228 10355 SH DFND 10355 0 0 EMC CORP MASS COMMON STOCK 268648102 370 14934 SH DFND 11964 0 2970 EMERSON ELEC CO COMMON STOCK 291011104 220 4775 SH DFND 4775 0 0 EQUIFAX INC COMMON STOCK 294429105 527 4983 SH DFND 4570 0 413 EXACT SCIENCES CORP COMMON STOCK 30063P105 80 12125 SH DFND 12125 0 0 EXPRESS SCRIPTS HLDG COMMON STOCK 30219G108 437 6087 SH DFND 5344 0 743 EXXONMOBIL CORP COMMON STOCK 30231G102 1291 16582 SH DFND 16408 0 174 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 916 15343 SH DFND 15343 0 0 FISERV INC COMMON STOCK 337738108 591 6247 SH DFND 6247 0 0 FORD MOTOR CO DEL COMMON STOCK 345370860 278 23304 SH DFND 23304 0 0 FRANKLIN RESOURCES INC COMMON STOCK 354613101 321 9250 SH DFND 9250 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 1229 42218 SH DFND 40836 0 1382 GENERAL MLS INC COMMON STOCK 370334104 358 6343 SH DFND 4866 0 1477 GILEAD SCIENCES INC COMMON STOCK 375558103 385 4643 SH DFND 3814 0 829 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 363 6160 SH DFND 6160 0 0 HOME DEPOT INC COMMON STOCK 437076102 457 3630 SH DFND 2678 0 952 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 228 2211 SH DFND 2102 0 109 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 369 4099 SH DFND 3974 0 125 INTEL CORP COMMON STOCK 458140100 615 19829 SH DFND 19117 0 712 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 499 3999 SH DFND 3999 0 0 INTUIT INC COMMON STOCK 461202103 423 4432 SH DFND 4432 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1170 11198 SH DFND 9947 0 1251 JP MORGAN CHASE & CO COMMON STOCK 46625H100 997 16761 SH DFND 14372 0 2389 KELLOGG CO COMMON STOCK 487836108 283 3855 SH DFND 3855 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 465 3620 SH DFND 3620 0 0 KOHLS CORP COMMON STOCK 500255104 277 5560 SH DFND 5560 0 0 KROGER CO COMMON STOCK 501044101 245 6313 SH DFND 3972 0 2341 LOCKHEED MARTIN CORP COMMON STOCK 539830109 275 1302 SH DFND 1302 0 0 LOWES COS INC COMMON STOCK 548661107 800 11164 SH DFND 9319 0 1845 MCDONALDS CORP COMMON STOCK 580135101 902 7285 SH DFND 7285 0 0 MERCK & CO INC COMMON STOCK 58933Y105 503 9923 SH DFND 9679 0 244 MICROSOFT CORP COMMON STOCK 594918104 1206 21899 SH DFND 19300 0 2599 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 239 5548 SH DFND 5548 0 0 NAVIENT CORP COMMON STOCK 63938C108 139 14500 SH DFND 14500 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 467 7525 SH DFND 7413 0 112 ORACLE CORPORATION COMMON STOCK 68389X105 342 9428 SH DFND 8916 0 512 PEPSICO INC COMMON STOCK 713448108 916 9223 SH DFND 9120 0 103 PFIZER INC COMMON STOCK 717081103 816 26753 SH DFND 26436 0 317 PG & E CORP COMMON STOCK 69331C108 247 4501 SH DFND 4231 0 270 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 819 9095 SH DFND 9033 0 62 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 341 8968 SH DFND 8968 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1205 14753 SH DFND 14753 0 0 QUALCOMM INC COMMON STOCK 747525103 391 8616 SH DFND 7650 0 966 RPM INTERNATIONAL INC COMMON STOCK 749685103 255 6491 SH DFND 6085 0 406 SALESFORCE.COM COMMON STOCK 79466L302 271 3987 SH DFND 3837 0 150 STARBUCKS CORP COMMON STOCK 855244109 353 5817 SH DFND 4530 0 1287 STRYKER CORPORATION COMMON STOCK 863667101 354 3572 SH DFND 3471 0 101 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 344 4855 SH DFND 4855 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 548 4147 SH DFND 2819 0 1328 UNION PAC CORP COMMON STOCK 907818108 265 3686 SH DFND 3622 0 64 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 322 3455 SH DFND 3455 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 743 8472 SH DFND 7448 0 1024 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 294 2551 SH DFND 2421 0 130 US BANCORP NEW COMMON STOCK 902973304 210 5251 SH DFND 3483 0 1768 VERIFONE SYSTEMS, INC COMMON STOCK 92342Y109 205 8755 SH DFND 8755 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 912 18245 SH DFND 16617 0 1628 VISA INC CL A COMMON STOCK 92826C839 647 8687 SH DFND 6250 0 2437 WAL MART STORES INC COMMON STOCK 931142103 224 3379 SH DFND 3379 0 0 WALGREENS BOOTS ALLIANCE INC COMMON STOCK 931427108 324 4067 SH DFND 4067 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 837 15146 SH DFND 15146 0 0 WELLS FARGO & CO COMMON STOCK 949746101 2545 50668 SH DFND 47747 0 2921 WYNDHAM WORLDWIDE CORP COMMON STOCK 98310W108 354 5460 SH DFND 5460 0 0 XILINX INC COMMON STOCK 983919101 237 4715 SH DFND 4715 0 0 YUM! BRANDS INC COMMON STOCK 988498101 466 6445 SH DFND 6445 0 0 3M CO COMMON STOCK 88579Y101 332 2200 SH DFND 2112 0 88 TEVA PHARMACEUTICAL INDS SPONS COMMON STOCK 881624209 225 3662 SH DFND 2159 0 1503 BANK MONTREAL QUEBEC COMMON STOCK 063671101 207 3863 SH DFND 3863 0 0 EATON CORP PLC COMMON STOCK G29183103 294 5811 SH DFND 5811 0 0 EVERTEC INC COMMON STOCK 30040P103 199 14475 SH DFND 14475 0 0 MEDTRONIC PLC COMMON STOCK G5960L103 478 6292 SH DFND 4936 0 1356 PERRIGO CO PLC COMMON STOCK G97822103 336 2327 SH DFND 1585 0 742 SCHLUMBERGER LTD COMMON STOCK 806857108 610 8441 SH DFND 6147 0 2294 AES TRUST III 6.750% CONV PFD PREFERRED STOCK 00808N202 255 5305 SH DFND 5305 0 0 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 671 11520 SH DFND 11520 0 0 FLEXSHARES GLOBAL UPSTREAM OTHER 33939L407 4870 230915 SH DFND 230615 0 300 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 388 4063 SH DFND 4063 0 0 ISHARES CORE U.S. GROWTH ETF OTHER 464287671 278 3647 SH DFND 3647 0 0 ISHARES CORE U.S. VALUE ETF OTHER 464287663 230 1912 SH OTR 1912 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 4305 77599 SH DFND 77599 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 40 718 SH OTR 718 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 469 4377 SH DFND 4377 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 4398 46872 SH DFND 46872 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2013 21719 SH DFND 21569 0 150 ISHARES RUSSELL 2000 ETF OTHER 464287655 613 5955 SH DFND 5955 0 0 ISHARES S&P GLOBAL INFRASTRET OTHER 464288372 5298 147616 SH DFND 147318 0 298 ISHARES S&P 500 GROWTH ETF OTHER 464287309 4755 43299 SH DFND 43299 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 1956 23249 SH DFND 23249 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 390 16910 SH DFND 16910 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 261 14150 SH DFND 14150 0 0 SPDR GOLD TRUST OTHER 78463V107 254 2375 SH DFND 2375 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 573 2386 SH DFND 2386 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 3326 17171 SH DFND 17171 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 93 481 SH OTR 481 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 278 6780 SH DFND 6780 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 789 25603 SH DFND 25603 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 5740 234862 SH DFND 233663 0 1199 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 2145 19256 SH DFND 19256 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 466 4630 SH DFND 4630 0 0