0001174850-20-000048.txt : 20200722 0001174850-20-000048.hdr.sgml : 20200722 20200722141544 ACCESSION NUMBER: 0001174850-20-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200722 DATE AS OF CHANGE: 20200722 EFFECTIVENESS DATE: 20200722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 201041198 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 06-30-2020 06-30-2020 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY, WI 54301

13F HOLDINGS REPORT 028-17319 N Ann Lawson 920-617-5325 Ann Lawson Green Bay WI 07-22-2020 0 188 265118 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 2285 24987 SH DFND 24987 0 0 ABBVIE INC COMMON STOCK 00287Y109 454 4620 SH DFND 4620 0 0 ACCENTURE PLC-CL A COMMON STOCK G1151C101 256 1190 SH DFND 1190 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 391 14490 SH DFND 14490 0 0 ADOBE INC COMMON STOCK 00724F101 1500 3445 SH DFND 3445 0 0 AES CORP COMMON STOCK 00130H105 356 24545 SH DFND 24545 0 0 AFLAC INC COMMON STOCK 001055102 297 8243 SH DFND 8243 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 491 4585 SH DFND 4585 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 348 3104 SH DFND 3104 0 0 ALLSTATE CORP COMMON STOCK 020002101 470 4848 SH DFND 4848 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 1085 765 SH DFND 765 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 2659 1881 SH DFND 1881 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 298 7594 SH DFND 7594 0 0 AMAZON.COM INC COMMON STOCK 023135106 2831 1026 SH DFND 1026 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 435 3383 SH DFND 3383 0 0 AMETEK INC COMMON STOCK 031100100 207 2317 SH DFND 2317 0 0 AMPHENOL CORP COMMON STOCK 032095101 247 2579 SH DFND 2579 0 0 ANALOG DEVICES INC COMMON STOCK 032654105 259 2108 SH DFND 2108 0 0 APPLE INC COMMON STOCK 037833100 7888 21624 SH DFND 21624 0 0 AT&T INC COMMON STOCK 00206R102 541 17906 SH DFND 17906 0 0 BANK FIRST CORP COMMON STOCK 06211J100 571 8914 SH DFND 8914 0 0 BAXTER INTL INC COMMON STOCK 071813109 326 3785 SH DFND 3785 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 986 5521 SH DFND 5521 0 0 BIOGEN INC COMMON STOCK 09062X103 275 1028 SH DFND 1028 0 0 BLACKROCK INC CL A COMMON STOCK 09247X101 274 503 SH DFND 503 0 0 BOEING CO COMMON STOCK 097023105 282 1540 SH DFND 1540 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 788 15515 SH DFND 15515 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1029 17503 SH DFND 17503 0 0 CATERPILLAR INC COMMON STOCK 149123101 383 3029 SH DFND 3029 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 252 7478 SH DFND 7478 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 1116 12508 SH DFND 12508 0 0 CHIPOTLE MEXICAN GRILL INC CL A COMMON STOCK 169656105 331 315 SH DFND 315 0 0 CIGNA CORP COMMON STOCK 125523100 206 1096 SH DFND 1096 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 276 5922 SH DFND 5922 0 0 CITIGROUP INC COMMON STOCK 172967424 257 5031 SH DFND 5031 0 0 COCA COLA CO COMMON STOCK 191216100 1703 38107 SH DFND 38107 0 0 COMCAST CORP-CL A COMMON STOCK 20030N101 699 17933 SH DFND 17933 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1646 5427 SH DFND 5427 0 0 CSX CORP COMMON STOCK 126408103 530 7599 SH DFND 7599 0 0 CVS HEALTH CORP COMMON STOCK 126650100 833 12822 SH DFND 12822 0 0 DANAHER CORP COMMON STOCK 235851102 956 5404 SH DFND 5404 0 0 DEERE & CO COMMON STOCK 244199105 793 5045 SH DFND 5045 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1093 9799 SH DFND 9799 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 224 2809 SH DFND 2809 0 0 EBAY INC COMMON STOCK 278642103 373 7104 SH DFND 7104 0 0 ECOLAB INC COMMON STOCK 278865100 252 1265 SH DFND 1265 0 0 EOG RES INC COMMON STOCK 26875P101 156 3088 SH DFND 3088 0 0 EQUIFAX INC COMMON STOCK 294429105 522 3035 SH DFND 3035 0 0 EXELON CORP COMMON STOCK 30161N101 204 5608 SH DFND 5608 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 1076 24068 SH DFND 24068 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 1398 6155 SH DFND 6155 0 0 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1655 12340 SH DFND 12340 0 0 FISERV INC COMMON STOCK 337738108 972 9953 SH DFND 9953 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 463 3101 SH DFND 3101 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 104 15238 SH DFND 15238 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 572 3375 SH DFND 3375 0 0 GRAINGER W W INC COMMON STOCK 384802104 331 1053 SH DFND 1053 0 0 HALLIBURTON CO COMMON STOCK 406216101 77 5923 SH DFND 5923 0 0 HOME DEPOT INC COMMON STOCK 437076102 1038 4144 SH DFND 4144 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 888 6142 SH DFND 6142 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 528 3019 SH DFND 3019 0 0 INTEL CORP COMMON STOCK 458140100 1731 28931 SH DFND 28931 0 0 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 914 9977 SH DFND 9977 0 0 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 553 4578 SH DFND 4578 0 0 INTUIT INC COMMON STOCK 461202103 1062 3585 SH DFND 3585 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 1464 10408 SH DFND 10408 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 1932 20544 SH DFND 20544 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 524 3705 SH DFND 3705 0 0 KLA CORPORATION COMMON STOCK 482480100 383 1967 SH DFND 1967 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 379 2008 SH DFND 2008 0 0 LILLY ELI & CO COMMON STOCK 532457108 466 2836 SH DFND 2836 0 0 LOWES COS INC COMMON STOCK 548661107 1185 8772 SH DFND 8772 0 0 MARSH & MCLENNAN COS INC COMMON STOCK 571748102 213 1979 SH DFND 1979 0 0 MASCO CORP COMMON STOCK 574599106 348 6932 SH DFND 6932 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 1242 4201 SH DFND 4201 0 0 MCDONALDS CORP COMMON STOCK 580135101 1352 7328 SH DFND 7328 0 0 MERCK & CO INC COMMON STOCK 58933Y105 538 6953 SH DFND 6953 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 283 2692 SH DFND 2692 0 0 MICROSOFT CORP COMMON STOCK 594918104 5926 29118 SH DFND 29118 0 0 MICROSOFT CORP COMMON STOCK 594918104 1 5 SH OTR 5 0 0 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 876 17132 SH DFND 17132 0 0 NAVIENT CORP COMMON STOCK 63938C108 121 17275 SH DFND 17275 0 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 303 1260 SH DFND 1260 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 45446 829308 SH DFND 0 0 829308 NICOLET BANKSHARES INC COMMON STOCK 65406E102 830 15141 SH OTR 0 0 15141 NIKE INC-CLASS B COMMON STOCK 654106103 722 7363 SH DFND 7363 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 574 3268 SH DFND 3268 0 0 NVIDIA CORP COMMON STOCK 67066G104 390 1026 SH DFND 1026 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 736 13318 SH DFND 13318 0 0 PALO ALTO NETWORKS INC COMMON STOCK 697435105 239 1042 SH DFND 1042 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 559 3211 SH DFND 3211 0 0 PEPSICO INC COMMON STOCK 713448108 979 7401 SH DFND 7401 0 0 PFIZER INC COMMON STOCK 717081103 1156 35342 SH DFND 35342 0 0 PFIZER INC COMMON STOCK 717081103 0 9 SH OTR 9 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 637 9088 SH DFND 9088 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 365 8798 SH DFND 8798 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1636 13682 SH DFND 13682 0 0 QUALCOMM INC COMMON STOCK 747525103 319 3492 SH DFND 3492 0 0 RAYTHEON TECHNOLOGIES CORP COMMON STOCK 75513E101 331 5370 SH DFND 5370 0 0 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 213 1000 SH DFND 1000 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 342 4559 SH DFND 4559 0 0 SALESFORCE.COM COMMON STOCK 79466L302 1191 6357 SH DFND 6357 0 0 SCHNEIDER NATIONAL INC CL B COMMON STOCK 80689H102 2914 118100 SH DFND 118100 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 340 6025 SH DFND 6025 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 71 3884 SH DFND 3884 0 0 STARBUCKS CORP COMMON STOCK 855244109 780 10593 SH DFND 10593 0 0 STRYKER CORPORATION COMMON STOCK 863667101 405 2250 SH DFND 2250 0 0 SYNOPSYS INC COMMON STOCK 871607107 202 1035 SH DFND 1035 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 539 4363 SH DFND 4363 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 232 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 938 2590 SH DFND 2590 0 0 TRUIST FINL CORP COMMON STOCK 89832Q109 385 10263 SH DFND 10263 0 0 TJX COS INC COMMON STOCK 872540109 233 4607 SH DFND 4607 0 0 UNION PAC CORP COMMON STOCK 907818108 601 3552 SH DFND 3552 0 0 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 371 3337 SH DFND 3337 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 517 1752 SH DFND 1752 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 686 12436 SH DFND 12436 0 0 VISA INC CL A COMMON STOCK 92826C839 963 4983 SH DFND 4983 0 0 VMWARE INC CL A COMMON STOCK 928563402 213 1377 SH DFND 1377 0 0 WALMART INC COMMON STOCK 931142103 373 3114 SH DFND 3114 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2069 23606 SH DFND 23606 0 0 WELLS FARGO & CO COMMON STOCK 949746101 678 26494 SH DFND 26494 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 302 7080 SH DFND 7080 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 255 4079 SH DFND 4079 0 0 XILINX INC COMMON STOCK 983919101 494 5021 SH DFND 5021 0 0 YUM! BRANDS INC COMMON STOCK 988498101 325 3741 SH DFND 3741 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 466 3903 SH DFND 3903 0 0 3M CO COMMON STOCK 88579Y101 481 3082 SH DFND 3082 0 0 AON PLC COMMON STOCK G0403H108 941 4885 SH DFND 4885 0 0 EATON CORP PLC COMMON STOCK G29183103 440 5031 SH DFND 5031 0 0 EVERTEC INC COMMON STOCK 30040P103 354 12585 SH DFND 12585 0 0 AMERICAN TOWER CORP REIT OTHER 03027X100 1050 4061 SH DFND 4061 0 0 ALERIAN MLP ETF OTHER 00162Q452 676 27387 SH DFND 27387 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 1312 47461 SH DFND 47461 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 43 1545 SH OTR 1545 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 337 3340 SH DFND 3340 0 0 ISHARES CORE MSCI EMERGING OTHER 46434G103 1737 36495 SH DFND 36268 0 227 ISHARES CORE S&P 500 ETF OTHER 464287200 2046 6607 SH DFND 6607 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 5245 86174 SH DFND 86174 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 84 1382 SH OTR 1382 0 0 ISHARES MSCI EAFE SMALL CAP ET OTHER 464288273 310 5779 SH DFND 5779 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 201 3754 SH DFND 3754 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 1693 9861 SH DFND 9861 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 5771 30066 SH DFND 30066 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 1951 17324 SH DFND 17265 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1215 8488 SH DFND 8488 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 261 6805 SH DFND 6805 0 0 ISHARES S&P 500 GROWTH ETF OTHER 464287309 7593 36594 SH DFND 36594 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 2828 26138 SH DFND 26138 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 3344 253317 SH DFND 252780 0 537 SCHWAB EMERGING MARKETS ETF OTHER 808524706 513 21060 SH DFND 21060 0 0 SCHWAB INTL EQUITY ETF OTHER 808524805 441 14835 SH DFND 14835 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US OTHER 78463X889 806 29171 SH DFND 29171 0 0 SPDR PORTFOLIO S&P 500 GROWTH OTHER 78464A409 13835 308000 SH DFND 306766 0 1234 SPDR PORTFOLIO S&P 500 VALUE E OTHER 78464A508 19441 670859 SH DFND 669032 0 1827 SPDR PORTFOLIO S&P 500 VALUE E OTHER 78464A508 20 706 SH OTR 706 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 350 1080 SH DFND 1080 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 6329 20526 SH DFND 20526 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 169 548 SH OTR 548 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 330 6940 SH DFND 6940 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 10219 263432 SH DFND 262842 0 590 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 17 446 SH OTR 446 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 1802 45490 SH DFND 45490 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 16 416 SH OTR 416 0 0 VANGUARD GROWTH ETF OTHER 922908736 824 4077 SH DFND 4077 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 400 2078 SH DFND 2078 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 236 1438 SH DFND 1438 0 0 VANGUARD INFO TECH ETF OTHER 92204A702 221 794 SH DFND 794 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 1986 13886 SH DFND 13886 0 0 VANGUARD MID-CAP VALUE ETF OTHER 922908512 355 3710 SH DFND 3710 0 0 VANGUARD S&P 500 ETF OTHER 922908363 1689 5960 SH DFND 5960 0 0 VANGUARD S&P 500 GROWTH ETF OTHER 921932505 827 4424 SH DFND 4424 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1065 6803 SH DFND 6803 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 58 371 SH OTR 371 0 0 VANGUARD VALUE ETF OTHER 922908744 1340 13460 SH DFND 13460 0 0 WISDOMTREE US LARGECAP DIVIDEN OTHER 97717W307 213 2292 SH DFND 2292 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 458 18126 SH DFND 18126 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 9 349 SH OTR 349 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 3433 128408 SH DFND 127894 0 514 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 8 281 SH OTR 281 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 900 7316 SH DFND 7316 0 0 ISHARES INTERMEDIATE-TERM CORP OTHER 464288638 365 6052 SH DFND 6052 0 0 ISHARES SHORT-TERM CORPORATE E OTHER 464288646 360 6575 SH DFND 6575 0 0 JPMORGAN ULTRA-SHORT INCOME ET OTHER 46641Q837 312 6160 SH DFND 6160 0 0 SCHWAB SHORT-TERM U.S. TREASUR OTHER 808524862 358 6929 SH DFND 6929 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 227 7249 SH DFND 7249 0 0 VANGUARD TOTAL BOND MARKET OTHER 921937835 11459 129718 SH DFND 129591 0 127 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 265 2300 SH DFND 2300 0 0