0001174850-19-000066.txt : 20191022 0001174850-19-000066.hdr.sgml : 20191022 20191022100036 ACCESSION NUMBER: 0001174850-19-000066 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191022 DATE AS OF CHANGE: 20191022 EFFECTIVENESS DATE: 20191022 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 191160762 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 09-30-2019 09-30-2019 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY WI 54301

13F HOLDINGS REPORT 028-17319 N Ann K. Lawson 920-617-5325 Ann K. Lawson Green Bay WI 10-22-2019 0 190 249850 false INFORMATION TABLE 2 a3q1913ffilinginformationt.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 2259 26998 SH DFND 26616 0 382 ABBVIE INC COMMON STOCK 00287Y109 319 4214 SH DFND 4214 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 389 12430 SH DFND 12430 0 0 ADOBE INC COMMON STOCK 00724F101 1033 3738 SH DFND 3738 0 0 AES CORP COMMON STOCK 00130H105 355 21720 SH DFND 21720 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 243 2912 SH DFND 2730 0 182 AFLAC INC COMMON STOCK 001055102 483 9228 SH DFND 9228 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 457 5005 SH DFND 5005 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 304 3104 SH DFND 3104 0 0 ALLSTATE CORP COMMON STOCK 020002101 527 4848 SH DFND 4848 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 934 765 SH DFND 765 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 2487 2040 SH DFND 1915 0 125 ALTRIA GROUP INC COMMON STOCK 02209S103 332 8110 SH DFND 8110 0 0 AMAZON.COM INC COMMON STOCK 023135106 1722 992 SH DFND 992 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 451 3633 SH DFND 3633 0 0 AMETEK INC COMMON STOCK 031100100 248 2700 SH DFND 2700 0 0 ANALOG DEVICES INC COMMON STOCK 032654105 248 2224 SH DFND 2224 0 0 APPLE INC COMMON STOCK 037833100 4964 22164 SH DFND 22164 0 0 AT&T INC COMMON STOCK 00206R102 576 15210 SH DFND 15210 0 0 BANK FIRST CORP COMMON STOCK 06211J100 778 11759 SH DFND 11759 0 0 BAXTER INTL INC COMMON STOCK 071813109 434 4960 SH DFND 4638 0 322 BECTON DICKINSON COMMON STOCK 075887109 203 803 SH DFND 803 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1084 5213 SH DFND 5213 0 0 BIOGEN INC COMMON STOCK 09062X103 398 1709 SH DFND 1709 0 0 BLACKROCK INC CL A COMMON STOCK 09247X101 227 509 SH DFND 509 0 0 BOEING CO COMMON STOCK 097023105 890 2338 SH DFND 2338 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 587 14915 SH DFND 14915 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 825 16262 SH DFND 15564 0 698 CARNIVAL CORP COMMON STOCK 143658300 168 3852 SH DFND 3852 0 0 CATERPILLAR INC COMMON STOCK 149123101 443 3509 SH DFND 3509 0 0 CELGENE CORP COMMON STOCK 151020104 404 4070 SH DFND 4070 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 358 8554 SH DFND 7932 0 622 CHEVRON CORPORATION COMMON STOCK 166764100 1663 14020 SH DFND 14020 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 246 4977 SH DFND 4977 0 0 CITIGROUP INC COMMON STOCK 172967424 557 8063 SH DFND 8063 0 0 COCA COLA CO COMMON STOCK 191216100 1585 29106 SH DFND 29106 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 275 4566 SH DFND 4110 0 456 COMCAST CORP-CL A COMMON STOCK 20030N101 686 15224 SH DFND 15224 0 0 COPART INC COMMON STOCK 217204106 205 2554 SH DFND 2286 0 268 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1562 5420 SH DFND 5420 0 0 CSX CORP COMMON STOCK 126408103 565 8154 SH DFND 8154 0 0 CVS HEALTH CORP COMMON STOCK 126650100 814 12914 SH DFND 12914 0 0 DANAHER CORP COMMON STOCK 235851102 868 6012 SH DFND 5184 0 828 DEERE & CO COMMON STOCK 244199105 518 3072 SH DFND 3072 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1869 14340 SH DFND 14016 0 324 DUKE ENERGY CORP COMMON STOCK 26441C204 168 1748 SH DFND 1748 0 0 EOG RES INC COMMON STOCK 26875P101 450 6058 SH DFND 5696 0 362 E TRADE FINANCIAL CORP COMMON STOCK 269246401 171 3925 SH DFND 3925 0 0 EBAY COMMON STOCK 278642103 283 7268 SH DFND 7268 0 0 EQUIFAX INC COMMON STOCK 294429105 459 3265 SH DFND 3265 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 1220 13500 SH DFND 13500 0 0 EXELON CORP COMMON STOCK 30161N101 534 11044 SH DFND 11044 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 1696 24020 SH DFND 24020 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 961 5394 SH DFND 5010 0 384 FEDEX CORPORATION COMMON STOCK 31428X106 237 1627 SH DFND 1627 0 0 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1749 13176 SH DFND 12964 0 212 FISERV INC COMMON STOCK 337738108 1225 11821 SH DFND 11387 0 434 GENERAL DYNAMICS CORP COMMON STOCK 369550108 228 1250 SH DFND 1250 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 171 19088 SH DFND 19088 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 591 3720 SH DFND 3720 0 0 GRAINGER W W INC COMMON STOCK 384802104 313 1053 SH DFND 1053 0 0 HALLIBURTON CO COMMON STOCK 406216101 112 5923 SH DFND 5923 0 0 HOME DEPOT INC COMMON STOCK 437076102 932 4017 SH DFND 4017 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 1019 6025 SH DFND 6025 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 520 3325 SH DFND 3325 0 0 INTEL CORP COMMON STOCK 458140100 1584 30748 SH DFND 30748 0 0 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 945 10237 SH DFND 9262 0 975 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 566 3891 SH DFND 3891 0 0 INTUIT INC COMMON STOCK 461202103 998 3754 SH DFND 3537 0 217 JOHNSON & JOHNSON COMMON STOCK 478160104 1584 30748 SH DFND 30748 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2428 20634 SH DFND 20634 0 0 KLA CORPORATION COMMON STOCK 482480100 314 1967 SH DFND 1967 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 537 3780 SH DFND 3780 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 599 3012 SH DFND 3012 0 0 LILLY ELI & CO COMMON STOCK 532457108 184 1646 SH DFND 1646 0 0 LOWES COS INC COMMON STOCK 548661107 1032 9384 SH DFND 9384 0 0 MARSH & MCLENNAN COS INC COMMON STOCK 571748102 198 1979 SH DFND 1979 0 0 MASCO CORP COMMON STOCK 574599106 381 9151 SH DFND 9151 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 704 2594 SH DFND 2300 0 294 MCDONALDS CORP COMMON STOCK 580135101 1636 7619 SH DFND 7619 0 0 MERCK & CO INC COMMON STOCK 58933Y105 594 7053 SH DFND 7053 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 545 5865 SH DFND 5865 0 0 MICROSOFT CORP COMMON STOCK 594918104 4113 29584 SH DFND 28848 0 736 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 1027 18572 SH DFND 17183 0 1389 NAVIENT CORP COMMON STOCK 63938C108 188 14705 SH DFND 14705 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 56803 853279 SH DFND 841568 0 11711 NICOLET BANKSHARES INC COMMON STOCK 65406E102 875 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1347 14339 SH DFND 14339 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 619 3443 SH DFND 3443 0 0 NUCOR CORP COMMON STOCK 670346105 138 2716 SH DFND 2716 0 0 NVIDIA CORP COMMON STOCK 67066G104 300 1724 SH DFND 1724 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 943 17135 SH DFND 17135 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 351 3391 SH DFND 3391 0 0 PEPSICO INC COMMON STOCK 713448108 1090 7953 SH DFND 7953 0 0 PFIZER INC COMMON STOCK 717081103 1344 37413 SH DFND 37413 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 791 10413 SH DFND 10413 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 473 8273 SH DFND 8273 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1813 14575 SH DFND 14278 0 297 QUALCOMM INC COMMON STOCK 747525103 302 3957 SH DFND 3957 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 334 4850 SH DFND 4510 0 340 SALESFORCE.COM COMMON STOCK 79466L302 1033 6962 SH DFND 6962 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 284 5500 SH DFND 5500 0 0 STARBUCKS CORP COMMON STOCK 855244109 1073 12135 SH DFND 12135 0 0 STRYKER CORPORATION COMMON STOCK 863667101 560 2591 SH DFND 2591 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 507 4438 SH DFND 4438 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 253 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 804 2759 SH DFND 2384 0 375 TJX COS INC COMMON STOCK 872540109 261 4691 SH DFND 3854 0 837 UNION PAC CORP COMMON STOCK 907818108 621 3832 SH DFND 3832 0 0 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 416 3472 SH DFND 3472 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 609 4464 SH DFND 4464 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 411 1890 SH DFND 1890 0 0 US BANCORP NEW COMMON STOCK 902973304 233 4217 SH DFND 4217 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 945 15654 SH DFND 14835 0 819 VISA INC CL A COMMON STOCK 92826C839 896 5210 SH DFND 4284 0 926 WALMART INC COMMON STOCK 931142103 362 3054 SH DFND 3054 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2313 24320 SH DFND 24320 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1449 28726 SH DFND 28726 0 0 WYNDHAM DESTINATIONS INC COMMON STOCK 98310W108 223 4850 SH DFND 4850 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 322 6220 SH DFND 6220 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 501 7724 SH DFND 7724 0 0 XILINX INC COMMON STOCK 983919101 223 2325 SH DFND 2325 0 0 YUM! BRANDS INC COMMON STOCK 988498101 567 4996 SH DFND 4996 0 0 ZIMMER BIOMET HOLDSINGS, INC COMMON STOCK 98956P102 536 3903 SH DFND 3903 0 0 3M CO COMMON STOCK 88579Y101 503 3062 SH DFND 3062 0 0 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 224 1337 SH DFND 1337 0 0 BANK MONTREAL QUEBEC COMMON STOCK 063671101 211 2866 SH DFND 2866 0 0 EATON CORP PLC COMMON STOCK G29183103 396 4765 SH DFND 4765 0 0 EVERTEC INC COMMON STOCK 30040P103 402 12875 SH DFND 12875 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 341 9985 SH DFND 9906 0 79 AMERICAN TOWER CORP REIT OTHER 03027X100 885 4002 SH DFND 3591 0 411 ALERIAN MLP ETF OTHER 00162Q866 731 79927 SH DFND 79927 0 0 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 394 6661 SH DFND 6661 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 1972 30258 SH DFND 30239 0 19 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 5500 176571 SH DFND 176254 0 317 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 51 1631 SH OTR 1631 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 477 3976 SH DFND 3976 0 0 ISHARES CORE MSCI EMERGING OTHER 46434G103 504 10281 SH DFND 10281 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 223 2867 SH DFND 2867 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 790 2648 SH DFND 2648 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 7321 112265 SH DFND 112265 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 90 1382 SH OTR 1382 0 0 ISHARES MSCI EAFE SMALL CAP ET OTHER 464288273 387 6758 SH DFND 6758 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 303 5424 SH DFND 5424 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 1348 8191 SH DFND 8191 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 5381 33711 SH DFND 33711 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2450 19100 SH DFND 19041 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1586 10481 SH DFND 10481 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 518 11146 SH DFND 10971 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 6657 36978 SH DFND 36978 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 3114 26138 SH DFND 26138 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 374 11625 SH DFND 11625 0 0 JPMORGAN ALERIAN MLP INDEX FUN OTHER 46625H365 1418 60929 SH DFND 60445 0 484 SCHWAB EMERGING MARKETS ETF OTHER 808524706 437 17375 SH DFND 17375 0 0 SCHWAB INTL EQUITY ETF OTHER 808524805 302 9480 SH DFND 9480 0 0 SPDR PORTFOLIO S&P 500 GROWTH OTHER 78464A409 2877 73966 SH DFND 73966 0 0 SPDR PORTFOLIO S&P 500 VALUE E OTHER 78464A508 3752 117410 SH DFND 117410 0 0 SPDR PORTFOLIO S&P 500 VALUE E OTHER 78464A508 23 706 SH OTR 706 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 381 1081 SH DFND 1081 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 6453 21745 SH DFND 21745 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 177 596 SH OTR 596 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US OTHER 78463X889 856 29171 SH DFND 29171 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 552 11060 SH DFND 11060 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 9063 220619 SH DFND 219835 0 784 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 26 644 SH OTR 644 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 3085 76626 SH DFND 76374 0 252 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 21 525 SH OTR 525 0 0 VANGUARD GROWTH ETF OTHER 922908736 1744 10486 SH DFND 10486 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 497 2962 SH DFND 2962 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 315 1881 SH DFND 1881 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 6793 49828 SH DFND 49154 0 674 VANGUARD MID-CAP VALUE ETF OTHER 922908512 1028 9097 SH DFND 9097 0 0 VANGUARD S&P 500 ETF OTHER 922908363 1054 3867 SH DFND 3867 0 0 VANGUARD S&P 500 GROWTH ETF OTHER 921932505 267 1649 SH DFND 1649 0 0 VANGUARD S&P 500 VALUE ETF OTHER 921932703 270 2348 SH DFND 2348 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 1040 6885 SH DFND 6885 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 62 412 SH OTR 412 0 0 VANGUARD VALUE ETF OTHER 922908744 679 6085 SH DFND 6085 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 908 36928 SH DFND 36928 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 9 349 SH OTR 349 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 3021 118350 SH DFND 117776 0 574 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 12 471 SH OTR 471 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1112 9559 SH DFND 9559 0 0 ISHARES IBOXX USD HIGH YIELD OTHER 464288513 650 7452 SH DFND 7452 0 0 ISHARES 3-7 YEAR TREASURY BOND OTHER 464288661 202 1590 SH DFND 1590 0 0 JPMORGAN RESEARCH ENHANCED HIG OTHER 46641Q878 707 13777 SH DFND 13777 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 295 2900 SH DFND 2900 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 224 7249 SH DFND 7249 0 0 VANGUARD TOTAL BOND MARKET OTHER 921937835 3389 40140 SH DFND 40140 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 352 3084 SH DFND 3084 0 0