0001174850-19-000049.txt : 20190730 0001174850-19-000049.hdr.sgml : 20190730 20190730170642 ACCESSION NUMBER: 0001174850-19-000049 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190730 DATE AS OF CHANGE: 20190730 EFFECTIVENESS DATE: 20190730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 19986336 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 06-30-2019 06-30-2019 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY WI 54301

13F HOLDINGS REPORT 028-17319 N Ann K Lawson 920-617-5325 Ann K Lawson Green Bay WI 07-30-2019 0 185 239500 false INFORMATION TABLE 2 a2q1913f-hrinformationtable.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 2292 27256 SH DFND 26702 0 554 ABBVIE INC COMMON STOCK 00287Y109 385 5290 SH DFND 5290 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 448 13055 SH DFND 13055 0 0 ADOBE INC COMMON STOCK 00724F101 1174 3984 SH DFND 3984 0 0 AES CORP COMMON STOCK 00130H105 367 21920 SH DFND 21920 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 274 2979 SH DFND 2825 0 154 AFLAC INC COMMON STOCK 001055102 515 9403 SH DFND 9403 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 409 5105 SH DFND 5105 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 407 3104 SH DFND 3104 0 0 ALLSTATE CORP COMMON STOCK 020002101 493 4848 SH DFND 4848 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 823 760 SH DFND 760 0 0 ALPHABET INC CL C COMMON STOCK 02079K107 2242 2074 SH DFND 1938 0 136 ALTRIA GROUP INC COMMON STOCK 02209S103 396 8367 SH DFND 8367 0 0 AMAZON.COM INC COMMON STOCK 023135106 1863 984 SH DFND 984 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 421 3633 SH DFND 3633 0 0 AMETEK INC COMMON STOCK 031100100 252 2775 SH DFND 2775 0 0 ANALOG DEVICES INC COMMON STOCK 032654105 245 2169 SH DFND 2169 0 0 APPLE INC COMMON STOCK 037833100 4418 22321 SH DFND 22321 0 0 AT&T INC COMMON STOCK 00206R102 502 14970 SH DFND 14970 0 0 BANK FIRST NATIONAL CORP COMMON STOCK 06211J100 811 11759 SH DFND 11759 0 0 BAXTER INTL INC COMMON STOCK 071813109 421 5142 SH DFND 4723 0 419 BECTON DICKINSON COMMON STOCK 075887109 205 815 SH DFND 815 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1079 5063 SH DFND 5063 0 0 BIOGEN INC COMMON STOCK 09062X103 403 1725 SH DFND 1725 0 0 BLACKROCK INC CL A COMMON STOCK 09247X101 229 489 SH DFND 489 0 0 BOEING CO COMMON STOCK 097023105 826 2268 SH DFND 2268 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 701 15855 SH DFND 15855 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 739 16290 SH DFND 15540 0 750 CARBON BLACK INC COMMON STOCK 14081R103 195 11650 SH DFND 11650 0 0 CATERPILLAR INC COMMON STOCK 149123101 485 3561 SH DFND 3561 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 365 9070 SH DFND 8388 0 682 CHEVRON CORPORATION COMMON STOCK 166764100 1764 14178 SH DFND 14178 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 261 4762 SH DFND 4762 0 0 CITIGROUP INC COMMON STOCK 172967424 692 9884 SH DFND 9884 0 0 COCA COLA CO COMMON STOCK 191216100 1487 29200 SH DFND 29200 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 306 4826 SH DFND 4295 0 531 COMCAST CORP-CL A COMMON STOCK 20030N101 626 14799 SH DFND 14799 0 0 COPART INC COMMON STOCK 217204106 205 2742 SH DFND 2286 0 456 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1439 5444 SH DFND 5444 0 0 CSX CORP COMMON STOCK 126408103 660 8534 SH DFND 8534 0 0 CVS HEALTH CORP COMMON STOCK 126650100 679 12468 SH DFND 12468 0 0 CARNIVAL CORP COMMON STOCK 143658300 179 3852 SH DFND 3852 0 0 CELGENE CORP COMMON STOCK 151020104 376 4070 SH DFND 4070 0 0 DANAHER CORP COMMON STOCK 235851102 863 6035 SH DFND 5114 0 921 DEERE & CO COMMON STOCK 244199105 509 3072 SH DFND 3072 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 2022 14483 SH DFND 14105 0 378 DUKE ENERGY CORP COMMON STOCK 26441C204 154 1748 SH DFND 1748 0 0 EOG RES INC COMMON STOCK 26875P101 452 4847 SH DFND 4467 0 380 E TRADE FINANCIAL CORP COMMON STOCK 269246401 301 6756 SH DFND 6756 0 0 EBAY INC COMMON STOCK 278642103 287 7268 SH DFND 7268 0 0 EQUIFAX INC COMMON STOCK 294429105 446 3295 SH DFND 3295 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 1594 13500 SH DFND 13500 0 0 EXELON CORP COMMON STOCK 30161N101 538 11230 SH DFND 11230 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 1835 23951 SH DFND 23951 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 1042 5397 SH DFND 4975 0 422 FEDEX CORPORATION COMMON STOCK 31428X106 282 1719 SH DFND 1719 0 0 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1603 13064 SH DFND 12760 0 304 FIRST DATA CORP CL A COMMON STOCK 32008D106 242 8925 SH DFND 8925 0 0 FISERV INC COMMON STOCK 337738108 844 9263 SH DFND 8789 0 474 GENERAL DYNAMICS CORP COMMON STOCK 369550108 227 1250 SH DFND 1250 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 203 19288 SH DFND 19288 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 609 3805 SH DFND 3805 0 0 GRAINGER W W INC COMMON STOCK 384802104 282 1053 SH DFND 1053 0 0 HALLIBURTON CO COMMON STOCK 406216101 135 5923 SH DFND 5923 0 0 HOME DEPOT INC COMMON STOCK 437076102 850 4085 SH DFND 4085 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 1041 5960 SH DFND 5960 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 504 3345 SH DFND 3345 0 0 INTEL CORP COMMON STOCK 458140100 1445 30194 SH DFND 30194 0 0 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 895 10415 SH DFND 9347 0 1068 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 537 3891 SH DFND 3891 0 0 INTUIT INC COMMON STOCK 461202103 1012 3874 SH DFND 3602 0 272 JOHNSON & JOHNSON COMMON STOCK 478160104 1656 11887 SH DFND 11887 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2303 20599 SH DFND 20599 0 0 KLA-TENCOR CORP COMMON STOCK 482480100 233 1967 SH DFND 1967 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 499 3745 SH DFND 3745 0 0 LAUDER ESTEE COS CL-A COMMON STOCK 518439104 552 3012 SH DFND 3012 0 0 LOWES COS INC COMMON STOCK 548661107 935 9269 SH DFND 9269 0 0 MASCO CORP COMMON STOCK 574599106 359 9151 SH DFND 9151 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 675 2551 SH DFND 2190 0 361 MCDONALDS CORP COMMON STOCK 580135101 1556 7494 SH DFND 7494 0 0 MERCK & CO INC COMMON STOCK 58933Y105 631 7522 SH DFND 7522 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 547 6304 SH DFND 6304 0 0 MICROSOFT CORP COMMON STOCK 594918104 3968 29620 SH DFND 28723 0 897 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 1007 18678 SH DFND 17096 0 1582 NAVIENT CORP COMMON STOCK 63938C108 225 16505 SH DFND 16505 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 46336 746632 SH DFND 734921 0 11711 NICOLET BANKSHARES INC COMMON STOCK 65406E102 816 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1213 14444 SH DFND 14444 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 693 3475 SH DFND 3475 0 0 NUCOR CORP COMMON STOCK 670346105 288 5227 SH DFND 5227 0 0 NVIDIA CORP COMMON STOCK 67066G104 283 1724 SH DFND 1724 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 1008 17688 SH DFND 17688 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 395 3451 SH DFND 3451 0 0 PEPSICO INC COMMON STOCK 713448108 1038 7915 SH DFND 7915 0 0 PFIZER INC COMMON STOCK 717081103 1686 38917 SH DFND 38917 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 810 10318 SH DFND 10318 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 489 8438 SH DFND 8438 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1647 15025 SH DFND 14522 0 503 QUALCOMM INC COMMON STOCK 747525103 305 4012 SH DFND 4012 0 0 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 206 1260 SH DFND 1260 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 299 4895 SH DFND 4555 0 340 SALESFORCE.COM COMMON STOCK 79466L302 1087 7165 SH DFND 7165 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 298 5180 SH DFND 5180 0 0 STARBUCKS CORP COMMON STOCK 855244109 1011 12066 SH DFND 12066 0 0 STRYKER CORPORATION COMMON STOCK 863667101 525 2556 SH DFND 2556 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 515 4695 SH DFND 4695 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 307 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 825 2810 SH DFND 2390 0 420 TJX COS INC COMMON STOCK 872540109 252 4768 SH DFND 3854 0 914 UNION PAC CORP COMMON STOCK 907818108 650 3842 SH DFND 3842 0 0 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 353 3422 SH DFND 3422 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 618 4743 SH DFND 4743 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 448 1835 SH DFND 1835 0 0 US BANCORP NEW COMMON STOCK 902973304 213 4062 SH DFND 4062 0 0 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 934 16348 SH DFND 15271 0 1077 VISA INC CL A COMMON STOCK 92826C839 935 5389 SH DFND 4369 0 1020 WALMART INC COMMON STOCK 931142103 337 3054 SH DFND 3054 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2039 24462 SH DFND 24462 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1374 29035 SH DFND 29035 0 0 WYNDHAM DESTINATIONS INC COMMON STOCK 98310W108 229 5225 SH DFND 5225 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 361 6480 SH DFND 6480 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 450 7560 SH DFND 7560 0 0 XILINX INC COMMON STOCK 983919101 278 2355 SH DFND 2355 0 0 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 215 4659 SH DFND 4659 0 0 YUM! BRANDS INC COMMON STOCK 988498101 573 5181 SH DFND 5181 0 0 ZIMMER BIOMET HOLDINGS INC COMMON STOCK 98956P102 460 3903 SH DFND 3903 0 0 3M CO COMMON STOCK 88579Y101 539 3109 SH DFND 3109 0 0 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 238 1402 SH DFND 1402 0 0 BANK MONTREAL QUEBEC COMMON STOCK 063671101 216 2866 SH DFND 2866 0 0 ALLERGAN PLC COMMON STOCK G0177J108 195 1165 SH DFND 1165 0 0 EATON CORP PLC COMMON STOCK G29183103 420 5040 SH DFND 5040 0 0 EVERTEC INC COMMON STOCK 30040P103 441 13475 SH DFND 13475 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 418 10530 SH DFND 10141 0 389 AMERICAN TOWER CORP REIT OTHER 03027X100 830 4058 SH DFND 3607 0 451 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 473 7427 SH DFND 7427 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 3661 57688 SH DFND 57377 0 311 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 27 424 SH OTR 424 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 11421 345992 SH DFND 344762 0 1230 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 57 1735 SH OTR 1735 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 448 3976 SH DFND 3976 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 238 3042 SH DFND 3042 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 781 2651 SH DFND 2651 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 7705 117217 SH DFND 117217 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 91 1382 SH OTR 1382 0 0 ISHARES MSCI EAFE SMALL CAP ET OTHER 464288273 388 6758 SH DFND 6758 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 303 5424 SH DFND 5424 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 1154 7086 SH DFND 7086 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 6191 39350 SH DFND 39350 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2558 20105 SH DFND 20046 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1630 10484 SH DFND 10484 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 771 16679 SH DFND 16504 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 6628 36978 SH DFND 36978 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 3126 26816 SH DFND 26816 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 386 11975 SH DFND 11975 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 464 17700 SH DFND 17700 0 0 SCHWAB INTL EQUITY ETF OTHER 808524805 344 10730 SH DFND 10730 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 386 1088 SH DFND 1088 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 6712 22907 SH DFND 22907 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 175 596 SH OTR 596 0 0 SPDR PORTFOLIO DEVELOPED WOR OTHER 78463X889 2989 101005 SH DFND 101005 0 0 VANGUARD ENERGY ETF OTHER 92204A306 214 2520 SH DFND 2520 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 564 11060 SH DFND 11060 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 9034 216589 SH DFND 215849 0 740 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 27 644 SH OTR 644 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 4192 98565 SH DFND 98248 0 317 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 27 644 SH OTR 644 0 0 VANGUARD GROWTH ETF OTHER 922908736 1660 10157 SH DFND 10157 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 515 2962 SH DFND 2962 0 0 VANGUARD IND FD MID-CAP OTHER 922908629 224 1339 SH DFND 1339 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 9036 67069 SH DFND 66438 0 631 VANGUARD S&P 500 ETF OTHER 922908363 1041 3867 SH DFND 3867 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 207 1320 SH DFND 1320 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 893 5950 SH DFND 5950 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 62 412 SH OTR 412 0 0 VANGUARD VALUE ETF OTHER 922908744 675 6085 SH DFND 6085 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 1146 46430 SH DFND 46430 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 9 349 SH OTR 349 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 3325 130294 SH DFND 129719 0 575 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 12 471 SH OTR 471 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1018 8818 SH DFND 8818 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 295 2900 SH DFND 2900 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 276 8982 SH DFND 8982 0 0 VANGUARD INTERMEDIATE-TERM B OTHER 921937819 257 2969 SH DFND 2969 0 0 VANGUARD SHORT TERM BOND ETF OTHER 921937827 280 3477 SH DFND 3477 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 349 3084 SH DFND 3084 0 0