0001174850-19-000020.txt : 20190426 0001174850-19-000020.hdr.sgml : 20190426 20190426155231 ACCESSION NUMBER: 0001174850-19-000020 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190426 DATE AS OF CHANGE: 20190426 EFFECTIVENESS DATE: 20190426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 19771598 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 03-31-2019 03-31-2019 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY WI 54301

13F HOLDINGS REPORT 028-17319 N Ann K Lawson 920-617-5325 Ann K Lawson Green Bay WI 04-26-2019 0 186 241853 false INFORMATION TABLE 2 a1q1913finformationtable.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 2179 27259 SH DFND 26777 0 482 ABBVIE INC COMMON STOCK 00287Y109 405 5025 SH DFND 4971 0 54 ACI WORLDWIDE INC COMMON STOCK 004498101 429 13055 SH DFND 13055 0 0 ADOBE INC COMMON STOCK 00724F101 1088 4084 SH DFND 4084 0 0 AES CORP COMMON STOCK 00130H105 396 21920 SH DFND 21920 0 0 AFFILIATED MANAGERS GROUP INC COMMON STOCK 008252108 309 2888 SH DFND 2734 0 154 AFLAC INC COMMON STOCK 001055102 480 9603 SH DFND 9603 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 366 5105 SH DFND 5105 0 0 ALEXION PHARMACEUTICALS INC COMMON STOCK 015351109 420 3104 SH DFND 3104 0 0 ALLIANCE DATA SYS CORP COMMON STOCK 018581108 222 1267 SH DFND 1267 0 0 ALLSTATE CORP COMMON STOCK 020002101 457 4848 SH DFND 4848 0 0 ALPHABET INC CL A COMMON STOCK 02079K305 903 767 SH DFND 761 0 6 ALPHABET INC CL C COMMON STOCK 02079K107 2665 2271 SH DFND 2154 0 117 ALTRIA GROUP INC COMMON STOCK 02209S103 481 8367 SH DFND 8295 0 72 AMAZON.COM INC COMMON STOCK 023135106 1658 931 SH DFND 931 0 0 AMERICAN WATER WORKS CO INC COMMON STOCK 030420103 379 3633 SH DFND 3633 0 0 AMETEK INC COMMON STOCK 031100100 230 2775 SH DFND 2775 0 0 ANALOG DEVICES INC COMMON STOCK 032654105 219 2084 SH DFND 2084 0 0 APPLE INC COMMON STOCK 037833100 4591 24171 SH DFND 24119 0 52 AT&T INC COMMON STOCK 00206R102 459 14630 SH DFND 14630 0 0 BANK FIRST NATIONAL CORP COMMON STOCK 06211J100 693 11759 SH DFND 11759 0 0 BAXTER INTL INC COMMON STOCK 071813109 418 5142 SH DFND 4723 0 419 BECTON DICKINSON COMMON STOCK 075887109 204 815 SH DFND 815 0 0 BERKSHIRE HATHAWAY INC-CL B COMMON STOCK 084670702 1017 5063 SH DFND 5063 0 0 BIOGEN INC COMMON STOCK 09062X103 412 1744 SH DFND 1725 0 19 BLACKROCK INC CL A COMMON STOCK 09247X101 209 489 SH DFND 489 0 0 BOEING CO COMMON STOCK 097023105 727 1906 SH DFND 1906 0 0 BOTTOMLINE TECHNOLOGIES DEL IN COMMON STOCK 101388106 799 15955 SH DFND 15955 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 731 15331 SH DFND 15331 0 0 CARBON BLACK INC COMMON STOCK 14081R103 162 11600 SH DFND 11600 0 0 CARNIVAL CORP COMMON STOCK 143658300 195 3852 SH DFND 3852 0 0 CATERPILLAR INC COMMON STOCK 149123101 482 3561 SH DFND 3561 0 0 CELGENE CORP COMMON STOCK 151020104 384 4070 SH DFND 4070 0 0 CHARLES SCHWAB CORP COMMON STOCK 808513105 757 17712 SH DFND 17030 0 682 CHEVRON CORPORATION COMMON STOCK 166764100 1629 13228 SH DFND 13187 0 41 CISCO SYSTEMS INC COMMON STOCK 17275R102 387 7172 SH DFND 6996 0 176 CITIGROUP INC COMMON STOCK 172967424 617 9921 SH DFND 9921 0 0 COCA COLA CO COMMON STOCK 191216100 1376 29363 SH DFND 29363 0 0 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 312 4312 SH DFND 4247 0 65 COMCAST CORP-CL A COMMON STOCK 20030N101 449 11231 SH DFND 11231 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 1323 5462 SH DFND 5462 0 0 CSX CORP COMMON STOCK 126408103 639 8534 SH DFND 8534 0 0 CVS HEALTH CORP COMMON STOCK 126650100 675 12516 SH DFND 12516 0 0 DANAHER CORP COMMON STOCK 235851102 765 5797 SH DFND 4876 0 921 DEERE & CO COMMON STOCK 244199105 491 3072 SH DFND 3072 0 0 DISNEY WALT CO NEW COMMON STOCK 254687106 1603 14435 SH DFND 14140 0 295 DOWDUPONT INC COMMON STOCK 26078J100 314 5885 SH DFND 5130 0 755 DUKE ENERGY CORP COMMON STOCK 26441C204 157 1748 SH DFND 1748 0 0 E TRADE FINANCIAL CORP COMMON STOCK 269246401 314 6756 SH DFND 6756 0 0 ECHO GLOBAL LOGISTICS INC COMMON STOCK 27875T101 217 8755 SH DFND 8755 0 0 EOG RES INC COMMON STOCK 26875P101 445 4671 SH DFND 4340 0 331 EQUIFAX INC COMMON STOCK 294429105 390 3295 SH DFND 3295 0 0 EXACT SCIENCES CORP COMMON STOCK 30063P105 1169 13500 SH DFND 13500 0 0 EXELON CORP COMMON STOCK 30161N101 563 11230 SH DFND 11230 0 0 EXXONMOBIL CORP COMMON STOCK 30231G102 1956 24204 SH DFND 24204 0 0 FACEBOOK INC-A COMMON STOCK 30303M102 931 5587 SH DFND 5165 0 422 FEDEX CORPORATION COMMON STOCK 31428X106 321 1768 SH DFND 1749 0 19 FIDELITY NATL INFORMATION SVCS COMMON STOCK 31620M106 1437 12706 SH DFND 12706 0 0 FIRST DATA CORP CL A COMMON STOCK 32008D106 243 9250 SH DFND 9250 0 0 FISERV INC COMMON STOCK 337738108 779 8819 SH DFND 8819 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 212 1250 SH DFND 1250 0 0 GENERAL ELECTRIC CORP COMMON STOCK 369604103 203 20328 SH DFND 20328 0 0 GLOBAL PAYMENTS INC COMMON STOCK 37940X102 519 3805 SH DFND 3805 0 0 GRAINGER W W INC COMMON STOCK 384802104 517 1718 SH DFND 1718 0 0 HALLIBURTON CO COMMON STOCK 406216101 174 5923 SH DFND 5923 0 0 HOME DEPOT INC COMMON STOCK 437076102 792 4128 SH DFND 4090 0 38 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 866 5452 SH DFND 5452 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 480 3345 SH DFND 3298 0 47 INTEL CORP COMMON STOCK 458140100 1426 26559 SH DFND 26401 0 158 INTERCONTINENTAL EXCHANGE INC COMMON STOCK 45866F104 808 10606 SH DFND 9538 0 1068 INTL. BUSINESS MACHINES CORP COMMON STOCK 459200101 551 3905 SH DFND 3905 0 0 INTUIT INC COMMON STOCK 461202103 1032 3947 SH DFND 3632 0 315 JOHNSON & JOHNSON COMMON STOCK 478160104 1326 9488 SH DFND 9488 0 0 JP MORGAN CHASE & CO COMMON STOCK 46625H100 2099 20738 SH DFND 20640 0 98 KLA TENCOR CORP COMMON STOCK 482480100 235 1967 SH DFND 1967 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 467 3770 SH DFND 3770 0 0 ESTEE LAUDER COMPANIES CLASS A COMMON STOCK 518439104 499 3012 SH DFND 3012 0 0 LOWES COS INC COMMON STOCK 548661107 1022 9335 SH DFND 9335 0 0 MASCO CORP COMMON STOCK 574599106 360 9151 SH DFND 9151 0 0 MASTERCARD INC CL A COMMON STOCK 57636Q104 620 2635 SH DFND 2274 0 361 MCDONALDS CORP COMMON STOCK 580135101 1432 7541 SH DFND 7541 0 0 MERCK & CO INC COMMON STOCK 58933Y105 699 8408 SH DFND 7759 0 649 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 513 6184 SH DFND 6184 0 0 MICROSOFT CORP COMMON STOCK 594918104 3514 29793 SH DFND 28896 0 897 MONDELEZ INTERNATIONAL INC COMMON STOCK 609207105 934 18713 SH DFND 17131 0 1582 NAVIENT CORP COMMON STOCK 63938C108 193 16705 SH DFND 16705 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 46193 775053 SH DFND 763342 0 11711 NICOLET BANKSHARES INC COMMON STOCK 65406E102 783 13141 SH OTR 13141 0 0 NIKE INC-CLASS B COMMON STOCK 654106103 1221 14499 SH DFND 14499 0 0 NORFOLK SOUTHERN CORP COMMON STOCK 655844108 649 3475 SH DFND 3475 0 0 NUCOR CORP COMMON STOCK 670346105 305 5227 SH DFND 5227 0 0 NVIDIA CORP COMMON STOCK 67066G104 310 1724 SH DFND 1724 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 948 17651 SH DFND 17651 0 0 PAYPAL HOLDINGS INC COMMON STOCK 70450Y103 340 3276 SH DFND 3276 0 0 PEPSICO INC COMMON STOCK 713448108 971 7923 SH DFND 7923 0 0 PFIZER INC COMMON STOCK 717081103 1654 38941 SH DFND 38941 0 0 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 912 10318 SH DFND 10318 0 0 PRINCIPAL FINANCIAL GROUP COMMON STOCK 74251V102 421 8388 SH DFND 8388 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 1588 15263 SH DFND 14722 0 541 QUALCOMM INC COMMON STOCK 747525103 278 4879 SH DFND 4323 0 556 ROCKWELL AUTOMATION INC COMMON STOCK 773903109 212 1210 SH DFND 1210 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 284 4895 SH DFND 4555 0 340 SALESFORCE.COM COMMON STOCK 79466L302 988 6241 SH DFND 6241 0 0 SS&C TECHNOLOGIES HOLDINGS INC COMMON STOCK 78467J100 298 4680 SH DFND 4680 0 0 STARBUCKS CORP COMMON STOCK 855244109 1122 15087 SH DFND 15087 0 0 STRYKER CORPORATION COMMON STOCK 863667101 513 2596 SH DFND 2596 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 477 4760 SH DFND 4760 0 0 TEXAS PACIFIC LAND TRUST COMMON STOCK 882610108 302 390 SH DFND 390 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 802 2931 SH DFND 2511 0 420 TJX COS INC COMMON STOCK 872540109 254 4768 SH DFND 3854 0 914 UNION PAC CORP COMMON STOCK 907818108 649 3882 SH DFND 3849 0 33 UNITED PARCEL SERVICE CL B COMMON STOCK 911312106 449 4022 SH DFND 4022 0 0 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 615 4768 SH DFND 4740 0 28 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 478 1935 SH DFND 1907 0 28 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 963 16289 SH DFND 15216 0 1073 VISA INC CL A COMMON STOCK 92826C839 882 5646 SH DFND 4573 0 1073 WALMART INC COMMON STOCK 931142103 298 3054 SH DFND 3054 0 0 WATERS CORP COMMON STOCK 941848103 220 875 SH DFND 875 0 0 WEC ENERGY GROUP INC COMMON STOCK 92939U106 1944 24582 SH DFND 24582 0 0 WELLS FARGO & CO COMMON STOCK 949746101 1967 40713 SH DFND 40713 0 0 WYNDHAM DESTINATIONS INC COMMON STOCK 98310W108 213 5270 SH DFND 5270 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 326 6525 SH DFND 6525 0 0 XCEL ENERGY INC COMMON STOCK 98389B100 423 7519 SH DFND 7519 0 0 XILINX INC COMMON STOCK 983919101 299 2355 SH DFND 2355 0 0 YUM CHINA HOLDINGS INC COMMON STOCK 98850P109 209 4659 SH DFND 4659 0 0 YUM! BRANDS INC COMMON STOCK 988498101 557 5576 SH DFND 5576 0 0 ZIMMER BIOMET HOLDINGS, CIN COMMON STOCK 98956P102 498 3903 SH DFND 3903 0 0 3M CO COMMON STOCK 88579Y101 646 3107 SH DFND 3107 0 0 ALIBABA GROUP HOLDING LTD SPON COMMON STOCK 01609W102 288 1581 SH DFND 1581 0 0 BANK MONTREAL QUEBEC COMMON STOCK 063671101 214 2866 SH DFND 2866 0 0 ALLERGAN PLC COMMON STOCK G0177J108 171 1165 SH DFND 1165 0 0 EATON CORP PLC COMMON STOCK G29183103 406 5040 SH DFND 5040 0 0 EVERTEC INC COMMON STOCK 30040P103 380 13675 SH DFND 13675 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 452 10366 SH DFND 9977 0 389 AMERICAN TOWER CORP REIT OTHER 03027X100 809 4107 SH DFND 3607 0 500 ENERGY SELECT SECTOR SPDR OTHER 81369Y506 495 7487 SH DFND 7487 0 0 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 3838 60038 SH DFND 59806 0 232 FLEXSHARES GLOBAL QUALITY RE OTHER 33939L787 27 424 SH OTR 424 0 0 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 12233 373526 SH DFND 372159 0 1367 FLEXSHARES GLOBAL UPSTREAM N OTHER 33939L407 57 1735 SH OTR 1735 0 0 ISHARES COHEN & STEERS RLTY ET OTHER 464287564 442 3976 SH DFND 3976 0 0 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 218 1150 SH DFND 1150 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 264 3422 SH DFND 3422 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 754 2651 SH DFND 2651 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 7905 121879 SH DFND 121879 0 0 ISHARES MSCI EAFE ETF OTHER 464287465 90 1382 SH OTR 1382 0 0 ISHARES MSCI EAFE SMALL CAP ET OTHER 464288273 439 7644 SH DFND 7644 0 0 ISHARES RUSSELL MIDCAP ETF OTHER 464287499 235 4349 SH DFND 4349 0 0 ISHARES RUSSELL 1000 ETF OTHER 464287622 917 5832 SH DFND 5832 0 0 ISHARES RUSSELL 1000 GROWTH ET OTHER 464287614 6665 44035 SH DFND 44035 0 0 ISHARES RUSSELL 1000 VALUE ETF OTHER 464287598 2609 21131 SH DFND 21072 0 59 ISHARES RUSSELL 2000 ETF OTHER 464287655 1630 10650 SH DFND 10650 0 0 ISHARES S&P GLOBAL INFRASTR ET OTHER 464288372 739 16482 SH DFND 16307 0 175 ISHARES S&P 500 GROWTH ETF OTHER 464287309 6684 38779 SH DFND 38779 0 0 ISHARES S&P 500 VALUE ETF OTHER 464287408 3060 27143 SH DFND 27143 0 0 JOHN HANCOCK FINANCIAL OPP FUN OTHER 409735206 388 12175 SH DFND 12175 0 0 SCHWAB EMERGING MARKETS ETF OTHER 808524706 460 17700 SH DFND 17700 0 0 SCHWAB INTL EQUITY ETF OTHER 808524805 336 10730 SH DFND 10730 0 0 SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 408 1181 SH DFND 1181 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 6491 22980 SH DFND 22980 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 168 596 SH OTR 596 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US OTHER 78463X889 2950 101005 SH DFND 101005 0 0 VANGUARD ENERGY ETF OTHER 92204A306 225 2520 SH DFND 2520 0 0 VANGUARD FTSE ALL-WORLD EX-US OTHER 922042775 555 11060 SH DFND 11060 0 0 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 9604 234982 SH DFND 234241 0 741 VANGUARD FTSE DEVELOPED MARKET OTHER 921943858 26 644 SH OTR 644 0 0 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 4802 112995 SH DFND 112469 0 526 VANGUARD FTSE EMERGING MARKETS OTHER 922042858 27 644 SH OTR 644 0 0 VANGUARD GROWTH ETF OTHER 922908736 1673 10693 SH DFND 10693 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 462 2677 SH DFND 2677 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 10749 82815 SH DFND 82180 0 635 VANGUARD S&P 500 ETF OTHER 922908363 959 3696 SH DFND 3696 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 340 2225 SH DFND 2225 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 849 5867 SH DFND 5867 0 0 VANGUARD TOTAL STOCK MARKET ET OTHER 922908769 60 412 SH OTR 412 0 0 VANGUARD VALUE ETF OTHER 922908744 726 6747 SH DFND 6747 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 1397 57428 SH DFND 57428 0 0 FLEXSHARES IBOXX 3-YEAR TARG OTHER 33939L506 8 349 SH OTR 349 0 0 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 3655 146937 SH DFND 145934 0 1003 FLEXSHARES IBOXX 5-YEAR TARG OTHER 33939L605 12 471 SH OTR 471 0 0 ISHARES BARCLAYS TIPS BOND ETF OTHER 464287176 1076 9513 SH DFND 9513 0 0 PIMCO ENHANCED SHORT MATURITY OTHER 72201R833 295 2900 SH DFND 2900 0 0 SPDR PORT SHRT TRM CORP BND OTHER 78464A474 273 8926 SH DFND 8926 0 0 VANGUARD INTERMEDIATE-TERM B OTHER 921937819 249 2969 SH DFND 2969 0 0 VANGUARD SHORT TERM BOND ETF OTHER 921937827 284 3574 SH DFND 3574 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 343 3084 SH DFND 3084 0 0